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NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 401k Plan overview

Plan NameNATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II
Plan identification number 007

NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL GRID USA SERVICE COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL GRID USA SERVICE COMPANY, INC.
Employer identification number (EIN):041663150
NAIC Classification:221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0072022-01-01
0072021-01-01
0072020-01-01
0072019-01-01
0072018-01-01
0072017-01-01CHARLES DEROSA
0072016-01-01CHARLES DEROSA
0072015-01-01CHARLES DEROSA
0072014-01-01LORI SANTORO
0072013-01-01CHARLES DEROSA
0072012-01-01CHARLES DEROSA
0072011-01-01LORRAINE LYNCH
0072009-01-01CHARLES DEROSA

Plan Statistics for NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II

401k plan membership statisitcs for NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II

Measure Date Value
2022: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2022 401k membership
Total participants, beginning-of-year2022-01-0123,514
Total number of active participants reported on line 7a of the Form 55002022-01-0116,248
Number of retired or separated participants receiving benefits2022-01-011,327
Number of other retired or separated participants entitled to future benefits2022-01-015,502
Total of all active and inactive participants2022-01-0123,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01372
Total participants2022-01-0123,449
Number of participants with account balances2022-01-0122,900
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01347
2021: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2021 401k membership
Total participants, beginning-of-year2021-01-0112,619
Total number of active participants reported on line 7a of the Form 55002021-01-0120,346
Number of retired or separated participants receiving benefits2021-01-01712
Number of other retired or separated participants entitled to future benefits2021-01-012,274
Total of all active and inactive participants2021-01-0123,332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01182
Total participants2021-01-0123,514
Number of participants with account balances2021-01-0123,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01131
2020: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2020 401k membership
Total participants, beginning-of-year2020-01-0112,787
Total number of active participants reported on line 7a of the Form 55002020-01-019,853
Number of retired or separated participants receiving benefits2020-01-01695
Number of other retired or separated participants entitled to future benefits2020-01-011,921
Total of all active and inactive participants2020-01-0112,469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01150
Total participants2020-01-0112,619
Number of participants with account balances2020-01-0112,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01122
2019: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2019 401k membership
Total participants, beginning-of-year2019-01-0112,753
Total number of active participants reported on line 7a of the Form 55002019-01-0110,076
Number of retired or separated participants receiving benefits2019-01-01732
Number of other retired or separated participants entitled to future benefits2019-01-011,845
Total of all active and inactive participants2019-01-0112,653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01134
Total participants2019-01-0112,787
Number of participants with account balances2019-01-0112,535
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01159
2018: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2018 401k membership
Total participants, beginning-of-year2018-01-0112,652
Total number of active participants reported on line 7a of the Form 55002018-01-0110,074
Number of retired or separated participants receiving benefits2018-01-01686
Number of other retired or separated participants entitled to future benefits2018-01-011,871
Total of all active and inactive participants2018-01-0112,631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01122
Total participants2018-01-0112,753
Number of participants with account balances2018-01-0112,482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01136
2017: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2017 401k membership
Total participants, beginning-of-year2017-01-0112,363
Total number of active participants reported on line 7a of the Form 55002017-01-0110,106
Number of retired or separated participants receiving benefits2017-01-01655
Number of other retired or separated participants entitled to future benefits2017-01-011,781
Total of all active and inactive participants2017-01-0112,542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01110
Total participants2017-01-0112,652
Number of participants with account balances2017-01-0112,378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0199
2016: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2016 401k membership
Total participants, beginning-of-year2016-01-0112,088
Total number of active participants reported on line 7a of the Form 55002016-01-019,816
Number of retired or separated participants receiving benefits2016-01-01598
Number of other retired or separated participants entitled to future benefits2016-01-011,846
Total of all active and inactive participants2016-01-0112,260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01103
Total participants2016-01-0112,363
Number of participants with account balances2016-01-0112,040
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01113
2015: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2015 401k membership
Total participants, beginning-of-year2015-01-0111,846
Total number of active participants reported on line 7a of the Form 55002015-01-019,552
Number of retired or separated participants receiving benefits2015-01-01560
Number of other retired or separated participants entitled to future benefits2015-01-011,877
Total of all active and inactive participants2015-01-0111,989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0199
Total participants2015-01-0112,088
Number of participants with account balances2015-01-0111,823
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0186
2014: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2014 401k membership
Total participants, beginning-of-year2014-01-0112,306
Total number of active participants reported on line 7a of the Form 55002014-01-019,324
Number of retired or separated participants receiving benefits2014-01-01525
Number of other retired or separated participants entitled to future benefits2014-01-011,913
Total of all active and inactive participants2014-01-0111,762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0184
Total participants2014-01-0111,846
Number of participants with account balances2014-01-0111,660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0144
