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NORTHEASTERN UNIVERSITY RETIREMENT PLAN 401k Plan overview

Plan NameNORTHEASTERN UNIVERSITY RETIREMENT PLAN
Plan identification number 001

NORTHEASTERN UNIVERSITY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NORTHEASTERN UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:NORTHEASTERN UNIVERSITY
Employer identification number (EIN):041679980
NAIC Classification:611000

Additional information about NORTHEASTERN UNIVERSITY

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C1361566

More information about NORTHEASTERN UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHEASTERN UNIVERSITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01THOMAS NEDELL
0012016-01-01THOMAS NEDELL
0012015-01-01THOMAS NEDELL THOMAS NEDELL2016-10-13
0012014-01-01THOMAS NEDELL
0012013-01-01THOMAS NEDELL THOMAS NEDELL2014-09-29
0012012-01-01THOMAS NEDELL THOMAS NEDELL2013-10-11
0012011-01-01THOMAS NEDELL
0012009-01-01THOMAS NEDELL
0012009-01-01THOMAS NEDELL

Plan Statistics for NORTHEASTERN UNIVERSITY RETIREMENT PLAN

401k plan membership statisitcs for NORTHEASTERN UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0114,406
Total number of active participants reported on line 7a of the Form 55002022-01-019,231
Number of retired or separated participants receiving benefits2022-01-011,089
Number of other retired or separated participants entitled to future benefits2022-01-015,408
Total of all active and inactive participants2022-01-0115,728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01166
Total participants2022-01-0115,894
Number of participants with account balances2022-01-0110,124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0111,736
Total number of active participants reported on line 7a of the Form 55002021-01-018,592
Number of retired or separated participants receiving benefits2021-01-01830
Number of other retired or separated participants entitled to future benefits2021-01-014,927
Total of all active and inactive participants2021-01-0114,349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01150
Total participants2021-01-0114,499
Number of participants with account balances2021-01-018,909
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0110,525
Total number of active participants reported on line 7a of the Form 55002020-01-016,616
Number of retired or separated participants receiving benefits2020-01-01727
Number of other retired or separated participants entitled to future benefits2020-01-014,078
Total of all active and inactive participants2020-01-0111,421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0161
Total participants2020-01-0111,482
Number of participants with account balances2020-01-018,335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0110,261
Total number of active participants reported on line 7a of the Form 55002019-01-016,350
Number of retired or separated participants receiving benefits2019-01-01693
Number of other retired or separated participants entitled to future benefits2019-01-013,679
Total of all active and inactive participants2019-01-0110,722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0130
Total participants2019-01-0110,752
Number of participants with account balances2019-01-017,997
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-019,842
Total number of active participants reported on line 7a of the Form 55002018-01-016,453
Number of retired or separated participants receiving benefits2018-01-01709
Number of other retired or separated participants entitled to future benefits2018-01-013,686
Total of all active and inactive participants2018-01-0110,848
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0142
Total participants2018-01-0110,890
Number of participants with account balances2018-01-017,601
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-018,332
Total number of active participants reported on line 7a of the Form 55002017-01-016,277
Number of retired or separated participants receiving benefits2017-01-01477
Number of other retired or separated participants entitled to future benefits2017-01-013,424
Total of all active and inactive participants2017-01-0110,178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0176
Total participants2017-01-0110,254
Number of participants with account balances2017-01-017,146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-016,355
Total number of active participants reported on line 7a of the Form 55002016-01-015,855
Number of retired or separated participants receiving benefits2016-01-01187
Number of other retired or separated participants entitled to future benefits2016-01-012,964
Total of all active and inactive participants2016-01-019,006
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0155
Total participants2016-01-019,061
Number of participants with account balances2016-01-016,514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-016,100
Total number of active participants reported on line 7a of the Form 55002015-01-013,151
Number of retired or separated participants receiving benefits2015-01-01374
Number of other retired or separated participants entitled to future benefits2015-01-012,822
Total of all active and inactive participants2015-01-016,347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0122
Total participants2015-01-016,369
Number of participants with account balances2015-01-015,552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,860
Total number of active participants reported on line 7a of the Form 55002014-01-012,991
Number of retired or separated participants receiving benefits2014-01-01258
Number of other retired or separated participants entitled to future benefits2014-01-012,716
Total of all active and inactive participants2014-01-015,965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0119
Total participants2014-01-015,984
Number of participants with account balances2014-01-015,339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015,464
Total number of active participants reported on line 7a of the Form 55002013-01-012,945
Number of retired or separated participants receiving benefits2013-01-01210
Number of other retired or separated participants entitled to future benefits2013-01-012,915
Total of all active and inactive participants2013-01-016,070
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0117
Total participants2013-01-016,087
Number of participants with account balances2013-01-015,592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,414
Total number of active participants reported on line 7a of the Form 55002012-01-012,660
Number of retired or separated participants receiving benefits2012-01-0183
Number of other retired or separated participants entitled to future benefits2012-01-012,738
Total of all active and inactive participants2012-01-015,481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015,481
Number of participants with account balances2012-01-015,011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,374
Total number of active participants reported on line 7a of the Form 55002011-01-012,800
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012,614
Total of all active and inactive participants2011-01-015,414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015,414
Number of participants with account balances2011-01-014,835
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,945
Total number of active participants reported on line 7a of the Form 55002009-01-012,519
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012,560
Total of all active and inactive participants2009-01-015,079
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015,079
Number of participants with account balances2009-01-014,652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTHEASTERN UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-191,056,657
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$104,172,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$103,981,864
