ROCK OF AGES CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROCK OF AGES CORPORATION SALARIED EMPLOYEES' RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2016 : ROCK OF AGES CORPORATION SALARIED EMPLOYEES' RETIREMENT PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $-8,674 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $-8,674 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $12,601,227 |
| Total loss/gain on sale of assets | 2016-12-31 | $1,191,830 |
| Total of all expenses incurred | 2016-12-31 | $11,885,066 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $11,851,448 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $10,966,178 |
| Value of total assets at end of year | 2016-12-31 | $23,834,253 |
| Value of total assets at beginning of year | 2016-12-31 | $23,118,092 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $33,618 |
| Total interest from all sources | 2016-12-31 | $51,743 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $431,909 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $163,689 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $12,530 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $47,518 |
| Other income not declared elsewhere | 2016-12-31 | $-45,945 |
| Administrative expenses (other) incurred | 2016-12-31 | $13,701 |
| Total non interest bearing cash at end of year | 2016-12-31 | $-9 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $-834 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $716,161 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $23,834,253 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $23,118,092 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $19,917 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $15,964,373 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $14,654,778 |
| Interest earned on other investments | 2016-12-31 | $595 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $51,064 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $84 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $14,186 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $10,966,178 |
| Employer contributions (assets) at end of year | 2016-12-31 | $5,216,178 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $225,000 |
| Income. Dividends from common stock | 2016-12-31 | $268,220 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $11,851,448 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $2,641,181 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $2,371,114 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $5,820,516 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Aggregate proceeds on sale of assets | 2016-12-31 | $20,880,126 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $19,688,296 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | CARON AND BLETZER |
| Accountancy firm EIN | 2016-12-31 | 043499945 |
| 2015 : ROCK OF AGES CORPORATION SALARIED EMPLOYEES' RETIREMENT PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $103,940 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $103,940 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $165,615 |
| Total loss/gain on sale of assets | 2015-12-31 | $266,304 |
| Total of all expenses incurred | 2015-12-31 | $1,948,988 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,942,927 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $977,000 |
| Value of total assets at end of year | 2015-12-31 | $23,118,092 |
| Value of total assets at beginning of year | 2015-12-31 | $24,901,465 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $6,061 |
| Total interest from all sources | 2015-12-31 | $19,197 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $283,836 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $239,270 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $47,518 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Other income not declared elsewhere | 2015-12-31 | $-195,769 |
| Administrative expenses (other) incurred | 2015-12-31 | $1,157 |
| Total non interest bearing cash at end of year | 2015-12-31 | $-834 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-1,783,373 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $23,118,092 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $24,901,465 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $14,654,778 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $24,665,369 |
| Interest earned on other investments | 2015-12-31 | $87 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $19,108 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $2 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-121,698 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-1,167,195 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $977,000 |
| Employer contributions (assets) at end of year | 2015-12-31 | $225,000 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $236,096 |
| Income. Dividends from common stock | 2015-12-31 | $44,566 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,942,927 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $2,371,114 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $0 |
| Contract administrator fees | 2015-12-31 | $4,904 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $5,820,516 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $742,928 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $476,624 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | CARON AND BLETZER |
| Accountancy firm EIN | 2015-12-31 | 043499945 |
| 2014 : ROCK OF AGES CORPORATION SALARIED EMPLOYEES' RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,194,386 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,694,483 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,690,733 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $944,384 |
| Value of total assets at end of year | 2014-12-31 | $24,901,465 |
| Value of total assets at beginning of year | 2014-12-31 | $24,401,562 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $3,750 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $499,903 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $24,901,465 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $24,401,562 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $24,665,369 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $23,999,426 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $1,250,002 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $944,384 |
| Employer contributions (assets) at end of year | 2014-12-31 | $236,096 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $402,136 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,690,733 |
| Contract administrator fees | 2014-12-31 | $3,750 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CARON AND BLETZER |
| Accountancy firm EIN | 2014-12-31 | 043499945 |
| 2013 : ROCK OF AGES CORPORATION SALARIED EMPLOYEES' RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $4,178,886 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,635,656 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,631,906 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $995,902 |
| Value of total assets at end of year | 2013-12-31 | $24,401,562 |
| Value of total assets at beginning of year | 2013-12-31 | $21,858,332 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,750 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,543,230 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $24,401,562 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $21,858,332 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $23,999,426 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $21,599,682 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $3,182,984 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $995,902 |
| Employer contributions (assets) at end of year | 2013-12-31 | $402,136 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $258,650 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,631,906 |
| Contract administrator fees | 2013-12-31 | $3,750 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CARON AND BLETZER PLLC |
| Accountancy firm EIN | 2013-12-31 | 043499945 |
| 2012 : ROCK OF AGES CORPORATION SALARIED EMPLOYEES' RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $3,296,404 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,670,697 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,580,321 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,034,600 |
| Value of total assets at end of year | 2012-12-31 | $21,858,332 |
| Value of total assets at beginning of year | 2012-12-31 | $20,232,625 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $90,376 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Administrative expenses (other) incurred | 2012-12-31 | $86,626 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,625,707 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $21,858,332 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $20,232,625 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $21,599,682 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $19,709,175 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $2,261,804 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,034,600 |
| Employer contributions (assets) at end of year | 2012-12-31 | $258,650 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $523,450 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,580,321 |
| Contract administrator fees | 2012-12-31 | $3,750 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | CARON AND BLETZER, PLLC |
| Accountancy firm EIN | 2012-12-31 | 043499945 |
| 2011 : ROCK OF AGES CORPORATION SALARIED EMPLOYEES' RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,186,106 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,605,319 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,590,170 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,031,645 |
| Value of total assets at end of year | 2011-12-31 | $19,709,175 |
| Value of total assets at beginning of year | 2011-12-31 | $20,128,388 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $15,149 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $43,839 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $61,539 |
| Administrative expenses (other) incurred | 2011-12-31 | $11,399 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-419,213 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $19,709,175 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $20,128,388 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $19,709,175 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $20,128,388 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $154,461 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $987,806 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,528,631 |
| Contract administrator fees | 2011-12-31 | $3,750 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CARON AND BLETZER |
| Accountancy firm EIN | 2011-12-31 | 043499945 |
| 2010 : ROCK OF AGES CORPORATION SALARIED EMPLOYEES' RETIREMENT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,606,505 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,532,776 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,528,826 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $734,730 |
| Value of total assets at end of year | 2010-12-31 | $20,128,388 |
| Value of total assets at beginning of year | 2010-12-31 | $19,054,659 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,950 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,629 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $66,828 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,073,729 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $20,128,388 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $19,054,659 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $20,128,388 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $19,054,659 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $1,871,775 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $732,101 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,461,998 |
| Contract administrator fees | 2010-12-31 | $3,950 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | SALVADOR AND BABIE P C |
| Accountancy firm EIN | 2010-12-31 | 030275888 |
| 2009 : ROCK OF AGES CORPORATION SALARIED EMPLOYEES' RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