2013: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2013 401k membership
Total participants, beginning-of-year2013-01-0112,108
Total number of active participants reported on line 7a of the Form 55002013-01-018,743
Number of retired or separated participants receiving benefits2013-01-01525
Number of other retired or separated participants entitled to future benefits2013-01-012,949
Total of all active and inactive participants2013-01-0112,217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0189
Total participants2013-01-0112,306
Number of participants with account balances2013-01-0112,138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0112
2012: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2012 401k membership
Total participants, beginning-of-year2012-01-0112,233
Total number of active participants reported on line 7a of the Form 55002012-01-0110,002
Number of retired or separated participants receiving benefits2012-01-01479
Number of other retired or separated participants entitled to future benefits2012-01-011,533
Total of all active and inactive participants2012-01-0112,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0194
Total participants2012-01-0112,108
Number of participants with account balances2012-01-0111,931
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0129
2011: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2011 401k membership
Total participants, beginning-of-year2011-01-0112,185
Total number of active participants reported on line 7a of the Form 55002011-01-0110,149
Number of retired or separated participants receiving benefits2011-01-01483
Number of other retired or separated participants entitled to future benefits2011-01-011,507
Total of all active and inactive participants2011-01-0112,139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0194
Total participants2011-01-0112,233
Number of participants with account balances2011-01-0112,062
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0175
2009: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2009 401k membership
Total participants, beginning-of-year2009-01-0112,254
Total number of active participants reported on line 7a of the Form 55002009-01-0110,704
Number of retired or separated participants receiving benefits2009-01-01621
Number of other retired or separated participants entitled to future benefits2009-01-011,864
Total of all active and inactive participants2009-01-0113,189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0142
Total participants2009-01-0113,231
Number of participants with account balances2009-01-0112,641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0124

Financial Data on NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II

Measure Date Value
2022 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-43,015,886
Total unrealized appreciation/depreciation of assets2022-12-31$-43,015,886
Total transfer of assets from this plan2022-12-31$3,370,067
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-544,645,269
Total loss/gain on sale of assets2022-12-31$-2,509,419
Total of all expenses incurred2022-12-31$550,909,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$549,464,499
Expenses. Certain deemed distributions of participant loans2022-12-31$170,149
Value of total corrective distributions2022-12-31$58,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$349,623,793
Value of total assets at end of year2022-12-31$5,209,131,336
Value of total assets at beginning of year2022-12-31$6,308,056,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,216,069
Total interest from all sources2022-12-31$13,115,585
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$15,503,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,852,544
Administrative expenses professional fees incurred2022-12-31$72,679
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$35,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$228,096,815
Participant contributions at end of year2022-12-31$77,359,641
Participant contributions at beginning of year2022-12-31$80,355,598
Assets. Other investments not covered elsewhere at end of year2022-12-31$25,485,449
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$31,227,595
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$19,202,293
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$3,805,157
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$4,603,274
Other income not declared elsewhere2022-12-31$46,459
Administrative expenses (other) incurred2022-12-31$146,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,095,554,670
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,209,131,336
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,308,056,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$164,704
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$85,979,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$113,336,416
Interest on participant loans2022-12-31$2,955,026
Interest earned on other investments2022-12-31$10,160,559
Value of interest in common/collective trusts at end of year2022-12-31$4,791,584,054
Value of interest in common/collective trusts at beginning of year2022-12-31$5,791,812,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-26,187,530
Net investment gain or loss from common/collective trusts2022-12-31$-851,221,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$102,324,685
Employer contributions (assets) at end of year2022-12-31$3,182,616
Employer contributions (assets) at beginning of year2022-12-31$2,623,766
Income. Dividends from common stock2022-12-31$11,651,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$549,464,499
Contract administrator fees2022-12-31$832,527
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$221,734,766
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$284,096,545
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$44,161,038
Aggregate carrying amount (costs) on sale of assets2022-12-31$46,670,457
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2022-12-31133891517
2021 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$26,497,180
Total unrealized appreciation/depreciation of assets2021-12-31$26,497,180
Total transfer of assets to this plan2021-12-31$3,263,048,444
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$508,273,367
Total loss/gain on sale of assets2021-12-31$1,721,015
Total of all expenses incurred2021-12-31$245,709,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$244,696,582
Expenses. Certain deemed distributions of participant loans2021-12-31$210,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$174,397,537
Value of total assets at end of year2021-12-31$6,308,056,073
Value of total assets at beginning of year2021-12-31$2,782,443,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$802,931
Total interest from all sources2021-12-31$11,298,242
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$8,345,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,068,028
