?>
Logo

DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameDUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

DUBOIS & KING, INC. has sponsored the creation of one or more 401k plans.

Company Name:DUBOIS & KING, INC.
Employer identification number (EIN):030224555
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about DUBOIS & KING, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division
Incorporation Date: 1970-01-02
Company Identification Number: 63319
Legal Registered Office Address: 28 N. MAIN ST., POB 339

RANDOLPH
United States of America (USA)
05060

More information about DUBOIS & KING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-11-01JOHN W BAUMANN2023-08-09 JOHN W BAUMANN2023-08-09
0022020-11-01JOHN W BAUMANN2022-08-09 JOHN W BAUMANN2022-08-09
0022019-11-01RICHARD J. GOODALL2021-08-10 RICHARD J. GOODALL2021-08-10
0022018-11-01RICHARD J. GOODALL2020-08-11 RICHARD J. GOODALL2020-08-11
0022017-11-01RICHARD J. GOODALL2019-08-13 RICHARD J. GOODALL2019-08-13
0022016-11-01
0022015-11-01
0022014-11-01
0022013-11-01
0022012-11-01RICHARD J. GOODALL RICHARD J. GOODALL2014-08-13
0022011-11-01RICHARD J. GOODALL RICHARD J. GOODALL2013-08-15
0022010-11-01RICHARD J. GOODALL RICHARD J. GOODALL2012-08-15
0022009-11-01RICHARD J. GOODALL RICHARD J. GOODALL2011-08-15
0022008-11-01

Plan Statistics for DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-11-01171
Total number of active participants reported on line 7a of the Form 55002021-11-0192
Number of retired or separated participants receiving benefits2021-11-010
Number of other retired or separated participants entitled to future benefits2021-11-0183
Total of all active and inactive participants2021-11-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-11-010
Total participants2021-11-01175
Number of participants with account balances2021-11-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-11-017
2020: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-11-01166
Total number of active participants reported on line 7a of the Form 55002020-11-0195
Number of retired or separated participants receiving benefits2020-11-010
Number of other retired or separated participants entitled to future benefits2020-11-0171
Total of all active and inactive participants2020-11-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-11-010
Total participants2020-11-01166
Number of participants with account balances2020-11-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-11-0111
2019: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-11-01159
Total number of active participants reported on line 7a of the Form 55002019-11-01101
Number of retired or separated participants receiving benefits2019-11-010
Number of other retired or separated participants entitled to future benefits2019-11-0153
Total of all active and inactive participants2019-11-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-11-010
Total participants2019-11-01154
Number of participants with account balances2019-11-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-11-014
2018: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-11-01154
Total number of active participants reported on line 7a of the Form 55002018-11-0196
Number of retired or separated participants receiving benefits2018-11-010
Number of other retired or separated participants entitled to future benefits2018-11-0154
Total of all active and inactive participants2018-11-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-11-010
Total participants2018-11-01150
Number of participants with account balances2018-11-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-11-019
2017: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-11-01133
Total number of active participants reported on line 7a of the Form 55002017-11-0195
Number of retired or separated participants receiving benefits2017-11-010
Number of other retired or separated participants entitled to future benefits2017-11-0145
Total of all active and inactive participants2017-11-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-11-010
Total participants2017-11-01140
Number of participants with account balances2017-11-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-11-011
2016: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-01119
Total number of active participants reported on line 7a of the Form 55002016-11-0181
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-0142
Total of all active and inactive participants2016-11-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-01123
Number of participants with account balances2016-11-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-012
2015: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-01110
Total number of active participants reported on line 7a of the Form 55002015-11-0172
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-0139
Total of all active and inactive participants2015-11-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-010
Total participants2015-11-01111
Number of participants with account balances2015-11-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-013
2014: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-01111
Total number of active participants reported on line 7a of the Form 55002014-11-0179
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-0127
Total of all active and inactive participants2014-11-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-01106
