401k Plan data: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN plan

AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 401k Plan overview

Plan Name	AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN
Plan identification number	001

AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

AMERICAN PUBLIC UNIVERSITY SYSTEM has sponsored the creation of one or more 401k plans.

Company Name: AMERICAN PUBLIC UNIVERSITY SYSTEM

Employer identification number (EIN): 010724370

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 DEBORAH GRIFFITH
001 2012-01-01 DEBORAH GRIFFITH WALLACE BOSTON 2013-07-30
001 2011-01-01 DEBORAH GRIFFITH WALLACE BOSTON 2012-08-15
001 2010-01-01 DEBORAH GRIFFITH WALLACE BOSTON 2011-07-26
001 2009-01-01 DEBORAH GRIFFITH WALLACE BOSTON 2010-07-26

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	DEBORAH GRIFFITH
001	2012-01-01	DEBORAH GRIFFITH	WALLACE BOSTON	2013-07-30
001	2011-01-01	DEBORAH GRIFFITH	WALLACE BOSTON	2012-08-15
001	2010-01-01	DEBORAH GRIFFITH	WALLACE BOSTON	2011-07-26
001	2009-01-01	DEBORAH GRIFFITH	WALLACE BOSTON	2010-07-26

Plan Statistics for AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN

401k plan membership statisitcs for AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN

Measure Date Value
2013: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,953
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3,368
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 196
Total of all active and inactive participants 2013-01-01 3,564
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 3,565
Number of participants with account balances 2013-01-01 1,943
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,684
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,793
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 158
Total of all active and inactive participants 2012-01-01 2,951
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 2,953
Number of participants with account balances 2012-01-01 1,612
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,174
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,573
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 109
Total of all active and inactive participants 2011-01-01 2,682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 2,684
Number of participants with account balances 2011-01-01 1,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,550
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2,078
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 93
Total of all active and inactive participants 2010-01-01 2,171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 3
Total participants 2010-01-01 2,174
Number of participants with account balances 2010-01-01 923
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,207
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,493
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 57
Total of all active and inactive participants 2009-01-01 1,550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,550
Number of participants with account balances 2009-01-01 699
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,953
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3,368
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	196
Total of all active and inactive participants	2013-01-01	3,564
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	3,565
Number of participants with account balances	2013-01-01	1,943
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,684
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,793
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	158
Total of all active and inactive participants	2012-01-01	2,951
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	2,953
Number of participants with account balances	2012-01-01	1,612
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,174
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,573
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	109
Total of all active and inactive participants	2011-01-01	2,682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	2,684
Number of participants with account balances	2011-01-01	1,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,550
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,078
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	93
Total of all active and inactive participants	2010-01-01	2,171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	3
Total participants	2010-01-01	2,174
Number of participants with account balances	2010-01-01	923
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,207
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,493
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	57
Total of all active and inactive participants	2009-01-01	1,550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,550
Number of participants with account balances	2009-01-01	699
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN

Measure	Date	Value
2013 : AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$165,969
Total unrealized appreciation/depreciation of assets	2013-12-31	$165,969
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$17,274,088
Total loss/gain on sale of assets	2013-12-31	$14,251
Total of all expenses incurred	2013-12-31	$2,783,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,760,142
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$21,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$9,193,088
Value of total assets at end of year	2013-12-31	$47,306,842
Value of total assets at beginning of year	2013-12-31	$32,816,344
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,069
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$243
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,960,251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,960,251
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$6,088,868
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$272,720
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$22,027
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$2,069
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$14,490,498
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$47,306,842
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$32,816,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$44,634,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$30,434,349
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$0
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,662,091
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,435,677
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,435,677
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$243
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,940,286
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$1,010,276
Assets. Invements in employer securities at beginning of year	2013-12-31	$924,291
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$2,831,500
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,760,142
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$456,711
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$442,460
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	STOUT, CAUSEY & HORNING, P.A.
Accountancy firm EIN	2013-12-31	521743645
2012 : AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-31,664
Total unrealized appreciation/depreciation of assets	2012-12-31	$-31,664
Total income from all sources (including contributions)	2012-12-31	$11,732,444
Total loss/gain on sale of assets	2012-12-31	$-83,807
Total of all expenses incurred	2012-12-31	$1,420,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,409,397
Value of total corrective distributions	2012-12-31	$8,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$8,449,059
Value of total assets at end of year	2012-12-31	$32,816,344
Value of total assets at beginning of year	2012-12-31	$22,504,169
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,057
Total interest from all sources	2012-12-31	$668
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$750,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$750,018
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$5,434,194
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$608,908
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$22,027
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$2,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$10,312,175
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$32,816,344
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$22,504,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$30,434,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$20,477,491
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,435,677
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,235,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,235,693
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$668
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,648,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$924,291
Assets. Invements in employer securities at beginning of year	2012-12-31	$790,985
Contributions received in cash from employer	2012-12-31	$2,405,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,409,397
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$440,418
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$524,225
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	STOUT, CAUSEY & HORNING, P.A.
Accountancy firm EIN	2012-12-31	521743645
2011 : AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$98,237
Total unrealized appreciation/depreciation of assets	2011-12-31	$98,237
Total income from all sources (including contributions)	2011-12-31	$6,334,970
Total loss/gain on sale of assets	2011-12-31	$18,257
Total of all expenses incurred	2011-12-31	$921,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$917,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,780,394
Value of total assets at end of year	2011-12-31	$22,504,169
Value of total assets at beginning of year	2011-12-31	$17,090,225
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,978
Total interest from all sources	2011-12-31	$247
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$592,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$592,970
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,280,769
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$506,701
Administrative expenses (other) incurred	2011-12-31	$3,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$5,413,944
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$22,504,169
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$17,090,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$20,477,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$15,651,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,235,693
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$915,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$915,884
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$247
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,155,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$790,985
Assets. Invements in employer securities at beginning of year	2011-12-31	$522,976
Contributions received in cash from employer	2011-12-31	$1,992,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$917,048
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$335,113
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$316,856
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	MCGLADREY LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$10,993
Total unrealized appreciation/depreciation of assets	2010-12-31	$10,993
Total income from all sources (including contributions)	2010-12-31	$6,955,600
Total loss/gain on sale of assets	2010-12-31	$-1,901
Total of all expenses incurred	2010-12-31	$629,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$622,414
Value of total corrective distributions	2010-12-31	$4,700
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,954,524
Value of total assets at end of year	2010-12-31	$17,090,225
Value of total assets at beginning of year	2010-12-31	$10,763,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,963
Total interest from all sources	2010-12-31	$150
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$266,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$266,186
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,206,438
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$245,216
Administrative expenses (other) incurred	2010-12-31	$1,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,326,523
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$17,090,225
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$10,763,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$15,651,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,764,875
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$915,884
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$737,876
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$737,876
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$150
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,725,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$522,976
Assets. Invements in employer securities at beginning of year	2010-12-31	$260,951
Contributions received in cash from employer	2010-12-31	$1,502,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$622,414
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$86,740
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$88,641
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	MCGLADERY & PULLEN, LLP
Accountancy firm EIN	2010-12-31	420714325
2009 : AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN

2013: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: AMERICAN PUBLIC UNIVERSITY SYSTEM RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	AMERICAN PUBLIC UNIVERSITY SYSTEM
Employer identification number (EIN):	010724370
NAIC Classification:	611000