401k Plan data: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL plan

RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 401k Plan overview

Plan Name	RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL
Plan identification number	001

RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD A. SCHLEIN, D.D.S., P.C. has sponsored the creation of one or more 401k plans.

Company Name: RICHARD A. SCHLEIN, D.D.S., P.C.

Employer identification number (EIN): 040337111

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2020-01-01
001 2018-11-01
001 2017-11-01
001 2016-11-01 RICHARD A. SCHLEIN, D.D.S., TRUSTEE 2018-08-11
001 2015-11-01 RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001 2014-11-01 RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001 2013-11-01 RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001 2012-11-01 RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001 2011-11-01 RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001 2009-11-01 RICHARD A. SCHLEIN, D.D.S., TRUSTEE

Plan Statistics for RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL

401k plan membership statisitcs for RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL

Measure Date Value
2015: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2015 401k membership
Total participants, beginning-of-year 2015-11-01 5
Total number of active participants reported on line 7a of the Form 5500 2015-11-01 5
Total of all active and inactive participants 2015-11-01 5
Total participants 2015-11-01 5
Number of participants with account balances 2015-11-01 5
2014: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2014 401k membership
Total participants, beginning-of-year 2014-11-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 5
Total of all active and inactive participants 2014-11-01 5
Total participants 2014-11-01 5
Number of participants with account balances 2014-11-01 5
2013: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2013 401k membership
Total participants, beginning-of-year 2013-11-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 5
Total of all active and inactive participants 2013-11-01 5
Total participants 2013-11-01 5
Number of participants with account balances 2013-11-01 5
2012: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2012 401k membership
Total participants, beginning-of-year 2012-11-01 5
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 5
Total of all active and inactive participants 2012-11-01 5
Total participants 2012-11-01 5
Number of participants with account balances 2012-11-01 5
2011: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2011 401k membership
Total participants, beginning-of-year 2011-11-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 5
Total of all active and inactive participants 2011-11-01 5
Total participants 2011-11-01 5
Number of participants with account balances 2011-11-01 5
2009: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2009 401k membership
Total participants, beginning-of-year 2009-11-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 4
Total of all active and inactive participants 2009-11-01 4
Total participants 2009-11-01 4
Number of participants with account balances 2009-11-01 4

Measure	Date	Value
2015: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2015 401k membership
Total participants, beginning-of-year	2015-11-01	5
Total number of active participants reported on line 7a of the Form 5500	2015-11-01	5
Total of all active and inactive participants	2015-11-01	5
Total participants	2015-11-01	5
Number of participants with account balances	2015-11-01	5
2014: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2014 401k membership
Total participants, beginning-of-year	2014-11-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	5
Total of all active and inactive participants	2014-11-01	5
Total participants	2014-11-01	5
Number of participants with account balances	2014-11-01	5
2013: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2013 401k membership
Total participants, beginning-of-year	2013-11-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	5
Total of all active and inactive participants	2013-11-01	5
Total participants	2013-11-01	5
Number of participants with account balances	2013-11-01	5
2012: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2012 401k membership
Total participants, beginning-of-year	2012-11-01	5
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	5
Total of all active and inactive participants	2012-11-01	5
Total participants	2012-11-01	5
Number of participants with account balances	2012-11-01	5
2011: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2011 401k membership
Total participants, beginning-of-year	2011-11-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	5
Total of all active and inactive participants	2011-11-01	5
Total participants	2011-11-01	5
Number of participants with account balances	2011-11-01	5
2009: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2009 401k membership
Total participants, beginning-of-year	2009-11-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	4
Total of all active and inactive participants	2009-11-01	4
Total participants	2009-11-01	4
Number of participants with account balances	2009-11-01	4

