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21ST CENTURY SECURITIES 401(K) PLAN 401k Plan overview

Plan Name21ST CENTURY SECURITIES 401(K) PLAN
Plan identification number 001

21ST CENTURY SECURITIES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

21ST CENTURY SECURITIES has sponsored the creation of one or more 401k plans.

Company Name:21ST CENTURY SECURITIES
Employer identification number (EIN):010735782
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 21ST CENTURY SECURITIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01MICHAEL GANCI2024-10-02
0012022-01-01MICHAEL GANCI2023-02-24
0012021-01-01MICHAEL GANCI2022-08-15
0012020-01-01MICHAEL GANCI2021-10-06 MICHAEL GANCI2021-10-06
0012019-01-01MICHAEL GANCI2020-07-27
0012018-01-01MICHAEL GANCI2019-07-02

Plan Statistics for 21ST CENTURY SECURITIES 401(K) PLAN

401k plan membership statisitcs for 21ST CENTURY SECURITIES 401(K) PLAN

Measure Date Value
2025: 21ST CENTURY SECURITIES 401(K) PLAN 2025 401k membership
Total number of particpants at beginning of year2025-10-083
Total number of particpants at end of year2025-10-083
Number of Participants With Account Balances2025-10-083
2024: 21ST CENTURY SECURITIES 401(K) PLAN 2024 401k membership
Total number of particpants at beginning of year2024-10-023
Total number of particpants at end of year2024-10-023
Number of Participants With Account Balances2024-10-023
2022: 21ST CENTURY SECURITIES 401(K) PLAN 2022 401k membership
Total number of particpants at beginning of year2022-08-153
Total number of particpants at end of year2022-08-153
Number of Participants With Account Balances2022-08-153

Financial Data on 21ST CENTURY SECURITIES 401(K) PLAN

Measure Date Value
2025 : 21ST CENTURY SECURITIES 401(K) PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-10-080
Net assets as of the end of the plan year2025-10-081163166
Total assets as of the beginning of the plan year2025-10-08897152
Value of plan covered by a fidelity bond2025-10-08200000
Participant contributions to plan in this plan year2025-10-0851325
Other income to plan in this plan year2025-10-08157219
Plan net income in this plan year2025-10-08266014
Net assets as of the end of the plan year2025-10-081163166
Net assets as of the beginning of the plan year2025-10-08897152
Employer contributions to plan in this plan year2025-10-0857470
2024 : 21ST CENTURY SECURITIES 401(K) PLAN 2024 401k financial data
Total liabilities as of the beginning of the plan year2024-10-020
Total expenses incurred by plan in this plan year2024-10-020
Net assets as of the end of the plan year2024-10-02897152
Total assets as of the beginning of the plan year2024-10-02668723
Value of plan covered by a fidelity bond2024-10-02200000
Participant contributions to plan in this plan year2024-10-0246625
Other expenses paid from plan in this plan year2024-10-020
Other contributions to plan in this plan year2024-10-020
Other income to plan in this plan year2024-10-02131599
Plan net income in this plan year2024-10-02228429
Net assets as of the end of the plan year2024-10-02897152
Net assets as of the beginning of the plan year2024-10-02668723
Employer contributions to plan in this plan year2024-10-0250205
Expensese paid to adminstrative service provicers from plan in this plan year2024-10-020
2022 : 21ST CENTURY SECURITIES 401(K) PLAN 2022 401k financial data
Total transfers to/from plan in this plan year2022-08-150
Total liabilities as of the end of the plan year2022-08-150
Total liabilities as of the beginning of the plan year2022-08-150
Total expenses incurred by plan in this plan year2022-08-1515
Net assets as of the end of the plan year2022-08-15702604
Total assets as of the beginning of the plan year2022-08-15525228
Value of plan covered by a fidelity bond2022-08-15200000
Participant contributions to plan in this plan year2022-08-1544154
Other expenses paid from plan in this plan year2022-08-150
Other contributions to plan in this plan year2022-08-150
Other income to plan in this plan year2022-08-1594877
Plan net income in this plan year2022-08-15177376
Net assets as of the end of the plan year2022-08-15702604
Net assets as of the beginning of the plan year2022-08-15525228
Employer contributions to plan in this plan year2022-08-1538360
Expensese paid to adminstrative service provicers from plan in this plan year2022-08-1515

Potentially related plans

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