Administrative expenses professional fees incurred2021-12-31$33,873
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$35,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$126,436,425
Participant contributions at end of year2021-12-31$80,355,598
Participant contributions at beginning of year2021-12-31$56,167,975
Assets. Other investments not covered elsewhere at end of year2021-12-31$31,227,595
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$7,412,603
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$8,046,327
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$4,603,274
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$2,602,808
Administrative expenses (other) incurred2021-12-31$102,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$262,563,832
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,308,056,073
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,782,443,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$75,620
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$113,336,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$48,781,308
Interest on participant loans2021-12-31$2,222,225
Interest earned on other investments2021-12-31$9,076,017
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$367,280,626
Value of interest in common/collective trusts at end of year2021-12-31$5,791,812,879
Value of interest in common/collective trusts at beginning of year2021-12-31$2,163,959,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-458,334
Net investment gain or loss from common/collective trusts2021-12-31$281,390,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$39,914,785
Employer contributions (assets) at end of year2021-12-31$2,623,766
Employer contributions (assets) at beginning of year2021-12-31$1,604,604
Income. Dividends from common stock2021-12-31$7,277,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$244,696,582
Contract administrator fees2021-12-31$590,823
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$284,096,545
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$134,634,739
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$27,974,333
Aggregate carrying amount (costs) on sale of assets2021-12-31$26,253,318
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-8,835,486
Total unrealized appreciation/depreciation of assets2020-12-31$-8,835,486
Total transfer of assets to this plan2020-12-31$710,432
Total transfer of assets from this plan2020-12-31$9,304,578
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$456,739,993
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$200,544,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$199,462,188
Expenses. Certain deemed distributions of participant loans2020-12-31$183,410
Value of total corrective distributions2020-12-31$743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$162,092,635
Value of total assets at end of year2020-12-31$2,782,443,797
Value of total assets at beginning of year2020-12-31$2,534,842,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$898,068
Total interest from all sources2020-12-31$2,609,473
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$10,474,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,855,190
Administrative expenses professional fees incurred2020-12-31$36,232
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$35,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$119,278,354
Participant contributions at end of year2020-12-31$56,167,975
Participant contributions at beginning of year2020-12-31$57,913,495
Assets. Other investments not covered elsewhere at end of year2020-12-31$7,412,603
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,262,176
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,463,628
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$2,602,808
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,456,015
Administrative expenses (other) incurred2020-12-31$94,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$256,195,584
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,782,443,797
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,534,842,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$68,168
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$48,781,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$43,604,247
Interest on participant loans2020-12-31$2,605,554
Interest earned on other investments2020-12-31$3,919
Value of interest in master investment trust accounts at end of year2020-12-31$367,280,626
Value of interest in master investment trust accounts at beginning of year2020-12-31$304,829,104
Value of interest in common/collective trusts at end of year2020-12-31$2,163,959,134
Value of interest in common/collective trusts at beginning of year2020-12-31$1,961,084,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,021,507
Net investment gain or loss from common/collective trusts2020-12-31$280,403,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$36,350,653
Employer contributions (assets) at end of year2020-12-31$1,604,604
Employer contributions (assets) at beginning of year2020-12-31$1,349,344
Income. Dividends from common stock2020-12-31$7,618,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$199,462,188
Contract administrator fees2020-12-31$699,668
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$134,634,739
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$160,343,725
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$39,192,582
Total unrealized appreciation/depreciation of assets2019-12-31$39,192,582
Total transfer of assets to this plan2019-12-31$1,726,257
Total transfer of assets from this plan2019-12-31$5,163,601
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$566,219,653
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$181,381,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$180,502,387
Expenses. Certain deemed distributions of participant loans2019-12-31$111,602
Value of total corrective distributions2019-12-31$948
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$153,367,629
Value of total assets at end of year2019-12-31$2,534,842,359
Value of total assets at beginning of year2019-12-31$2,153,441,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$766,296
Total interest from all sources2019-12-31$2,508,475
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,163,171
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,327,311
Administrative expenses professional fees incurred2019-12-31$29,864
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$112,102,515
Participant contributions at end of year2019-12-31$57,913,495
Participant contributions at beginning of year2019-12-31$55,977,365
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,262,176
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,999,646
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,456,015
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,886,008
