AXA ROSENBERG SMALL/MID CAP INSTITUTIONAL FUND LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AXA ROSENBERG SMALL/MID CAP INSTITUTIONAL FUND LLC
401k plan membership statisitcs for AXA ROSENBERG SMALL/MID CAP INSTITUTIONAL FUND LLC
| Measure | Date | Value |
|---|
| 2012 : AXA ROSENBERG SMALL/MID CAP INSTITUTIONAL FUND LLC 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-03-16 | $-1,403,946 |
| Total unrealized appreciation/depreciation of assets | 2012-03-16 | $-1,403,946 |
| Total transfer of assets from this plan | 2012-03-16 | $22,669,561 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-16 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-16 | $206,559 |
| Total income from all sources (including contributions) | 2012-03-16 | $654,655 |
| Total loss/gain on sale of assets | 2012-03-16 | $2,050,764 |
| Total of all expenses incurred | 2012-03-16 | $468 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-16 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-03-16 | $0 |
| Value of total assets at end of year | 2012-03-16 | $0 |
| Value of total assets at beginning of year | 2012-03-16 | $22,221,933 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-16 | $468 |
| Total interest from all sources | 2012-03-16 | $85 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-03-16 | $7,752 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-03-16 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-03-16 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-03-16 | $243,167 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-03-16 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-03-16 | $206,559 |
| Administrative expenses (other) incurred | 2012-03-16 | $468 |
| Value of net income/loss | 2012-03-16 | $654,187 |
| Value of net assets at end of year (total assets less liabilities) | 2012-03-16 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-03-16 | $22,015,374 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-03-16 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-03-16 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-03-16 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-03-16 | $323,557 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-03-16 | $323,557 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-03-16 | $85 |
| Income. Dividends from common stock | 2012-03-16 | $7,752 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-03-16 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-03-16 | $21,655,209 |
| Did the plan have assets held for investment | 2012-03-16 | No |
| Aggregate proceeds on sale of assets | 2012-03-16 | $22,712,136 |
| Aggregate carrying amount (costs) on sale of assets | 2012-03-16 | $20,661,372 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-03-16 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-03-16 | Unqualified |
| Accountancy firm name | 2012-03-16 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2012-03-16 | 134008324 |
| 2011 : AXA ROSENBERG SMALL/MID CAP INSTITUTIONAL FUND LLC 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-7,155,937 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-7,155,937 |
| Total transfer of assets to this plan | 2011-12-31 | $3,555,447 |
| Total transfer of assets from this plan | 2011-12-31 | $30,652,190 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $206,559 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $416,414 |
| Total income from all sources (including contributions) | 2011-12-31 | $2,956,500 |
| Total loss/gain on sale of assets | 2011-12-31 | $9,719,328 |
| Total of all expenses incurred | 2011-12-31 | $15,643 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $22,221,933 |
| Value of total assets at beginning of year | 2011-12-31 | $46,587,674 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $15,643 |
| Total interest from all sources | 2011-12-31 | $25,604 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $367,505 |
| Administrative expenses professional fees incurred | 2011-12-31 | $10,914 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $243,167 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $37,284 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $206,559 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $416,414 |
| Administrative expenses (other) incurred | 2011-12-31 | $4,729 |
| Value of net income/loss | 2011-12-31 | $2,940,857 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $22,015,374 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $46,171,260 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Interest earned on other investments | 2011-12-31 | $25,180 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $323,557 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $511,082 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $511,082 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $424 |
| Income. Dividends from common stock | 2011-12-31 | $367,505 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $21,655,209 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $46,039,308 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $59,538,234 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $49,818,906 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2011-12-31 | 134008324 |
| 2010 : AXA ROSENBERG SMALL/MID CAP INSTITUTIONAL FUND LLC 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-42,563,227 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-42,563,227 |
| Total transfer of assets to this plan | 2010-12-31 | $7,842,790 |
| Total transfer of assets from this plan | 2010-12-31 | $630,357,782 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $416,414 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $5,665,948 |
| Total income from all sources (including contributions) | 2010-12-31 | $63,904,719 |
| Total loss/gain on sale of assets | 2010-12-31 | $103,599,371 |
| Total of all expenses incurred | 2010-12-31 | $163,130 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $46,587,674 |
| Value of total assets at beginning of year | 2010-12-31 | $610,610,611 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $163,130 |
| Total interest from all sources | 2010-12-31 | $7,746 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $2,860,829 |
| Administrative expenses professional fees incurred | 2010-12-31 | $51,056 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $37,284 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $1,138,735 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $416,414 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $5,665,948 |
| Administrative expenses (other) incurred | 2010-12-31 | $112,074 |
| Value of net income/loss | 2010-12-31 | $63,741,589 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $46,171,260 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $604,944,663 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $511,082 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $13,859,086 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $13,859,086 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $7,746 |
| Income. Dividends from common stock | 2010-12-31 | $2,860,829 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $46,039,308 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $595,612,790 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $1,238,687,468 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $1,135,088,097 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2010-12-31 | 134008324 |
