401k Plan data: F. L. ROBERTS PENSION PLAN plan

F. L. ROBERTS PENSION PLAN 401k Plan overview

Plan Name	F. L. ROBERTS PENSION PLAN
Plan identification number	002

F. L. ROBERTS PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Floor-offset plan - Plan benefits are subject to offset for retirement benefits provided by an employer-sponsored defined contribution plan.
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

F. L. ROBERTS & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: F. L. ROBERTS & COMPANY, INC.

Employer identification number (EIN): 042460375

NAIC Classification: 424700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan F. L. ROBERTS PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 STEVEN SANCHIONI 2017-06-23
002 2015-01-01 STEVEN SANCHIONI 2016-10-17
002 2014-01-01 JOHN BORGATTI
002 2014-01-01 STEVEN SANCHIONI
002 2013-01-01 STEVEN SANCHIONI
002 2012-01-01 STEVEN SANCHIONI
002 2011-01-01 STEVEN SANCHIONI
002 2009-01-01 SETH ROBERTS SETH ROBERTS 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	STEVEN SANCHIONI	2017-06-23
002	2015-01-01	STEVEN SANCHIONI	2016-10-17
002	2014-01-01	JOHN BORGATTI
002	2014-01-01	STEVEN SANCHIONI
002	2013-01-01	STEVEN SANCHIONI
002	2012-01-01	STEVEN SANCHIONI
002	2011-01-01	STEVEN SANCHIONI
002	2009-01-01	SETH ROBERTS		SETH ROBERTS	2010-10-14

Plan Statistics for F. L. ROBERTS PENSION PLAN

401k plan membership statisitcs for F. L. ROBERTS PENSION PLAN

Measure Date Value
2014: F. L. ROBERTS PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 98
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 34
Number of retired or separated participants receiving benefits 2014-01-01 5
Number of other retired or separated participants entitled to future benefits 2014-01-01 54
Total of all active and inactive participants 2014-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 95
2013: F. L. ROBERTS PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 107
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 37
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 56
Total of all active and inactive participants 2013-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 98
2012: F. L. ROBERTS PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 47
Number of retired or separated participants receiving benefits 2012-01-01 4
Number of other retired or separated participants entitled to future benefits 2012-01-01 56
Total of all active and inactive participants 2012-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: F. L. ROBERTS PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 55
Number of retired or separated participants receiving benefits 2011-01-01 4
Number of other retired or separated participants entitled to future benefits 2011-01-01 52
Total of all active and inactive participants 2011-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: F. L. ROBERTS PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 70
Number of retired or separated participants receiving benefits 2009-01-01 4
Number of other retired or separated participants entitled to future benefits 2009-01-01 47
Total of all active and inactive participants 2009-01-01 121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: F. L. ROBERTS PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	98
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	34
Number of retired or separated participants receiving benefits	2014-01-01	5
Number of other retired or separated participants entitled to future benefits	2014-01-01	54
Total of all active and inactive participants	2014-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	95
2013: F. L. ROBERTS PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	107
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	37
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	56
Total of all active and inactive participants	2013-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	98
2012: F. L. ROBERTS PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	47
Number of retired or separated participants receiving benefits	2012-01-01	4
Number of other retired or separated participants entitled to future benefits	2012-01-01	56
Total of all active and inactive participants	2012-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: F. L. ROBERTS PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	55
Number of retired or separated participants receiving benefits	2011-01-01	4
Number of other retired or separated participants entitled to future benefits	2011-01-01	52
Total of all active and inactive participants	2011-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: F. L. ROBERTS PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	70
Number of retired or separated participants receiving benefits	2009-01-01	4
Number of other retired or separated participants entitled to future benefits	2009-01-01	47
Total of all active and inactive participants	2009-01-01	121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on F. L. ROBERTS PENSION PLAN

Measure	Date	Value
2014 : F. L. ROBERTS PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$485,541
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$216,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$188,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$440,000
Value of total assets at end of year	2014-12-31	$5,047,500
Value of total assets at beginning of year	2014-12-31	$4,778,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$28,135
Total interest from all sources	2014-12-31	$6
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$97,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$4,495
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Other income not declared elsewhere	2014-12-31	$-51,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$268,816
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,047,500
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,778,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$23,640
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,987,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,735,559
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$60,407
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$43,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$43,125
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$6
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$440,000
Income. Dividends from common stock	2014-12-31	$97,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$188,590
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN	2014-12-31	042713795
2013 : F. L. ROBERTS PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$598,638
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$332,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$317,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$280,000
Value of total assets at end of year	2013-12-31	$4,778,684
Value of total assets at beginning of year	2013-12-31	$4,512,895
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$15,338
Total interest from all sources	2013-12-31	$11
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$69,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Other income not declared elsewhere	2013-12-31	$249,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$265,789
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,778,684
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,512,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$15,338
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,735,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,289,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$43,125
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$223,830
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$223,830
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$11
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$280,000
Income. Dividends from common stock	2013-12-31	$69,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$317,511
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN	2013-12-31	042713795
2012 : F. L. ROBERTS PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,245
Total income from all sources (including contributions)	2012-12-31	$1,014,724
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,279,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,267,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$480,000
Value of total assets at end of year	2012-12-31	$4,512,895
Value of total assets at beginning of year	2012-12-31	$4,778,946
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$12,298
Total interest from all sources	2012-12-31	$55
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$129,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$129,728
Administrative expenses professional fees incurred	2012-12-31	$-1,245
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,245
Other income not declared elsewhere	2012-12-31	$404,941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-264,806
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,512,895
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,777,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$13,543
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,289,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,540,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$223,830
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$238,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$238,740
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$55
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$480,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,267,232
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN	2012-12-31	042713795
2011 : F. L. ROBERTS PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,245
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,035
Total income from all sources (including contributions)	2011-12-31	$416,667
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$270,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$225,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$400,000
Value of total assets at end of year	2011-12-31	$4,778,946
Value of total assets at beginning of year	2011-12-31	$4,633,881
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$45,629
Total interest from all sources	2011-12-31	$26
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$30,035
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,245
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$2,035
Other income not declared elsewhere	2011-12-31	$16,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$145,855
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,777,701
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,631,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$15,594
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,540,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,403,562
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$238,740
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$230,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$230,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$26
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$225,183
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN	2011-12-31	042713795
2010 : F. L. ROBERTS PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,035
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$11,455
Total income from all sources (including contributions)	2010-12-31	$855,258
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$81,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$35,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$330,000
Value of total assets at end of year	2010-12-31	$4,633,881
Value of total assets at beginning of year	2010-12-31	$3,869,374
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$45,635
Total interest from all sources	2010-12-31	$23
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$27,195
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$2,035
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$11,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$773,927
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,631,846
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,857,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$18,440
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,403,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,671,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$230,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$198,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$198,058
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$525,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$330,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$35,696
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN	2010-12-31	042713795
2009 : F. L. ROBERTS PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for F. L. ROBERTS PENSION PLAN

2014: F. L. ROBERTS PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: F. L. ROBERTS PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: F. L. ROBERTS PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: F. L. ROBERTS PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: F. L. ROBERTS PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	F. L. ROBERTS & COMPANY, INC.
Employer identification number (EIN):	042460375
NAIC Classification:	424700