Financial Data on RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL

Measure	Date	Value
2016 : RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2016 401k financial data
Total income from all sources	2016-10-31	$117,696
Expenses. Total of all expenses incurred	2016-10-31	$14,982
Total plan assets at end of year	2016-10-31	$1,545,637
Total plan assets at beginning of year	2016-10-31	$1,442,923
Other income received	2016-10-31	$38,934
Net income (gross income less expenses)	2016-10-31	$102,714
Net plan assets at end of year (total assets less liabilities)	2016-10-31	$1,545,637
Net plan assets at beginning of year (total assets less liabilities)	2016-10-31	$1,442,923
Assets. Value of participant loans	2016-10-31	$46,374
Total contributions received or receivable from employer(s)	2016-10-31	$78,762
Expenses. Administrative service providers (salaries,fees and commissions)	2016-10-31	$14,982
2015 : RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2015 401k financial data
Total income from all sources	2015-10-31	$114,743
Expenses. Total of all expenses incurred	2015-10-31	$19,005
Total plan assets at end of year	2015-10-31	$1,442,923
Total plan assets at beginning of year	2015-10-31	$1,347,185
Other income received	2015-10-31	$37,332
Net income (gross income less expenses)	2015-10-31	$95,738
Net plan assets at end of year (total assets less liabilities)	2015-10-31	$1,442,923
Net plan assets at beginning of year (total assets less liabilities)	2015-10-31	$1,347,185
Total contributions received or receivable from employer(s)	2015-10-31	$77,411
Expenses. Administrative service providers (salaries,fees and commissions)	2015-10-31	$19,005
2014 : RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2014 401k financial data
Total income from all sources	2014-10-31	$155,901
Expenses. Total of all expenses incurred	2014-10-31	$18,169
Total plan assets at end of year	2014-10-31	$1,347,185
Total plan assets at beginning of year	2014-10-31	$1,209,453
Other income received	2014-10-31	$113,901
Net income (gross income less expenses)	2014-10-31	$137,732
Net plan assets at end of year (total assets less liabilities)	2014-10-31	$1,347,185
Net plan assets at beginning of year (total assets less liabilities)	2014-10-31	$1,209,453
Assets. Value of participant loans	2014-10-31	$48,000
Total contributions received or receivable from employer(s)	2014-10-31	$42,000
Expenses. Administrative service providers (salaries,fees and commissions)	2014-10-31	$18,169
2013 : RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2013 401k financial data
Total income from all sources	2013-10-31	$273,243
Expenses. Total of all expenses incurred	2013-10-31	$15,419
Total plan assets at end of year	2013-10-31	$1,209,453
Total plan assets at beginning of year	2013-10-31	$951,629
Other income received	2013-10-31	$197,829
Net income (gross income less expenses)	2013-10-31	$257,824
Net plan assets at end of year (total assets less liabilities)	2013-10-31	$1,209,453
Net plan assets at beginning of year (total assets less liabilities)	2013-10-31	$951,629
Total contributions received or receivable from employer(s)	2013-10-31	$75,414
Expenses. Administrative service providers (salaries,fees and commissions)	2013-10-31	$15,419
2012 : RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2012 401k financial data
Total income from all sources	2012-10-31	$145,003
Expenses. Total of all expenses incurred	2012-10-31	$15,408
Benefits paid (including direct rollovers)	2012-10-31	$2,333
Total plan assets at end of year	2012-10-31	$951,629
Total plan assets at beginning of year	2012-10-31	$822,034
Other income received	2012-10-31	$72,693
Net income (gross income less expenses)	2012-10-31	$129,595
Net plan assets at end of year (total assets less liabilities)	2012-10-31	$951,629
Net plan assets at beginning of year (total assets less liabilities)	2012-10-31	$822,034
Total contributions received or receivable from employer(s)	2012-10-31	$72,310
Expenses. Administrative service providers (salaries,fees and commissions)	2012-10-31	$13,075
2011 : RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2011 401k financial data
Total income from all sources	2011-10-31	$87,697
Expenses. Total of all expenses incurred	2011-10-31	$18,815
Benefits paid (including direct rollovers)	2011-10-31	$7,000
Total plan assets at end of year	2011-10-31	$822,034
Total plan assets at beginning of year	2011-10-31	$753,152
Other income received	2011-10-31	$19,354
Net income (gross income less expenses)	2011-10-31	$68,882
Net plan assets at end of year (total assets less liabilities)	2011-10-31	$822,034
Net plan assets at beginning of year (total assets less liabilities)	2011-10-31	$753,152
Total contributions received or receivable from employer(s)	2011-10-31	$68,343
Expenses. Administrative service providers (salaries,fees and commissions)	2011-10-31	$11,815

Form 5500 Responses for RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL

2015: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2015 form 5500 responses
2015-11-01	Type of plan entity	Single employer plan
2015-11-01	Plan funding arrangement – Trust	Yes
2015-11-01	Plan benefit arrangement - Trust	Yes
2014: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2013: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2013 form 5500 responses
2013-11-01	Type of plan entity	Single employer plan
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement - Trust	Yes
2012: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2012 form 5500 responses
2012-11-01	Type of plan entity	Single employer plan
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement - Trust	Yes
2011: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2011 form 5500 responses
2011-11-01	Type of plan entity	Single employer plan
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement - Trust	Yes
2009: RICHARD A. SCHLEIN, D.D.S., P.C. PROFIT SHARING PL 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	This submission is the final filing	No
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	RICHARD A. SCHLEIN, D.D.S., P.C.
Employer identification number (EIN):	040337111
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2021-01-01
001	2020-01-01
001	2018-11-01
001	2017-11-01
001	2016-11-01	RICHARD A. SCHLEIN, D.D.S., TRUSTEE	2018-08-11
001	2015-11-01	RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001	2014-11-01	RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001	2013-11-01	RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001	2012-11-01	RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001	2011-11-01	RICHARD A. SCHLEIN, D.D.S., TRUSTEE
001	2009-11-01	RICHARD A. SCHLEIN, D.D.S., TRUSTEE