Administrative expenses (other) incurred2019-12-31$64,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$384,838,420
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,534,842,359
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,153,441,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$74,522
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$43,604,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$285,427,111
Interest on participant loans2019-12-31$2,508,345
Interest earned on other investments2019-12-31$130
Value of interest in master investment trust accounts at end of year2019-12-31$304,829,104
Value of interest in master investment trust accounts at beginning of year2019-12-31$312,393,549
Value of interest in common/collective trusts at end of year2019-12-31$1,961,084,253
Value of interest in common/collective trusts at beginning of year2019-12-31$1,366,664,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$37,743,174
Net investment gain or loss from common/collective trusts2019-12-31$314,416,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$35,265,468
Employer contributions (assets) at end of year2019-12-31$1,349,344
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from common stock2019-12-31$7,835,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$180,502,387
Contract administrator fees2019-12-31$597,778
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$160,343,725
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$130,093,142
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-29,173,845
Total unrealized appreciation/depreciation of assets2018-12-31$-29,173,845
Total transfer of assets from this plan2018-12-31$9,829,047
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$37,080,346
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$166,793,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$165,887,831
Expenses. Certain deemed distributions of participant loans2018-12-31$213,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$149,943,773
Value of total assets at end of year2018-12-31$2,153,441,283
Value of total assets at beginning of year2018-12-31$2,292,983,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$692,468
Total interest from all sources2018-12-31$2,414,068
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$15,362,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,967,641
Administrative expenses professional fees incurred2018-12-31$22,564
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$101,920,643
Participant contributions at end of year2018-12-31$55,977,365
Participant contributions at beginning of year2018-12-31$54,206,824
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$17,578,515
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,886,008
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$2,753,675
Administrative expenses (other) incurred2018-12-31$24,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-129,713,032
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,153,441,283
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,292,983,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$55,377
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$285,427,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$308,760,783
Interest on participant loans2018-12-31$2,040,444
Interest earned on other investments2018-12-31$373,624
Value of interest in master investment trust accounts at end of year2018-12-31$312,393,549
Value of interest in master investment trust accounts at beginning of year2018-12-31$308,027,391
Value of interest in common/collective trusts at end of year2018-12-31$1,366,664,108
Value of interest in common/collective trusts at beginning of year2018-12-31$1,460,934,971
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-26,257,739
Net investment gain or loss from common/collective trusts2018-12-31$-82,179,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$30,444,615
Income. Dividends from common stock2018-12-31$8,394,654
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$165,887,831
Contract administrator fees2018-12-31$589,574
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$130,093,142
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$158,299,718
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-13,919,213
Total unrealized appreciation/depreciation of assets2017-12-31$-13,919,213
Total transfer of assets from this plan2017-12-31$9,268,654
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$402,980,601
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$153,119,033
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$152,307,834
Expenses. Certain deemed distributions of participant loans2017-12-31$3,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$132,945,080
Value of total assets at end of year2017-12-31$2,292,983,362
Value of total assets at beginning of year2017-12-31$2,052,390,448
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$808,078
Total interest from all sources2017-12-31$2,575,751
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$28,548,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,770,912
Administrative expenses professional fees incurred2017-12-31$33,569
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$99,538,829
Participant contributions at end of year2017-12-31$54,206,824
Participant contributions at beginning of year2017-12-31$53,354,999
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$6,097,387
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,753,675
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$2,513,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$249,861,568
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,292,983,362
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,052,390,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$54,427
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$308,760,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$256,753,426
Interest on participant loans2017-12-31$1,863,146
Interest earned on other investments2017-12-31$712,605
Value of interest in master investment trust accounts at end of year2017-12-31$308,027,391
Value of interest in master investment trust accounts at beginning of year2017-12-31$338,596,331
Value of interest in common/collective trusts at end of year2017-12-31$1,460,934,971
Value of interest in common/collective trusts at beginning of year2017-12-31$1,242,077,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$40,369,716
Net investment gain or loss from common/collective trusts2017-12-31$206,277,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$27,308,864
Income. Dividends from common stock2017-12-31$22,777,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$152,307,834
Contract administrator fees2017-12-31$720,082
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$158,299,718
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$159,094,557
