401k Plan data: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN plan

NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 401k Plan overview

Plan Name	NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN
Plan identification number	002

NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NORTHEASTERN UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: NORTHEASTERN UNIVERSITY

Employer identification number (EIN): 041679980

NAIC Classification: 611000

Additional information about NORTHEASTERN UNIVERSITY

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C1361566

More information about NORTHEASTERN UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 THOMAS NEDELL
002 2015-01-01 THOMAS NEDELL THOMAS NEDELL 2016-10-13
002 2014-01-01 THOMAS NEDELL
002 2013-01-01 THOMAS NEDELL THOMAS NEDELL 2014-09-29
002 2012-01-01 THOMAS NEDELL THOMAS NEDELL 2013-10-11
002 2011-01-01 THOMAS NEDELL
002 2010-01-01 THOMAS NEDELL
002 2009-01-01 THOMAS NEDELL
002 2009-01-01 THOMAS NEDELL

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	THOMAS NEDELL
002	2015-01-01	THOMAS NEDELL	THOMAS NEDELL	2016-10-13
002	2014-01-01	THOMAS NEDELL
002	2013-01-01	THOMAS NEDELL	THOMAS NEDELL	2014-09-29
002	2012-01-01	THOMAS NEDELL	THOMAS NEDELL	2013-10-11
002	2011-01-01	THOMAS NEDELL
002	2010-01-01	THOMAS NEDELL
002	2009-01-01	THOMAS NEDELL
002	2009-01-01	THOMAS NEDELL

Plan Statistics for NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN

401k plan membership statisitcs for NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2016: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 7,144
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6,739
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5,816
Number of retired or separated participants receiving benefits 2015-01-01 101
Number of other retired or separated participants entitled to future benefits 2015-01-01 1,098
Total of all active and inactive participants 2015-01-01 7,015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 10
Total participants 2015-01-01 7,025
Number of participants with account balances 2015-01-01 2,862
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7,093
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6,350
Number of retired or separated participants receiving benefits 2014-01-01 57
Number of other retired or separated participants entitled to future benefits 2014-01-01 865
Total of all active and inactive participants 2014-01-01 7,272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 11
Total participants 2014-01-01 7,283
Number of participants with account balances 2014-01-01 2,674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5,363
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4,445
Number of retired or separated participants receiving benefits 2013-01-01 47
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,059
Total of all active and inactive participants 2013-01-01 5,551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 4
Total participants 2013-01-01 5,555
Number of participants with account balances 2013-01-01 2,648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 4,320
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3,410
Number of retired or separated participants receiving benefits 2012-01-01 6
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,147
Total of all active and inactive participants 2012-01-01 4,563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 4,563
Number of participants with account balances 2012-01-01 2,849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4,141
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3,388
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 932
Total of all active and inactive participants 2011-01-01 4,320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 4,320
Number of participants with account balances 2011-01-01 2,295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 4,498
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 3,173
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 968
Total of all active and inactive participants 2010-01-01 4,141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 4,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4,057
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3,145
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,353
Total of all active and inactive participants 2009-01-01 4,498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 4,498
Number of participants with account balances 2009-01-01 2,160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	7,144
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6,739
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5,816
Number of retired or separated participants receiving benefits	2015-01-01	101
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,098
Total of all active and inactive participants	2015-01-01	7,015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	10
Total participants	2015-01-01	7,025
Number of participants with account balances	2015-01-01	2,862
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7,093
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6,350
Number of retired or separated participants receiving benefits	2014-01-01	57
Number of other retired or separated participants entitled to future benefits	2014-01-01	865
Total of all active and inactive participants	2014-01-01	7,272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	11
Total participants	2014-01-01	7,283
Number of participants with account balances	2014-01-01	2,674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5,363
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4,445
Number of retired or separated participants receiving benefits	2013-01-01	47
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,059
Total of all active and inactive participants	2013-01-01	5,551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	4
Total participants	2013-01-01	5,555
Number of participants with account balances	2013-01-01	2,648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4,320
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,410
Number of retired or separated participants receiving benefits	2012-01-01	6
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,147
Total of all active and inactive participants	2012-01-01	4,563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	4,563
Number of participants with account balances	2012-01-01	2,849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4,141
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3,388
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	932
Total of all active and inactive participants	2011-01-01	4,320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	4,320
Number of participants with account balances	2011-01-01	2,295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	4,498
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	3,173
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	968
Total of all active and inactive participants	2010-01-01	4,141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	4,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4,057
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3,145
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,353
Total of all active and inactive participants	2009-01-01	4,498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	4,498
Number of participants with account balances	2009-01-01	2,160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN

