401k Plan data: THE PROVIDER ENTERPRISES, INC. 401(K) PLAN plan

THE PROVIDER ENTERPRISES, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE PROVIDER ENTERPRISES, INC. 401(K) PLAN
Plan identification number	001

THE PROVIDER ENTERPRISES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE PROVIDER ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE PROVIDER ENTERPRISES, INC.

Employer identification number (EIN): 020401950

NAIC Classification: 485410
NAIC Description: School and Employee Bus Transportation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PROVIDER ENTERPRISES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 KATHLEEN SCHOLES KATHLEEN SCHOLES 2013-12-30
001 2012-01-01 KATHLEEN SCHOLES KATHLEEN SCHOLES 2013-09-24
001 2011-01-01 KATHLEEN M. SCHOLES 2012-05-15
001 2010-01-01 KATHLEEN SCHOLES 2011-07-26

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	KATHLEEN SCHOLES		KATHLEEN SCHOLES	2013-12-30
001	2012-01-01	KATHLEEN SCHOLES		KATHLEEN SCHOLES	2013-09-24
001	2011-01-01	KATHLEEN M. SCHOLES	2012-05-15
001	2010-01-01	KATHLEEN SCHOLES	2011-07-26

Plan Statistics for THE PROVIDER ENTERPRISES, INC. 401(K) PLAN

401k plan membership statisitcs for THE PROVIDER ENTERPRISES, INC. 401(K) PLAN

Measure Date Value
2013: THE PROVIDER ENTERPRISES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 192
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE PROVIDER ENTERPRISES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 176
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 9
Total of all active and inactive participants 2012-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 185
Number of participants with account balances 2012-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3

Measure	Date	Value
2013: THE PROVIDER ENTERPRISES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	192
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE PROVIDER ENTERPRISES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	176
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	9
Total of all active and inactive participants	2012-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	185
Number of participants with account balances	2012-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3

Financial Data on THE PROVIDER ENTERPRISES, INC. 401(K) PLAN

Measure	Date	Value
2013 : THE PROVIDER ENTERPRISES, INC. 401(K) PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-09	$779
Total income from all sources (including contributions)	2013-12-09	$159,426
Total of all expenses incurred	2013-12-09	$892,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-09	$892,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-09	$83,623
Value of total assets at end of year	2013-12-09	$0
Value of total assets at beginning of year	2013-12-09	$733,813
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-09	$251
Total interest from all sources	2013-12-09	$-66
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-09	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-09	$0
Was this plan covered by a fidelity bond	2013-12-09	Yes
Value of fidelity bond cover	2013-12-09	$50,000
If this is an individual account plan, was there a blackout period	2013-12-09	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-09	No
Contributions received from participants	2013-12-09	$49,824
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-09	$3,164
Administrative expenses (other) incurred	2013-12-09	$251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-09	No
Value of net income/loss	2013-12-09	$-733,034
Value of net assets at end of year (total assets less liabilities)	2013-12-09	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-09	$733,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-09	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-09	No
Were any leases to which the plan was party in default or uncollectible	2013-12-09	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-09	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-09	$731,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-09	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-09	$1,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-09	$1,873
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-09	$-66
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-09	$75,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-09	No
Was there a failure to transmit to the plan any participant contributions	2013-12-09	No
Has the plan failed to provide any benefit when due under the plan	2013-12-09	No
Contributions received in cash from employer	2013-12-09	$30,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-09	$892,209
Liabilities. Value of benefit claims payable at beginning of year	2013-12-09	$779
Did the plan have assets held for investment	2013-12-09	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-09	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-09	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-09	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-09	Disclaimer
Accountancy firm name	2013-12-09	GRAHAM & GRAHAM, CPA
Accountancy firm EIN	2013-12-09	030313587
2012 : THE PROVIDER ENTERPRISES, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$779
Total income from all sources (including contributions)	2012-12-31	$334,074
Total of all expenses incurred	2012-12-31	$196,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$195,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$275,710
Value of total assets at end of year	2012-12-31	$733,813
Value of total assets at beginning of year	2012-12-31	$595,299
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$825
Total interest from all sources	2012-12-31	$-105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$50,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$75,818
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$164,766
Administrative expenses (other) incurred	2012-12-31	$825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$137,735
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$733,034
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$595,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$731,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$586,271
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,873
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$9,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$9,028
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$-105
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$58,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$35,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$195,514
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$779
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRAHAM & GRAHAM, CPA
Accountancy firm EIN	2012-12-31	030313587

Form 5500 Responses for THE PROVIDER ENTERPRISES, INC. 401(K) PLAN

2013: THE PROVIDER ENTERPRISES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE PROVIDER ENTERPRISES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE PROVIDER ENTERPRISES, INC.
Employer identification number (EIN):	020401950
NAIC Classification:	485410
NAIC Description:	School and Employee Bus Transportation