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$4,471,491
Total unrealized appreciation/depreciation of assets2016-12-31$4,471,491
Total transfer of assets from this plan2016-12-31$8,864,695
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$217,205,889
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$120,559,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$119,535,485
Value of total corrective distributions2016-12-31$158,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$119,292,557
Value of total assets at end of year2016-12-31$2,052,390,448
Value of total assets at beginning of year2016-12-31$1,964,608,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$865,935
Total interest from all sources2016-12-31$2,324,896
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$13,493,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$13,493,323
Administrative expenses professional fees incurred2016-12-31$54,600
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$91,880,582
Participant contributions at end of year2016-12-31$53,354,999
Participant contributions at beginning of year2016-12-31$53,027,463
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,623,464
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,513,587
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,842,958
Other income not declared elsewhere2016-12-31$-21,367,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$96,646,367
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,052,390,448
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,964,608,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$90,629
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$256,753,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$235,983,920
Interest on participant loans2016-12-31$1,749,198
Interest earned on other investments2016-12-31$575,698
Value of interest in master investment trust accounts at end of year2016-12-31$338,596,331
Value of interest in master investment trust accounts at beginning of year2016-12-31$334,019,375
Value of interest in common/collective trusts at end of year2016-12-31$1,242,077,548
Value of interest in common/collective trusts at beginning of year2016-12-31$1,164,134,183
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,204,190
Net investment gain or loss from common/collective trusts2016-12-31$93,786,661
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$22,788,511
Income. Dividends from common stock2016-12-31$377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$119,535,485
Contract administrator fees2016-12-31$720,706
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$159,094,557
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$174,600,877
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-2,967,466
Total unrealized appreciation/depreciation of assets2015-12-31$-2,967,466
Total transfer of assets from this plan2015-12-31$799,104
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$113,846,698
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$134,866,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$133,758,167
Value of total corrective distributions2015-12-31$370,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$117,098,147
Value of total assets at end of year2015-12-31$1,964,608,776
Value of total assets at beginning of year2015-12-31$1,986,428,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$738,002
Total interest from all sources2015-12-31$2,303,227
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$15,081,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$6,695,039
Administrative expenses professional fees incurred2015-12-31$29,211
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$88,801,194
Participant contributions at end of year2015-12-31$53,027,463
Participant contributions at beginning of year2015-12-31$51,952,412
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,512,410
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,842,958
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$2,962,105
Other income not declared elsewhere2015-12-31$-4,225,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-21,020,132
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,964,608,776
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,986,428,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$16,096
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$235,983,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$230,210,820
Interest on participant loans2015-12-31$1,700,254
Interest earned on other investments2015-12-31$602,973
Value of interest in master investment trust accounts at end of year2015-12-31$334,019,375
Value of interest in master investment trust accounts at beginning of year2015-12-31$345,688,471
Value of interest in common/collective trusts at end of year2015-12-31$1,164,134,183
Value of interest in common/collective trusts at beginning of year2015-12-31$1,174,870,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-8,856,537
Net investment gain or loss from common/collective trusts2015-12-31$-4,586,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$19,784,543
Income. Dividends from common stock2015-12-31$8,386,103
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$133,758,167
Contract administrator fees2015-12-31$692,695
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$174,600,877
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$180,743,584
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$104,702,230
Total unrealized appreciation/depreciation of assets2014-12-31$104,702,230
Total transfer of assets to this plan2014-12-31$936,565
Total transfer of assets from this plan2014-12-31$6,536,365
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$233,535,697
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$302,290,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$300,227,087
Expenses. Certain deemed distributions of participant loans2014-12-31$1,333,239
Value of total corrective distributions2014-12-31$475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$109,010,926
Value of total assets at end of year2014-12-31$1,986,428,012
Value of total assets at beginning of year2014-12-31$2,060,782,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$729,661
Total interest from all sources2014-12-31$6,795,095
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$14,181,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$5,559,387
Administrative expenses professional fees incurred2014-12-31$36,065
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$85,292,651
Participant contributions at end of year2014-12-31$51,952,412
Participant contributions at beginning of year2014-12-31$58,019,445
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$6,069,759
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$2,962,105
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2,955,455