Number of participants with account balances2014-11-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-014
2013: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-01104
Total number of active participants reported on line 7a of the Form 55002013-11-0176
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-0126
Total of all active and inactive participants2013-11-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-01102
Number of participants with account balances2013-11-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-010
2012: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-01101
Total number of active participants reported on line 7a of the Form 55002012-11-0171
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-0124
Total of all active and inactive participants2012-11-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-0195
Number of participants with account balances2012-11-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-011
2011: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-0196
Total number of active participants reported on line 7a of the Form 55002011-11-0168
Number of other retired or separated participants entitled to future benefits2011-11-0127
Total of all active and inactive participants2011-11-0195
Total participants2011-11-0195
Number of participants with account balances2011-11-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-011
2010: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-11-0193
Total number of active participants reported on line 7a of the Form 55002010-11-0162
Number of retired or separated participants receiving benefits2010-11-014
Number of other retired or separated participants entitled to future benefits2010-11-0125
Total of all active and inactive participants2010-11-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-11-010
Total participants2010-11-0191
Number of participants with account balances2010-11-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-11-013
2009: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-0186
Total number of active participants reported on line 7a of the Form 55002009-11-0163
Number of retired or separated participants receiving benefits2009-11-012
Number of other retired or separated participants entitled to future benefits2009-11-0124
Total of all active and inactive participants2009-11-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-010
Total participants2009-11-0189
Number of participants with account balances2009-11-0187

Financial Data on DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-10-31$744,166
Total unrealized appreciation/depreciation of assets2022-10-31$744,166
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$119,125
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$53,361
Total income from all sources (including contributions)2022-10-31$1,046,574
Total of all expenses incurred2022-10-31$113,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-31$113,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-31$300,000
Value of total assets at end of year2022-10-31$6,949,867
Value of total assets at beginning of year2022-10-31$5,951,275
Total interest from all sources2022-10-31$2,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-31No
Was this plan covered by a fidelity bond2022-10-31Yes
Value of fidelity bond cover2022-10-31$750,000
If this is an individual account plan, was there a blackout period2022-10-31No
Were there any nonexempt tranactions with any party-in-interest2022-10-31No
Total non interest bearing cash at end of year2022-10-31$115,402
Total non interest bearing cash at beginning of year2022-10-31$48,433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Value of net income/loss2022-10-31$932,828
Value of net assets at end of year (total assets less liabilities)2022-10-31$6,830,742
Value of net assets at beginning of year (total assets less liabilities)2022-10-31$5,897,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-31No
Were any leases to which the plan was party in default or uncollectible2022-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-10-31$56,321
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-10-31$75,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-10-31$1,135,365
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-10-31$1,079,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-10-31$1,079,735
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-10-31$2,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-31No
Was there a failure to transmit to the plan any participant contributions2022-10-31No
Has the plan failed to provide any benefit when due under the plan2022-10-31No
Assets. Invements in employer securities at end of year2022-10-31$5,348,721
Assets. Invements in employer securities at beginning of year2022-10-31$4,585,145
Contributions received in cash from employer2022-10-31$300,000
Employer contributions (assets) at end of year2022-10-31$294,058
Employer contributions (assets) at beginning of year2022-10-31$162,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-31$113,746
Liabilities. Value of benefit claims payable at end of year2022-10-31$119,125
Liabilities. Value of benefit claims payable at beginning of year2022-10-31$53,361
Did the plan have assets held for investment2022-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-31No
Opinion of an independent qualified public accountant for this plan2022-10-31Unqualified