Value of total corrective distributions2022-12-31$11,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$101,006,128
Value of total assets at end of year2022-12-31$1,895,761,726
Value of total assets at beginning of year2022-12-31$2,190,990,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$179,612
Total interest from all sources2022-12-31$17,055,219
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$73,350,612
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$73,350,612
Administrative expenses professional fees incurred2022-12-31$85,028
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$46,307,835
Participant contributions at end of year2022-12-31$1,396,817
Participant contributions at beginning of year2022-12-31$964,076
Assets. Other investments not covered elsewhere at end of year2022-12-31$604,149
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$90,235,872
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$12,692,035
Other income not declared elsewhere2022-12-31$1,095,707
Administrative expenses (other) incurred2022-12-31$94,584
Total non interest bearing cash at end of year2022-12-31$357,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-295,229,208
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,895,761,726
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,190,990,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,407,189,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,501,028,914
Value of interest in pooled separate accounts at end of year2022-12-31$38,015,909
Value of interest in pooled separate accounts at beginning of year2022-12-31$38,595,543
Interest on participant loans2022-12-31$57,769
Interest earned on other investments2022-12-31$16,458,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$34,254,038
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$24,193,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$24,193,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$539,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$413,943,039
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$535,972,678
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$5,971,574
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-386,744,773
Net investment gain/loss from pooled separate accounts2022-12-31$3,180,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$42,006,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$98,010,290
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2022-12-31431947695
2021 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$349,532,160
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$114,135,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$113,931,806
Value of total corrective distributions2021-12-31$1,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$96,025,215
Value of total assets at end of year2021-12-31$2,190,990,934
Value of total assets at beginning of year2021-12-31$1,955,594,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$202,760
Total interest from all sources2021-12-31$14,120,569
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$95,517,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$95,517,394
Administrative expenses professional fees incurred2021-12-31$65,575
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$42,172,195
Participant contributions at end of year2021-12-31$964,076
Participant contributions at beginning of year2021-12-31$940,099
Assets. Other investments not covered elsewhere at end of year2021-12-31$90,235,872
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$80,059,083
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$14,365,459
Other income not declared elsewhere2021-12-31$10,891,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$235,396,518
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,190,990,934
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,955,594,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$137,185
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,501,028,914
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,313,461,486
Value of interest in pooled separate accounts at end of year2021-12-31$38,595,543
Value of interest in pooled separate accounts at beginning of year2021-12-31$35,954,826
Interest on participant loans2021-12-31$65,171
Interest earned on other investments2021-12-31$14,053,001
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$24,193,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$36,942,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$36,942,560
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$535,972,678
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$488,236,362
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$4,272,943
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$126,951,758
Net investment gain/loss from pooled separate accounts2021-12-31$6,026,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$39,487,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$109,658,863
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2021-12-31431947695
2020 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$332,690,282
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$100,530,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$100,362,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$86,648,273
Value of total assets at end of year2020-12-31$1,955,594,416
Value of total assets at beginning of year2020-12-31$1,723,434,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$167,797
Total interest from all sources2020-12-31$12,737,163
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$54,314,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$54,314,152
Administrative expenses professional fees incurred2020-12-31$67,797
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$38,861,464
Participant contributions at end of year2020-12-31$940,099
Participant contributions at beginning of year2020-12-31$1,317,027
Assets. Other investments not covered elsewhere at end of year2020-12-31$80,059,083
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$64,280,954
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$10,888,842
Other income not declared elsewhere2020-12-31$13,759,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$232,160,142
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,955,594,416
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,723,434,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$100,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,313,461,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,152,584,805
Value of interest in pooled separate accounts at end of year2020-12-31$35,954,826
Value of interest in pooled separate accounts at beginning of year2020-12-31$43,931,439
Interest on participant loans2020-12-31$58,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$36,942,560
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$29,513,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$29,513,946
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$12,678,743
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$488,236,362
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$431,806,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$165,615,796
Net investment gain/loss from pooled separate accounts2020-12-31$-384,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$36,897,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$100,362,343
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2020-12-31431947695
2019 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$339,142,302
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$95,914,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$95,733,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$78,958,813
Value of total assets at end of year2019-12-31$1,723,434,274
