WINSLOW, KING, RICHARDS & CO., INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC.
401k plan membership statisitcs for THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC.
| Measure | Date | Value |
|---|
| 2020: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 134 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 38 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 84 |
| Total of all active and inactive participants | 2020-01-01 | 122 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 122 |
| Number of participants with account balances | 2020-01-01 | 103 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 38 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 132 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 18 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 1 |
| Total of all active and inactive participants | 2019-01-01 | 151 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 151 |
| Number of participants with account balances | 2019-01-01 | 133 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 28 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 4 |
| Total of all active and inactive participants | 2018-01-01 | 32 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 32 |
| Number of participants with account balances | 2018-01-01 | 13 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 10 |
| Total of all active and inactive participants | 2017-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 11 |
| Number of participants with account balances | 2017-01-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 44 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 42 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 2 |
| Total of all active and inactive participants | 2016-01-01 | 44 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 44 |
| Number of participants with account balances | 2016-01-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 58 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 37 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 4 |
| Total of all active and inactive participants | 2015-01-01 | 41 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 41 |
| Number of participants with account balances | 2015-01-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 0 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 37 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 6 |
| Total of all active and inactive participants | 2014-01-01 | 43 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 43 |
| Number of participants with account balances | 2014-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2020 : THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $247,558 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $202,684 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $190,826 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $106,115 |
| Value of total assets at end of year | 2020-12-31 | $1,013,326 |
| Value of total assets at beginning of year | 2020-12-31 | $968,452 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $11,858 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $100,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $65,266 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,240 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $44,874 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,013,326 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $968,452 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $5,150 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $1,013,326 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $968,452 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $141,443 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $39,609 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $190,826 |
| Contract administrator fees | 2020-12-31 | $6,708 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | SKIBBIE CPA, INC. |
| Accountancy firm EIN | 2020-12-31 | 270851321 |
| 2019 : THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $563,973 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $36,404 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $16,004 |
| Total plan assets at end of year | 2019-12-31 | $968,452 |
| Total plan assets at beginning of year | 2019-12-31 | $440,883 |
| Value of fidelity bond covering the plan | 2019-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $98,140 |
| Contributions received from other sources (not participants or employers) | 2019-12-31 | $941 |
| Other income received | 2019-12-31 | $134,264 |
| Net income (gross income less expenses) | 2019-12-31 | $527,569 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $968,452 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $440,883 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $330,628 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $20,400 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2018 : THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $105,652 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $14,170 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $11,194 |
| Total plan assets at end of year | 2018-12-31 | $440,883 |
| Total plan assets at beginning of year | 2018-12-31 | $349,401 |
| Total contributions received or receivable from participants | 2018-12-31 | $79,010 |
| Contributions received from other sources (not participants or employers) | 2018-12-31 | $35,516 |
| Other income received | 2018-12-31 | $-45,524 |
| Net income (gross income less expenses) | 2018-12-31 | $91,482 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $440,883 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $349,401 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $36,650 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $2,976 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $151,673 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $147,683 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $145,269 |
| Total plan assets at end of year | 2017-12-31 | $349,401 |
| Total plan assets at beginning of year | 2017-12-31 | $345,411 |
| Total contributions received or receivable from participants | 2017-12-31 | $64,775 |
| Other income received | 2017-12-31 | $54,004 |
| Net income (gross income less expenses) | 2017-12-31 | $3,990 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $349,401 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $345,411 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $32,894 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $2,414 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $150,098 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $14,118 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $12,077 |
| Total plan assets at end of year | 2016-12-31 | $345,411 |
| Total plan assets at beginning of year | 2016-12-31 | $209,431 |
| Total contributions received or receivable from participants | 2016-12-31 | $86,721 |
| Expenses. Other expenses not covered elsewhere | 2016-12-31 | $341 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $423 |
| Other income received | 2016-12-31 | $17,839 |
| Net income (gross income less expenses) | 2016-12-31 | $135,980 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $345,411 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $209,431 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $45,115 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $1,700 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $112,127 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $28,598 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $26,731 |
| Total plan assets at end of year | 2015-12-31 | $209,431 |
| Total plan assets at beginning of year | 2015-12-31 | $125,902 |
| Total contributions received or receivable from participants | 2015-12-31 | $77,531 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $631 |
| Other income received | 2015-12-31 | $-4,950 |
| Net income (gross income less expenses) | 2015-12-31 | $83,529 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $209,431 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $125,902 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $39,546 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $1,236 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $128,935 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $3,033 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $1,543 |
| Total plan assets at end of year | 2014-12-31 | $125,902 |
| Total plan assets at beginning of year | 2014-12-31 | $0 |
| Total contributions received or receivable from participants | 2014-12-31 | $83,103 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $710 |
| Other income received | 2014-12-31 | $2,125 |
| Net income (gross income less expenses) | 2014-12-31 | $125,902 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $125,902 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $0 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $43,707 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $780 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2020: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Mulitple employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Mulitple employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Mulitple employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Mulitple employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Mulitple employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Mulitple employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN FBO WINSLOW, KING, RICHARDS & CO., INC. 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Mulitple employer plan |
| 2014-01-01 | First time form 5500 has been submitted | Yes |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 113159 |
| Policy instance | 1 |
| Insurance contract or identification number | 113159 | | Number of Individuals Covered | 125 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $5,050 | | Total amount of fees paid to insurance company | USD $7,455 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $460 | | Amount paid for insurance broker fees | 7455 | | Additional information about fees paid to insurance broker | SALES/ADMINISTRATION | | Insurance broker organization code? | 5 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 113159 |
| Policy instance | 1 |
| Insurance contract or identification number | 113159 | | Number of Individuals Covered | 133 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $4,063 | | Total amount of fees paid to insurance company | USD $16,621 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $370 | | Amount paid for insurance broker fees | 16621 | | Additional information about fees paid to insurance broker | SALES/ADMINISTRATION | | Insurance broker organization code? | 5 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 113159 |
| Policy instance | 1 |
| Insurance contract or identification number | 113159 | | Number of Individuals Covered | 13 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $2,318 | | Total amount of fees paid to insurance company | USD $1,627 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,107 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 |
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| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 113159 |
| Policy instance | 1 |
| Insurance contract or identification number | 113159 | | Number of Individuals Covered | 10 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $1,725 | | Total amount of fees paid to insurance company | USD $1,275 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,568 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | INDEPENDENT FINANCIAL PART |
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| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 113159 |
| Policy instance | 1 |
| Insurance contract or identification number | 113159 | | Number of Individuals Covered | 10 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $951 | | Total amount of fees paid to insurance company | USD $1,223 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 1054 | | Additional information about fees paid to insurance broker | SALES/ADMINISTRATION | | Insurance broker organization code? | 5 | | Insurance broker name | AMERICAN PENSION SERVICES, LLC |
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| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 113159 |
| Policy instance | 1 |
| Insurance contract or identification number | 113159 | | Number of Individuals Covered | 14 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $1,698 | | Total amount of fees paid to insurance company | USD $965 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $987 | | Amount paid for insurance broker fees | 892 | | Additional information about fees paid to insurance broker | SALES/ADMINISTRATION | | Insurance broker organization code? | 5 | | Insurance broker name | INDEPENDENT FINANCIAL PART |
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