Accountancy firm name2022-10-31MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2022-10-31030327374
2021 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-10-31$320,148
Total unrealized appreciation/depreciation of assets2021-10-31$320,148
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$53,361
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$18,827
Total income from all sources (including contributions)2021-10-31$621,783
Total of all expenses incurred2021-10-31$190,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-10-31$190,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-10-31$300,000
Value of total assets at end of year2021-10-31$5,951,275
Value of total assets at beginning of year2021-10-31$5,485,731
Total interest from all sources2021-10-31$1,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-10-31No
Was this plan covered by a fidelity bond2021-10-31Yes
Value of fidelity bond cover2021-10-31$750,000
If this is an individual account plan, was there a blackout period2021-10-31No
Were there any nonexempt tranactions with any party-in-interest2021-10-31No
Total non interest bearing cash at end of year2021-10-31$48,433
Total non interest bearing cash at beginning of year2021-10-31$19,841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Value of net income/loss2021-10-31$431,010
Value of net assets at end of year (total assets less liabilities)2021-10-31$5,897,914
Value of net assets at beginning of year (total assets less liabilities)2021-10-31$5,466,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-10-31No
Were any leases to which the plan was party in default or uncollectible2021-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-10-31$75,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-10-31$58,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-10-31$1,079,735
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-10-31$1,018,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-10-31$1,018,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-10-31$1,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-10-31No
Was there a failure to transmit to the plan any participant contributions2021-10-31No
Has the plan failed to provide any benefit when due under the plan2021-10-31No
Assets. Invements in employer securities at end of year2021-10-31$4,585,145
Assets. Invements in employer securities at beginning of year2021-10-31$4,282,665
Contributions received in cash from employer2021-10-31$300,000
Employer contributions (assets) at end of year2021-10-31$162,231
Employer contributions (assets) at beginning of year2021-10-31$107,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-10-31$190,773
Liabilities. Value of benefit claims payable at end of year2021-10-31$53,361
Liabilities. Value of benefit claims payable at beginning of year2021-10-31$18,827
Did the plan have assets held for investment2021-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-10-31No
Opinion of an independent qualified public accountant for this plan2021-10-31Unqualified
Accountancy firm name2021-10-31MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2021-10-31030327374
2020 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-10-31$1,018,108
Total unrealized appreciation/depreciation of assets2020-10-31$1,018,108
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$18,827
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$3,750
Total income from all sources (including contributions)2020-10-31$1,320,175
Total of all expenses incurred2020-10-31$253,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-10-31$247,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-10-31$300,000
Value of total assets at end of year2020-10-31$5,485,731
Value of total assets at beginning of year2020-10-31$4,403,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-10-31$5,900
Total interest from all sources2020-10-31$2,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-10-31No
Administrative expenses professional fees incurred2020-10-31$5,900
Was this plan covered by a fidelity bond2020-10-31Yes
Value of fidelity bond cover2020-10-31$750,000
If this is an individual account plan, was there a blackout period2020-10-31No
Were there any nonexempt tranactions with any party-in-interest2020-10-31No
Total non interest bearing cash at end of year2020-10-31$19,841
Total non interest bearing cash at beginning of year2020-10-31$4,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Value of net income/loss2020-10-31$1,066,714
Value of net assets at end of year (total assets less liabilities)2020-10-31$5,466,904
Value of net assets at beginning of year (total assets less liabilities)2020-10-31$4,400,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-10-31No
Were any leases to which the plan was party in default or uncollectible2020-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-10-31$58,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-10-31$54,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-10-31$1,018,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-10-31$788,489
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-10-31$788,489
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-10-31$2,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-10-31No
Was there a failure to transmit to the plan any participant contributions2020-10-31No
Has the plan failed to provide any benefit when due under the plan2020-10-31No