Other income not declared elsewhere2014-12-31$3,235,779
Administrative expenses (other) incurred2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-68,754,765
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,986,428,012
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,060,782,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$8,710
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$230,210,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$228,817,210
Interest on participant loans2014-12-31$1,683,891
Interest earned on other investments2014-12-31$5,111,204
Value of interest in master investment trust accounts at end of year2014-12-31$345,688,471
Value of interest in master investment trust accounts at beginning of year2014-12-31$397,446,694
Value of interest in common/collective trusts at end of year2014-12-31$1,174,870,620
Value of interest in common/collective trusts at beginning of year2014-12-31$1,209,286,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-5,111,204
Net investment gain or loss from common/collective trusts2014-12-31$721,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$17,648,516
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$4,996
Income. Dividends from common stock2014-12-31$8,622,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$300,227,087
Contract administrator fees2014-12-31$684,886
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$180,743,584
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$164,252,698
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$245,471,734
Total unrealized appreciation/depreciation of assets2013-12-31$245,471,734
Total transfer of assets to this plan2013-12-31$663,173
Total transfer of assets from this plan2013-12-31$6,719,989
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$372,928,813
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$121,277,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$120,932,367
Expenses. Certain deemed distributions of participant loans2013-12-31$57,758
Value of total corrective distributions2013-12-31$8,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$121,195,003
Value of total assets at end of year2013-12-31$2,060,782,577
Value of total assets at beginning of year2013-12-31$1,815,187,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$278,939
Total interest from all sources2013-12-31$8,244,486
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$12,950,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,933,952
Administrative expenses professional fees incurred2013-12-31$25,169
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$94,438,880
Participant contributions at end of year2013-12-31$58,019,445
Participant contributions at beginning of year2013-12-31$56,762,927
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$389
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,786,849
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2,955,455
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,868,647
Other income not declared elsewhere2013-12-31$-9,128,630
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$251,651,536
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,060,782,577
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,815,187,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$25,599
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$228,817,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,161,115,774
Interest on participant loans2013-12-31$1,854,040
Interest earned on other investments2013-12-31$6,390,446
Value of interest in master investment trust accounts at end of year2013-12-31$397,446,694
Value of interest in master investment trust accounts at beginning of year2013-12-31$402,751,041
Value of interest in common/collective trusts at end of year2013-12-31$1,209,286,079
Value of interest in common/collective trusts at beginning of year2013-12-31$48,856,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-6,390,446
Net investment gain or loss from common/collective trusts2013-12-31$586,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$15,969,274
Employer contributions (assets) at end of year2013-12-31$4,996
Employer contributions (assets) at beginning of year2013-12-31$60
Income. Dividends from common stock2013-12-31$8,016,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$120,932,367
Contract administrator fees2013-12-31$228,171
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$164,252,698
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$142,832,717
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-12-31410746749
2012 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$142,635,924
Total unrealized appreciation/depreciation of assets2012-12-31$142,635,924
Total transfer of assets from this plan2012-12-31$746,128
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$296,651,762
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$101,428,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$101,372,108
Expenses. Certain deemed distributions of participant loans2012-12-31$11,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$110,555,548
Value of total assets at end of year2012-12-31$1,815,187,857
Value of total assets at beginning of year2012-12-31$1,620,711,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$45,110
Total interest from all sources2012-12-31$9,190,306
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$35,837,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$27,965,991
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$89,635,591
Participant contributions at end of year2012-12-31$56,762,927
Participant contributions at beginning of year2012-12-31$56,233,527
Participant contributions at end of year2012-12-31$389
Participant contributions at beginning of year2012-12-31$1,227,622
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,452,938
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,868,647
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,644,842
Other income not declared elsewhere2012-12-31$4,934,469
Administrative expenses (other) incurred2012-12-31$6,197
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$195,222,803
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,815,187,857
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,620,711,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$25,313
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,161,115,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,004,140,931
Interest on participant loans2012-12-31$2,004,861
Interest earned on other investments2012-12-31$7,185,445
Value of interest in master investment trust accounts at end of year2012-12-31$402,751,041
Value of interest in master investment trust accounts at beginning of year2012-12-31$387,578,131
Value of interest in common/collective trusts at end of year2012-12-31$48,856,302
Value of interest in common/collective trusts at beginning of year2012-12-31$51,122,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$-7,185,445