Measure	Date	Value
2016 : NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$225,555,195
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$34,039,405
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$13,603,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$13,602,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$20,360,852
Value of total assets at end of year	2016-12-31	$0
Value of total assets at beginning of year	2016-12-31	$205,119,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$990
Total interest from all sources	2016-12-31	$1,625,883
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$4,421,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$4,421,698
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$11,576,593
Participant contributions at beginning of year	2016-12-31	$916,526
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$10,366,612
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$8,784,259
Other income not declared elsewhere	2016-12-31	$632,912
Administrative expenses (other) incurred	2016-12-31	$990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$20,436,063
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$205,119,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$141,594,783
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$7,660,134
Interest on participant loans	2016-12-31	$37,211
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$2,668,858
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$2,668,858
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,588,672
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$41,912,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$6,599,673
Net investment gain/loss from pooled separate accounts	2016-12-31	$398,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$13,602,352
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2016-12-31	431947695
2015 : NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$84,064
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$20,147,482
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$11,346,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$11,345,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$17,655,455
Value of total assets at end of year	2015-12-31	$205,119,132
Value of total assets at beginning of year	2015-12-31	$196,234,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$896
Total interest from all sources	2015-12-31	$1,335,808
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$5,134,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$5,134,030
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$10,825,928
Participant contributions at end of year	2015-12-31	$916,526
Participant contributions at beginning of year	2015-12-31	$767,139
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$10,366,612
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$9,765,967
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$6,829,527
Other income not declared elsewhere	2015-12-31	$51,421
Administrative expenses (other) incurred	2015-12-31	$896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$8,800,823
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$205,119,132
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$196,234,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$141,594,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$137,453,568
Value of interest in pooled separate accounts at end of year	2015-12-31	$7,660,134
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$6,313,807
Interest on participant loans	2015-12-31	$35,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,668,858
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$3,192,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$3,192,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1,299,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$41,912,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$38,741,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-4,563,669
Net investment gain/loss from pooled separate accounts	2015-12-31	$534,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$11,345,763
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2015-12-31	431947695
2014 : NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$27,946
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$33,025,620
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$9,595,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$9,593,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$21,988,930
Value of total assets at end of year	2014-12-31	$196,234,245
Value of total assets at beginning of year	2014-12-31	$172,776,579
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,334
Total interest from all sources	2014-12-31	$1,278,140
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$6,330,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$6,330,819
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$9,890,201
Participant contributions at end of year	2014-12-31	$767,139
Participant contributions at beginning of year	2014-12-31	$580,800
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$9,765,967
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$243,326
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$12,098,729
Other income not declared elsewhere	2014-12-31	$825,413
Administrative expenses (other) incurred	2014-12-31	$2,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$23,429,720
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$196,234,245
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$172,776,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$137,453,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$127,090,187
Value of interest in pooled separate accounts at end of year	2014-12-31	$6,313,807
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$5,095,425
Interest on participant loans	2014-12-31	$29,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$3,192,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$4,849,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$4,849,250
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1,248,935
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$38,741,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$34,917,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,942,023
Net investment gain/loss from pooled separate accounts	2014-12-31	$660,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$9,593,566
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2014-12-31	431947695
2013 : NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$59,226
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$41,596,066
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$6,340,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,338,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$16,843,222
Value of total assets at end of year	2013-12-31	$172,776,579
Value of total assets at beginning of year	2013-12-31	$137,579,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,084
Total interest from all sources	2013-12-31	$1,100,601
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,880,396
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,880,396
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$9,381,688
Participant contributions at end of year	2013-12-31	$580,800
Participant contributions at beginning of year	2013-12-31	$452,135
Participant contributions at beginning of year	2013-12-31	$176,307
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$243,326
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$7,461,534
Other income not declared elsewhere	2013-12-31	$87,401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$35,256,044
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$172,776,579
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$137,579,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$127,090,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$98,596,183
Value of interest in pooled separate accounts at end of year	2013-12-31	$5,095,425
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,981,223
Interest on participant loans	2013-12-31	$22,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$4,849,250
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$4,189,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$4,189,188
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1,078,192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$34,917,591
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$30,184,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$19,277,209