Value of total assets at beginning of year2019-12-31$1,480,206,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$180,741
Total interest from all sources2019-12-31$14,144,443
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$41,589,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$41,589,825
Administrative expenses professional fees incurred2019-12-31$37,651
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$36,206,130
Participant contributions at end of year2019-12-31$1,317,027
Participant contributions at beginning of year2019-12-31$1,158,997
Assets. Other investments not covered elsewhere at end of year2019-12-31$64,280,954
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$56,481,726
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,037,826
Other income not declared elsewhere2019-12-31$13,305,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$243,227,590
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,723,434,274
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,480,206,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,152,584,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$946,777,933
Value of interest in pooled separate accounts at end of year2019-12-31$43,931,439
Value of interest in pooled separate accounts at beginning of year2019-12-31$41,732,904
Interest on participant loans2019-12-31$63,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$29,513,946
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$28,559,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$28,559,415
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$14,080,854
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$431,806,103
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$405,495,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$188,850,280
Net investment gain/loss from pooled separate accounts2019-12-31$2,293,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$34,714,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$95,733,971
Contract administrator fees2019-12-31$83,090
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2019-12-31431947695
2018 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$22,809,009
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$92,591,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$92,348,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$78,939,007
Value of total assets at end of year2018-12-31$1,480,206,684
Value of total assets at beginning of year2018-12-31$1,549,989,562
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$243,453
Total interest from all sources2018-12-31$13,340,699
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$46,974,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$46,974,006
Administrative expenses professional fees incurred2018-12-31$52,773
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$33,725,152
Participant contributions at end of year2018-12-31$1,158,997
Participant contributions at beginning of year2018-12-31$923,079
Assets. Other investments not covered elsewhere at end of year2018-12-31$56,481,726
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$61,282,480
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$12,419,677
Other income not declared elsewhere2018-12-31$-2,053,972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-69,782,878
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,480,206,684
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,549,989,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$110,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$946,777,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$994,354,817
Value of interest in pooled separate accounts at end of year2018-12-31$41,732,904
Value of interest in pooled separate accounts at beginning of year2018-12-31$39,983,708
Interest on participant loans2018-12-31$50,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$28,559,415
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$22,549,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$22,549,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$13,290,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$405,495,709
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$430,896,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-116,289,496
Net investment gain/loss from pooled separate accounts2018-12-31$1,898,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$32,794,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$92,348,434
Contract administrator fees2018-12-31$80,680
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2018-12-31431947695
2017 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$272,796,060
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$80,170,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$80,164,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$71,419,781
Value of total assets at end of year2017-12-31$1,549,989,562
Value of total assets at beginning of year2017-12-31$1,357,364,280
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,847
Total interest from all sources2017-12-31$14,326,963
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$35,340,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$35,340,273
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$30,804,988
Participant contributions at end of year2017-12-31$923,079
Participant contributions at beginning of year2017-12-31$910,464
Assets. Other investments not covered elsewhere at end of year2017-12-31$61,282,480
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$54,479,210
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,848,677
Other income not declared elsewhere2017-12-31$10,045,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$192,625,282
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,549,989,562
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,357,364,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$994,354,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$852,696,839
Value of interest in pooled separate accounts at end of year2017-12-31$39,983,708
Value of interest in pooled separate accounts at beginning of year2017-12-31$39,968,479
Interest on participant loans2017-12-31$39,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$22,549,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$22,623,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$22,623,678
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$14,287,417
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$430,896,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$386,685,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$139,931,148
Net investment gain/loss from pooled separate accounts2017-12-31$1,732,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$30,766,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$80,164,931
Contract administrator fees2017-12-31$5,847
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2017-12-31431947695
2016 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$225,555,195
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$112,200,396
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$58,864,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$58,859,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$44,301,260
Value of total assets at end of year2016-12-31$1,357,364,280
Value of total assets at beginning of year2016-12-31$1,078,473,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,863
Total interest from all sources2016-12-31$15,244,689
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$16,638,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$16,638,155
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$15,987,655
Participant contributions at end of year2016-12-31$910,464
Assets. Other investments not covered elsewhere at end of year2016-12-31$54,479,210
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$45,570,697