Net investment gain or loss from common/collective trusts2012-12-31$683,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$15,467,019
Employer contributions (assets) at end of year2012-12-31$60
Employer contributions (assets) at beginning of year2012-12-31$567,894
Income. Dividends from common stock2012-12-31$7,871,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$101,372,108
Contract administrator fees2012-12-31$13,600
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$142,832,717
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$117,195,814
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2012-12-31410746749
2011 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-13,937,598
Total unrealized appreciation/depreciation of assets2011-12-31$-13,937,598
Total transfer of assets to this plan2011-12-31$1,221,013
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$133,200,981
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$96,104,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$96,070,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$105,018,405
Value of total assets at end of year2011-12-31$1,620,711,182
Value of total assets at beginning of year2011-12-31$1,582,393,866
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$34,435
Total interest from all sources2011-12-31$10,133,857
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$31,785,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$25,047,778
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$85,415,251
Participant contributions at end of year2011-12-31$56,233,527
Participant contributions at beginning of year2011-12-31$55,202,221
Participant contributions at end of year2011-12-31$1,227,622
Participant contributions at beginning of year2011-12-31$1,202,720
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,078,179
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,644,842
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,354,801
Other income not declared elsewhere2011-12-31$7,808,784
Administrative expenses (other) incurred2011-12-31$34,435
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$37,096,303
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,620,711,182
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,582,393,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,004,140,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$997,147,859
Interest on participant loans2011-12-31$2,235,529
Interest earned on other investments2011-12-31$7,898,328
Value of interest in master investment trust accounts at end of year2011-12-31$387,578,131
Value of interest in master investment trust accounts at beginning of year2011-12-31$369,153,666
Value of interest in common/collective trusts at end of year2011-12-31$51,122,421
Value of interest in common/collective trusts at beginning of year2011-12-31$55,194,527
Net investment gain or loss from common/collective trusts2011-12-31$-7,608,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$14,524,975
Employer contributions (assets) at end of year2011-12-31$567,894
Employer contributions (assets) at beginning of year2011-12-31$468,391
Income. Dividends from common stock2011-12-31$6,738,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$96,070,243
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$117,195,814
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$101,669,681
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-17,027,161
Total unrealized appreciation/depreciation of assets2010-12-31$-17,027,161
Total transfer of assets from this plan2010-12-31$17,528,618
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$227,847,043
Total loss/gain on sale of assets2010-12-31$211,095
Total of all expenses incurred2010-12-31$138,684,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$137,913,764
Expenses. Certain deemed distributions of participant loans2010-12-31$506,342
Value of total corrective distributions2010-12-31$1,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$106,457,530
Value of total assets at end of year2010-12-31$1,582,393,866
Value of total assets at beginning of year2010-12-31$1,510,759,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$262,664
Total interest from all sources2010-12-31$2,628,433
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$28,896,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$25,408,730
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$82,251,835
Participant contributions at end of year2010-12-31$55,202,221
Participant contributions at beginning of year2010-12-31$52,483,682
Participant contributions at end of year2010-12-31$1,202,720
Participant contributions at beginning of year2010-12-31$1,320,180
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$10,481,134
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,354,801
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2,031,386
Administrative expenses (other) incurred2010-12-31$262,664
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$51,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$89,162,886
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,582,393,866
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,510,759,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$997,147,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$880,366,894
Interest on participant loans2010-12-31$2,628,433
Value of interest in master investment trust accounts at end of year2010-12-31$369,153,666
Value of interest in master investment trust accounts at beginning of year2010-12-31$176,973,591
Value of interest in common/collective trusts at end of year2010-12-31$55,194,527
Value of interest in common/collective trusts at beginning of year2010-12-31$296,345,015
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$56,230,133
Net investment gain or loss from common/collective trusts2010-12-31$-94,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$13,724,561
Employer contributions (assets) at end of year2010-12-31$468,391
Employer contributions (assets) at beginning of year2010-12-31$393,065
Income. Dividends from common stock2010-12-31$3,487,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$137,913,764
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$101,669,681
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$100,794,212
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$20,848,658
Aggregate carrying amount (costs) on sale of assets2010-12-31$20,637,563
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CLIFTON GUNDERSON LLP
Accountancy firm EIN2010-12-31370802863

Form 5500 Responses for NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II

2022: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NATIONAL GRID USA CO. INCENTIVE THRIFT PLAN II 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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