Assets. Invements in employer securities at end of year2020-10-31$4,282,665
Assets. Invements in employer securities at beginning of year2020-10-31$3,018,253
Contributions received in cash from employer2020-10-31$300,000
Employer contributions (assets) at end of year2020-10-31$107,082
Employer contributions (assets) at beginning of year2020-10-31$538,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-10-31$247,561
Liabilities. Value of benefit claims payable at end of year2020-10-31$18,827
Liabilities. Value of benefit claims payable at beginning of year2020-10-31$3,750
Did the plan have assets held for investment2020-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-10-31No
Opinion of an independent qualified public accountant for this plan2020-10-31Unqualified
Accountancy firm name2020-10-31MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2020-10-31030327374
2019 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-10-31$923,015
Total unrealized appreciation/depreciation of assets2019-10-31$923,015
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$3,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$233
Total income from all sources (including contributions)2019-10-31$1,475,590
Total of all expenses incurred2019-10-31$52,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-10-31$46,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-10-31$550,000
Value of total assets at end of year2019-10-31$4,403,940
Value of total assets at beginning of year2019-10-31$2,976,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-10-31$5,750
Total interest from all sources2019-10-31$2,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-10-31No
Administrative expenses professional fees incurred2019-10-31$5,750
Was this plan covered by a fidelity bond2019-10-31Yes
Value of fidelity bond cover2019-10-31$750,000
If this is an individual account plan, was there a blackout period2019-10-31No
Were there any nonexempt tranactions with any party-in-interest2019-10-31No
Total non interest bearing cash at end of year2019-10-31$4,764
Total non interest bearing cash at beginning of year2019-10-31$1,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Value of net income/loss2019-10-31$1,423,565
Value of net assets at end of year (total assets less liabilities)2019-10-31$4,400,190
Value of net assets at beginning of year (total assets less liabilities)2019-10-31$2,976,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-10-31No
Were any leases to which the plan was party in default or uncollectible2019-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-10-31$54,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-10-31$47,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-10-31$788,489
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-10-31$526,006
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-10-31$526,006
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-10-31$2,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-10-31No
Was there a failure to transmit to the plan any participant contributions2019-10-31No
Has the plan failed to provide any benefit when due under the plan2019-10-31No
Assets. Invements in employer securities at end of year2019-10-31$3,018,253
Assets. Invements in employer securities at beginning of year2019-10-31$2,101,876
Contributions received in cash from employer2019-10-31$550,000
Employer contributions (assets) at end of year2019-10-31$538,067
Employer contributions (assets) at beginning of year2019-10-31$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-10-31$46,275
Liabilities. Value of benefit claims payable at end of year2019-10-31$3,750
Liabilities. Value of benefit claims payable at beginning of year2019-10-31$233
Did the plan have assets held for investment2019-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-10-31No
Opinion of an independent qualified public accountant for this plan2019-10-31Unqualified
Accountancy firm name2019-10-31MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2019-10-31030327374
2018 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-10-31$-3,407
Total unrealized appreciation/depreciation of assets2018-10-31$-3,407
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$233
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$5,087
Total income from all sources (including contributions)2018-10-31$294,197
Total of all expenses incurred2018-10-31$41,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-10-31$41,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-10-31$300,000
Value of total assets at end of year2018-10-31$2,976,858
Value of total assets at beginning of year2018-10-31$2,728,905
Total interest from all sources2018-10-31$1,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-10-31No
Was this plan covered by a fidelity bond2018-10-31Yes
Value of fidelity bond cover2018-10-31$750,000
If this is an individual account plan, was there a blackout period2018-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-10-31$0
Were there any nonexempt tranactions with any party-in-interest2018-10-31No
Total non interest bearing cash at end of year2018-10-31$1,247
Total non interest bearing cash at beginning of year2018-10-31$1,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Value of net income/loss2018-10-31$252,807
Value of net assets at end of year (total assets less liabilities)2018-10-31$2,976,625