Other income not declared elsewhere2016-12-31$348,585
Administrative expenses (other) incurred2016-12-31$4,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$53,335,814
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,357,364,280
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,078,473,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$852,696,839
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$650,600,287
Value of interest in pooled separate accounts at end of year2016-12-31$39,968,479
Value of interest in pooled separate accounts at beginning of year2016-12-31$29,703,018
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$22,623,678
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$17,306,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$17,306,009
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$15,244,689
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$386,685,610
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$335,293,260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$34,116,171
Net investment gain/loss from pooled separate accounts2016-12-31$1,551,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$28,313,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$58,859,719
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2016-12-31431947695
2015 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$84,064
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$60,248,809
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$59,491,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$59,488,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$41,016,728
Value of total assets at end of year2015-12-31$1,078,473,271
Value of total assets at beginning of year2015-12-31$1,077,800,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,643
Total interest from all sources2015-12-31$14,271,905
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$19,152,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$19,152,639
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$14,774,823
Assets. Other investments not covered elsewhere at end of year2015-12-31$45,570,697
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$45,106,898
Other income not declared elsewhere2015-12-31$649,348
Administrative expenses (other) incurred2015-12-31$3,643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$756,846
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,078,473,271
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,077,800,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$650,600,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$654,056,972
Value of interest in pooled separate accounts at end of year2015-12-31$29,703,018
Value of interest in pooled separate accounts at beginning of year2015-12-31$27,710,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$17,306,009
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$19,229,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$19,229,609
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$14,271,905
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$335,293,260
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$331,696,994
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-17,108,184
Net investment gain/loss from pooled separate accounts2015-12-31$2,266,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$26,241,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$59,488,320
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2015-12-31431947695
2014 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$27,946
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$102,406,323
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$65,065,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$65,058,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$38,686,250
Value of total assets at end of year2014-12-31$1,077,800,489
Value of total assets at beginning of year2014-12-31$1,040,487,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,669
Total interest from all sources2014-12-31$14,420,331
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$24,061,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$24,061,445
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$14,083,702
Assets. Other investments not covered elsewhere at end of year2014-12-31$45,106,898
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,161,353
Other income not declared elsewhere2014-12-31$4,710,067
Administrative expenses (other) incurred2014-12-31$6,669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$37,341,156
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,077,800,489
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,040,487,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$654,056,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$662,761,406
Value of interest in pooled separate accounts at end of year2014-12-31$27,710,016
Value of interest in pooled separate accounts at beginning of year2014-12-31$22,686,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$19,229,609
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$27,332,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$27,332,957
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$14,420,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$331,696,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$325,545,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$17,613,229
Net investment gain/loss from pooled separate accounts2014-12-31$2,915,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$24,602,548
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$65,058,498
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2014-12-31431947695
2013 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$59,226
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$181,275,093
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$53,591,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$53,582,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$36,028,228
Value of total assets at end of year2013-12-31$1,040,487,279
Value of total assets at beginning of year2013-12-31$912,744,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,607
Total interest from all sources2013-12-31$13,518,058
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$16,265,422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$16,265,422
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$13,165,655
Participant contributions at beginning of year2013-12-31$213,309
Assets. Other investments not covered elsewhere at end of year2013-12-31$2,161,353
Other income not declared elsewhere2013-12-31$460,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$127,683,527
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,040,487,279
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$912,744,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$662,761,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$549,574,450
Value of interest in pooled separate accounts at end of year2013-12-31$22,686,465
Value of interest in pooled separate accounts at beginning of year2013-12-31$19,077,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$27,332,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$26,463,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$26,463,884
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$13,518,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$325,545,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$317,033,997
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$113,085,687
Net investment gain/loss from pooled separate accounts2013-12-31$1,917,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$22,862,573
Employer contributions (assets) at beginning of year2013-12-31$381,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$53,582,959
Contract administrator fees2013-12-31$8,607
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2013-12-31431947695
