401k Plan data: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST plan

UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 401k Plan overview

Plan Name	UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST
Plan identification number	002

UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related

401k Sponsoring company profile

UNITED ANESTHESIA ASSOCIATES, SC has sponsored the creation of one or more 401k plans.

Company Name: UNITED ANESTHESIA ASSOCIATES, SC

Employer identification number (EIN): 020672981

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-10-01 ANDREW WARD, M.D. ANDREW WARD, M.D. 2016-06-06
002 2014-10-01 ANDREW WARD, M.D. ANDREW WARD, M.D. 2016-06-01
002 2013-10-01 ANDREW WARD, M.D.
002 2012-10-01 ANDREW WARD, M.D.
002 2011-10-01 ANDREW WARD, M.D.
002 2009-10-01 ANDREW WARD, M.D.

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-10-01	ANDREW WARD, M.D.	ANDREW WARD, M.D.	2016-06-06
002	2014-10-01	ANDREW WARD, M.D.	ANDREW WARD, M.D.	2016-06-01
002	2013-10-01	ANDREW WARD, M.D.
002	2012-10-01	ANDREW WARD, M.D.
002	2011-10-01	ANDREW WARD, M.D.
002	2009-10-01	ANDREW WARD, M.D.

Plan Statistics for UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST

401k plan membership statisitcs for UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST

Measure Date Value
2015: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-10-01 12
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 0
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 0
Total of all active and inactive participants 2015-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-10-01 12
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 12
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 0
Total of all active and inactive participants 2014-10-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-10-01 12
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 12
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 0
Total of all active and inactive participants 2013-10-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-10-01 13
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 13
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 0
Total of all active and inactive participants 2012-10-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-10-01 13
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 13
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 0
Total of all active and inactive participants 2011-10-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2009: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-10-01 10
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 10
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 0
Total of all active and inactive participants 2009-10-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 10

Measure	Date	Value
2015: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-10-01	12
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	0
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	0
Total of all active and inactive participants	2015-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-10-01	12
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	12
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	0
Total of all active and inactive participants	2014-10-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-10-01	12
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	12
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	0
Total of all active and inactive participants	2013-10-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-10-01	13
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	13
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	0
Total of all active and inactive participants	2012-10-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-10-01	13
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	13
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	0
Total of all active and inactive participants	2011-10-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2009: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-10-01	10
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	10
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	0
Total of all active and inactive participants	2009-10-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	10

Financial Data on UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST

Measure	Date	Value
2016 : UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2016 401k financial data
Total income from all sources	2016-05-31	$147,551
Expenses. Total of all expenses incurred	2016-05-31	$2,221,818
Benefits paid (including direct rollovers)	2016-05-31	$2,221,818
Total plan assets at end of year	2016-05-31	$0
Total plan assets at beginning of year	2016-05-31	$2,074,267
Value of fidelity bond covering the plan	2016-05-31	$500,000
Other income received	2016-05-31	$147,551
Net income (gross income less expenses)	2016-05-31	$-2,074,267
Net plan assets at end of year (total assets less liabilities)	2016-05-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-05-31	$2,074,267
2015 : UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2015 401k financial data
Total income from all sources	2015-09-30	$193,998
Expenses. Total of all expenses incurred	2015-09-30	$182,053
Benefits paid (including direct rollovers)	2015-09-30	$182,053
Total plan assets at end of year	2015-09-30	$2,074,267
Total plan assets at beginning of year	2015-09-30	$2,062,322
Value of fidelity bond covering the plan	2015-09-30	$500,000
Other income received	2015-09-30	$-6,002
Net income (gross income less expenses)	2015-09-30	$11,945
Net plan assets at end of year (total assets less liabilities)	2015-09-30	$2,074,267
Net plan assets at beginning of year (total assets less liabilities)	2015-09-30	$2,062,322
Total contributions received or receivable from employer(s)	2015-09-30	$200,000
2014 : UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2014 401k financial data
Total income from all sources	2014-09-30	$454,286
Expenses. Total of all expenses incurred	2014-09-30	$30,965
Benefits paid (including direct rollovers)	2014-09-30	$30,965
Total plan assets at end of year	2014-09-30	$2,062,322
Total plan assets at beginning of year	2014-09-30	$1,639,001
Value of fidelity bond covering the plan	2014-09-30	$500,000
Other income received	2014-09-30	$254,286
Net income (gross income less expenses)	2014-09-30	$423,321
Net plan assets at end of year (total assets less liabilities)	2014-09-30	$2,062,322
Net plan assets at beginning of year (total assets less liabilities)	2014-09-30	$1,639,001
Total contributions received or receivable from employer(s)	2014-09-30	$200,000
2013 : UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2013 401k financial data
Total income from all sources	2013-09-30	$402,127
Total plan assets at end of year	2013-09-30	$1,639,001
Total plan assets at beginning of year	2013-09-30	$1,236,874
Value of fidelity bond covering the plan	2013-09-30	$500,000
Other income received	2013-09-30	$259,452
Net income (gross income less expenses)	2013-09-30	$402,127
Net plan assets at end of year (total assets less liabilities)	2013-09-30	$1,639,001
Net plan assets at beginning of year (total assets less liabilities)	2013-09-30	$1,236,874
Total contributions received or receivable from employer(s)	2013-09-30	$142,675
2012 : UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2012 401k financial data
Total income from all sources	2012-09-30	$367,122
Total plan assets at end of year	2012-09-30	$1,236,874
Total plan assets at beginning of year	2012-09-30	$869,752
Value of fidelity bond covering the plan	2012-09-30	$500,000
Other income received	2012-09-30	$227,122
Net income (gross income less expenses)	2012-09-30	$367,122
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$1,236,874
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$869,752
Total contributions received or receivable from employer(s)	2012-09-30	$140,000
2011 : UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-09-30	$145,024
Total plan assets at end of year	2011-09-30	$869,752
Total plan assets at beginning of year	2011-09-30	$724,728
Value of fidelity bond covering the plan	2011-09-30	$500,000
Other income received	2011-09-30	$-2,976
Net income (gross income less expenses)	2011-09-30	$145,024
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$869,752
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$724,728
Total contributions received or receivable from employer(s)	2011-09-30	$148,000
Minimum employer required contribution for this plan year	2011-09-30	$148,000
Amount contributed by the employer to the plan for this plan year	2011-09-30	$148,000

Form 5500 Responses for UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST

2015: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	This submission is the final filing	Yes
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: UNITED ANESTHESIA ASSOCIATES, SC DEFINED BENEFIT PLAN AND TRUST 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNITED ANESTHESIA ASSOCIATES, SC
Employer identification number (EIN):	020672981
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)