Value of net assets at beginning of year (total assets less liabilities)2018-10-31$2,723,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-10-31No
Were any leases to which the plan was party in default or uncollectible2018-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-10-31$47,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-10-31$51,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-10-31$526,006
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-10-31$271,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-10-31$271,015
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-10-31$1,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-10-31$-3,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-10-31No
Was there a failure to transmit to the plan any participant contributions2018-10-31No
Has the plan failed to provide any benefit when due under the plan2018-10-31No
Assets. Invements in employer securities at end of year2018-10-31$2,101,876
Assets. Invements in employer securities at beginning of year2018-10-31$2,105,282
Contributions received in cash from employer2018-10-31$300,000
Employer contributions (assets) at end of year2018-10-31$300,000
Employer contributions (assets) at beginning of year2018-10-31$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-10-31$41,390
Liabilities. Value of benefit claims payable at end of year2018-10-31$233
Liabilities. Value of benefit claims payable at beginning of year2018-10-31$5,087
Did the plan have assets held for investment2018-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-10-31No
Opinion of an independent qualified public accountant for this plan2018-10-31Unqualified
Accountancy firm name2018-10-31MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2018-10-31030327374
2017 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total income from all sources2017-10-31$774,172
Expenses. Total of all expenses incurred2017-10-31$112,153
Benefits paid (including direct rollovers)2017-10-31$112,153
Total plan assets at end of year2017-10-31$2,723,818
Total plan assets at beginning of year2017-10-31$2,061,799
Value of fidelity bond covering the plan2017-10-31$500,000
Other income received2017-10-31$474,172
Net income (gross income less expenses)2017-10-31$662,019
Net plan assets at end of year (total assets less liabilities)2017-10-31$2,723,818
Net plan assets at beginning of year (total assets less liabilities)2017-10-31$2,061,799
Assets. Value of employer securities2017-10-31$2,105,282
Total contributions received or receivable from employer(s)2017-10-31$300,000
2016 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total income from all sources2016-10-31$604,892
Expenses. Total of all expenses incurred2016-10-31$26,477
Benefits paid (including direct rollovers)2016-10-31$26,477
Total plan assets at end of year2016-10-31$2,061,799
Total plan assets at beginning of year2016-10-31$1,483,384
Value of fidelity bond covering the plan2016-10-31$500,000
Other income received2016-10-31$354,892
Net income (gross income less expenses)2016-10-31$578,415
Net plan assets at end of year (total assets less liabilities)2016-10-31$2,061,799
Net plan assets at beginning of year (total assets less liabilities)2016-10-31$1,483,384
Assets. Value of employer securities2016-10-31$1,641,984
Total contributions received or receivable from employer(s)2016-10-31$250,000
2015 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total income from all sources2015-10-31$317,696
Expenses. Total of all expenses incurred2015-10-31$120,059
Benefits paid (including direct rollovers)2015-10-31$120,059
Total plan assets at end of year2015-10-31$1,483,384
Total plan assets at beginning of year2015-10-31$1,285,747
Value of fidelity bond covering the plan2015-10-31$500,000
Other income received2015-10-31$59,696
Net income (gross income less expenses)2015-10-31$197,637
Net plan assets at end of year (total assets less liabilities)2015-10-31$1,483,384
Net plan assets at beginning of year (total assets less liabilities)2015-10-31$1,285,747
Assets. Value of employer securities2015-10-31$1,287,697
Total contributions received or receivable from employer(s)2015-10-31$258,000
2014 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total income from all sources2014-10-31$212,368
Expenses. Total of all expenses incurred2014-10-31$80,153
Benefits paid (including direct rollovers)2014-10-31$80,153
Total plan assets at end of year2014-10-31$1,285,747
Total plan assets at beginning of year2014-10-31$1,153,532
Value of fidelity bond covering the plan2014-10-31$500,000
Other income received2014-10-31$62,368
Net income (gross income less expenses)2014-10-31$132,215
Net plan assets at end of year (total assets less liabilities)2014-10-31$1,285,747
Net plan assets at beginning of year (total assets less liabilities)2014-10-31$1,153,532
Assets. Value of employer securities2014-10-31$1,069,924
Total contributions received or receivable from employer(s)2014-10-31$150,000
2013 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total income from all sources2013-10-31$126,369
Expenses. Total of all expenses incurred2013-10-31$63,668
Benefits paid (including direct rollovers)2013-10-31$63,668
Total plan assets at end of year2013-10-31$1,153,532
Total plan assets at beginning of year2013-10-31$1,090,831
Value of fidelity bond covering the plan2013-10-31$500,000
Other income received2013-10-31$46,369
Net income (gross income less expenses)2013-10-31$62,701