Net investment gain/loss from pooled separate accounts	2013-12-31	$407,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,338,938
Contract administrator fees	2013-12-31	$1,084
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2013-12-31	431947695
2012 : NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$326,005
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$25,217,561
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,252,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,251,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$11,489,045
Value of total assets at end of year	2012-12-31	$137,579,761
Value of total assets at beginning of year	2012-12-31	$117,940,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,036
Total interest from all sources	2012-12-31	$994,455
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,982,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,982,296
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$8,544,283
Participant contributions at end of year	2012-12-31	$452,135
Participant contributions at beginning of year	2012-12-31	$432,028
Participant contributions at end of year	2012-12-31	$176,307
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$2,944,762
Other income not declared elsewhere	2012-12-31	$69,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$19,965,170
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$137,579,761
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$117,940,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$98,596,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$82,038,705
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,981,223
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,439,458
Interest on participant loans	2012-12-31	$19,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$4,189,188
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,323,779
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,323,779
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$974,816
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$30,184,725
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$28,706,626
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$10,330,244
Net investment gain/loss from pooled separate accounts	2012-12-31	$351,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,251,355
Contract administrator fees	2012-12-31	$1,036
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2012-12-31	431947695
2011 : NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$14,987,776
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,051,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,027,504
Expenses. Certain deemed distributions of participant loans	2011-12-31	$22,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$16,001,288
Value of total assets at end of year	2011-12-31	$117,940,596
Value of total assets at beginning of year	2011-12-31	$108,004,210
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,701
Total interest from all sources	2011-12-31	$891,223
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,551,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,551,346
Administrative expenses professional fees incurred	2011-12-31	$1,701
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$7,847,986
Participant contributions at end of year	2011-12-31	$432,028
Participant contributions at beginning of year	2011-12-31	$334,657
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$8,153,302
Other income not declared elsewhere	2011-12-31	$-435,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$9,936,386
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$117,940,596
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$108,004,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$82,038,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$78,826,676
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,439,458
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,630,539
Interest on participant loans	2011-12-31	$18,140
Interest earned on other investments	2011-12-31	$870,318
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,323,779
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,700,916
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,700,916
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$2,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$28,706,626
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$23,511,422
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$282,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,386,413
Net investment gain/loss from pooled separate accounts	2011-12-31	$365,650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,744,753
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERRHOUSECOOPERS LLC
Accountancy firm EIN	2011-12-31	134008324
2010 : NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$719,759
Total transfer of assets from this plan	2010-12-31	$168,770
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$21,964,892
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,889,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,883,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$11,152,028
Value of total assets at end of year	2010-12-31	$108,004,210
Value of total assets at beginning of year	2010-12-31	$89,377,473
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,103
Total interest from all sources	2010-12-31	$733,540
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$809,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$809,843
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$7,549,123
Participant contributions at end of year	2010-12-31	$334,657
Participant contributions at beginning of year	2010-12-31	$261,066
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,602,905
Administrative expenses (other) incurred	2010-12-31	$6,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$18,075,748
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$108,004,210
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$89,377,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$78,826,676
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$63,987,370
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,630,539
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,772,972
Interest on participant loans	2010-12-31	$16,621
Interest earned on other investments	2010-12-31	$712,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,700,916
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,827,356
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,827,356
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$4,190
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$23,511,422
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$20,528,709
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$211,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$9,001,701
Net investment gain/loss from pooled separate accounts	2010-12-31	$267,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,671,762
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERRHOUSECOOPERS LLC
Accountancy firm EIN	2010-12-31	134008324
2009 : NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN

2016: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTHEASTERN UNIVERSITY SUPPLEMENTAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

100226

Policy instance

Insurance contract or identification number	100226
Number of Individuals Covered	1250
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

100226

Policy instance

Insurance contract or identification number	100226
Number of Individuals Covered	1233
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

100226

Policy instance

Insurance contract or identification number	100226
Number of Individuals Covered	1235
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

100226

Policy instance

Insurance contract or identification number	100226
Number of Individuals Covered	1518
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

100226

Policy instance

Insurance contract or identification number	100226
Number of Individuals Covered	1470
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

100226

Policy instance

Insurance contract or identification number	100226
Number of Individuals Covered	1425
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

NORTHEASTERN UNIVERSITY FEDERA 401 K PROFIT SHARING PLAN TRUST [EIN = 046271637]

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Company Name:	NORTHEASTERN UNIVERSITY
Employer identification number (EIN):	041679980
NAIC Classification:	611000

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C1361566