2012 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$326,005
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$120,914,020
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$34,618,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$34,604,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$33,956,100
Value of total assets at end of year2012-12-31$912,744,526
Value of total assets at beginning of year2012-12-31$826,122,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,720
Total interest from all sources2012-12-31$12,727,495
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$8,228,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$8,228,419
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$12,458,933
Participant contributions at end of year2012-12-31$213,309
Other income not declared elsewhere2012-12-31$735,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$86,295,637
Value of net assets at end of year (total assets less liabilities)2012-12-31$912,744,526
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$826,122,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$549,574,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$488,111,062
Value of interest in pooled separate accounts at end of year2012-12-31$19,077,720
Value of interest in pooled separate accounts at beginning of year2012-12-31$16,280,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$26,463,884
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$11,500,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$11,500,420
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$12,727,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$317,033,997
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$310,230,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$63,596,445
Net investment gain/loss from pooled separate accounts2012-12-31$1,669,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$21,497,167
Employer contributions (assets) at end of year2012-12-31$381,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$34,604,663
Contract administrator fees2012-12-31$13,720
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2012-12-31431947695
2011 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$34,271,953
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$37,106,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$37,093,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$31,915,751
Value of total assets at end of year2011-12-31$826,122,884
Value of total assets at beginning of year2011-12-31$828,957,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,421
Total interest from all sources2011-12-31$12,413,627
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$6,313,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$6,313,050
Administrative expenses professional fees incurred2011-12-31$12,421
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$11,797,512
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$100
Other income not declared elsewhere2011-12-31$469,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,834,212
Value of net assets at end of year (total assets less liabilities)2011-12-31$826,122,884
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$828,957,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$488,111,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$505,552,907
Value of interest in pooled separate accounts at end of year2011-12-31$16,280,964
Value of interest in pooled separate accounts at beginning of year2011-12-31$12,435,881
Interest earned on other investments2011-12-31$12,403,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$11,500,420
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$10,137,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$10,137,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$10,299
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$310,230,438
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$300,830,489
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,064,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-18,621,180
Net investment gain/loss from pooled separate accounts2011-12-31$1,780,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$20,118,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$36,029,105
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$2,010,068
Total transfer of assets from this plan2010-12-31$2,591,719
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$105,230,096
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$39,200,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$39,184,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$30,364,262
Value of total assets at end of year2010-12-31$828,957,096
Value of total assets at beginning of year2010-12-31$763,509,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$15,667
Total interest from all sources2010-12-31$11,365,445
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,380,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,380,591
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$11,335,567
Administrative expenses (other) incurred2010-12-31$15,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$66,029,544
Value of net assets at end of year (total assets less liabilities)2010-12-31$828,957,096
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$763,509,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$505,552,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$447,926,227
Value of interest in pooled separate accounts at end of year2010-12-31$12,435,881
Value of interest in pooled separate accounts at beginning of year2010-12-31$8,304,571
Interest earned on other investments2010-12-31$11,350,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$10,137,819
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$12,054,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$12,054,555
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$15,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$300,830,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$295,223,850
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$1,896,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$58,816,035
Net investment gain/loss from pooled separate accounts2010-12-31$1,303,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$19,028,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$37,288,642
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2009 : NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHEASTERN UNIVERSITY RETIREMENT PLAN

2022: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NORTHEASTERN UNIVERSITY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100225
Policy instance 1
Insurance contract or identification number100225
Number of Individuals Covered3147
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100225
Policy instance 1
Insurance contract or identification number100225
Number of Individuals Covered3183
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100225
Policy instance 1
Insurance contract or identification number100225
Number of Individuals Covered3229
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100225
Policy instance 1
Insurance contract or identification number100225
Number of Individuals Covered3261
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100225
Policy instance 1
Insurance contract or identification number100225
Number of Individuals Covered3344
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100226
Policy instance 1
Insurance contract or identification number100226
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-01-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100225
Policy instance 2
Insurance contract or identification number100225
Number of Individuals Covered3394
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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