Net plan assets at end of year (total assets less liabilities)2013-10-31$1,153,532
Net plan assets at beginning of year (total assets less liabilities)2013-10-31$1,090,831
Assets. Value of employer securities2013-10-31$1,010,152
Total contributions received or receivable from employer(s)2013-10-31$80,000
2012 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total income from all sources2012-10-31$137,816
Expenses. Total of all expenses incurred2012-10-31$94,764
Benefits paid (including direct rollovers)2012-10-31$94,764
Total plan assets at end of year2012-10-31$1,090,831
Total plan assets at beginning of year2012-10-31$1,047,779
Value of fidelity bond covering the plan2012-10-31$500,000
Other income received2012-10-31$77,816
Net income (gross income less expenses)2012-10-31$43,052
Net plan assets at end of year (total assets less liabilities)2012-10-31$1,090,831
Net plan assets at beginning of year (total assets less liabilities)2012-10-31$1,047,779
Assets. Value of employer securities2012-10-31$971,300
Total contributions received or receivable from employer(s)2012-10-31$60,000
2011 : DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at beginning of year2011-10-31$0
Total income from all sources2011-10-31$79,425
Expenses. Total of all expenses incurred2011-10-31$28,574
Benefits paid (including direct rollovers)2011-10-31$28,574
Total plan assets at end of year2011-10-31$1,047,779
Total plan assets at beginning of year2011-10-31$996,928
Value of fidelity bond covering the plan2011-10-31$500,000
Other income received2011-10-31$19,425
Net income (gross income less expenses)2011-10-31$50,851
Net plan assets at end of year (total assets less liabilities)2011-10-31$1,047,779
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$996,928
Assets. Value of employer securities2011-10-31$896,585
Total contributions received or receivable from employer(s)2011-10-31$60,000

Form 5500 Responses for DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN

2021: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-11-01Type of plan entitySingle employer plan
2021-11-01Submission has been amendedNo
2021-11-01This submission is the final filingNo
2021-11-01This return/report is a short plan year return/report (less than 12 months)No
2021-11-01Plan is a collectively bargained planNo
2021-11-01Plan funding arrangement – TrustYes
2021-11-01Plan benefit arrangement - TrustYes
2020: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-11-01Type of plan entitySingle employer plan
2020-11-01Submission has been amendedNo
2020-11-01This submission is the final filingNo
2020-11-01This return/report is a short plan year return/report (less than 12 months)No
2020-11-01Plan is a collectively bargained planNo
2020-11-01Plan funding arrangement – TrustYes
2020-11-01Plan benefit arrangement - TrustYes
2019: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-11-01Type of plan entitySingle employer plan
2019-11-01Submission has been amendedNo
2019-11-01This submission is the final filingNo
2019-11-01This return/report is a short plan year return/report (less than 12 months)No
2019-11-01Plan is a collectively bargained planNo
2019-11-01Plan funding arrangement – TrustYes
2019-11-01Plan benefit arrangement - TrustYes
2018: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-11-01Type of plan entitySingle employer plan
2018-11-01Submission has been amendedNo
2018-11-01This submission is the final filingNo
2018-11-01This return/report is a short plan year return/report (less than 12 months)No
2018-11-01Plan is a collectively bargained planNo
2018-11-01Plan funding arrangement – TrustYes
2018-11-01Plan benefit arrangement - TrustYes
2017: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Submission has been amendedNo
2017-11-01This submission is the final filingNo
2017-11-01This return/report is a short plan year return/report (less than 12 months)No
2017-11-01Plan is a collectively bargained planNo
2017-11-01Plan funding arrangement – TrustYes
2017-11-01Plan benefit arrangement - TrustYes
2016: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)No
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement - TrustYes
2015: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement - TrustYes
2014: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement - TrustYes
2013: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement - TrustYes
2012: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement - TrustYes
2011: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement - TrustYes
2010: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01Submission has been amendedNo
2010-11-01This submission is the final filingNo
2010-11-01This return/report is a short plan year return/report (less than 12 months)No
2010-11-01Plan is a collectively bargained planNo
2010-11-01Plan funding arrangement – TrustYes
2010-11-01Plan benefit arrangement - TrustYes
2009: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedNo
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement - TrustYes
2008: DUBOIS & KING EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses
2008-11-01Type of plan entitySingle employer plan
2008-11-01Submission has been amendedNo
2008-11-01This submission is the final filingNo
2008-11-01This return/report is a short plan year return/report (less than 12 months)No
2008-11-01Plan is a collectively bargained planNo

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3