401k Plan data: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN plan

NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN
Plan identification number	004

NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC.

Employer identification number (EIN): 042461479

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2022-01-01
004 2021-01-01
004 2020-01-01 KENNETH D. POLIVY 2021-04-15 KENNETH D. POLIVY 2021-04-15
004 2019-01-01 KENNETH D. POLIVY 2020-04-08 KENNETH D. POLIVY 2020-04-08
004 2018-01-01
004 2017-01-01
004 2016-01-01 KENNETH D POLIVY
004 2015-01-01 MARK A. DERBY
004 2014-01-01 MARK A. DERBY
004 2013-01-01 MARK A. DERBY
004 2012-01-01 MARK A. DERBY
004 2011-01-01 MARK A. DERBY
004 2010-01-01 MARK A. DERBY 2011-02-24

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2022-01-01
004	2021-01-01
004	2020-01-01	KENNETH D. POLIVY	2021-04-15	KENNETH D. POLIVY	2021-04-15
004	2019-01-01	KENNETH D. POLIVY	2020-04-08	KENNETH D. POLIVY	2020-04-08
004	2018-01-01
004	2017-01-01
004	2016-01-01	KENNETH D POLIVY
004	2015-01-01	MARK A. DERBY
004	2014-01-01	MARK A. DERBY
004	2013-01-01	MARK A. DERBY
004	2012-01-01	MARK A. DERBY
004	2011-01-01	MARK A. DERBY
004	2010-01-01	MARK A. DERBY	2011-02-24

Plan Statistics for NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN

401k plan membership statisitcs for NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN

Measure Date Value
2022: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 40
Number of retired or separated participants receiving benefits 2022-01-01 10
Number of other retired or separated participants entitled to future benefits 2022-01-01 39
Total of all active and inactive participants 2022-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 89
Number of participants with account balances 2022-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 3
2021: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 92
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 45
Number of retired or separated participants receiving benefits 2021-01-01 8
Number of other retired or separated participants entitled to future benefits 2021-01-01 37
Total of all active and inactive participants 2021-01-01 90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 91
Number of participants with account balances 2021-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 7
2020: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 80
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 43
Number of retired or separated participants receiving benefits 2020-01-01 7
Number of other retired or separated participants entitled to future benefits 2020-01-01 31
Total of all active and inactive participants 2020-01-01 81
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 82
Number of participants with account balances 2020-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 4
2019: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 74
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 44
Number of retired or separated participants receiving benefits 2019-01-01 5
Number of other retired or separated participants entitled to future benefits 2019-01-01 28
Total of all active and inactive participants 2019-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 77
Number of participants with account balances 2019-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 3
2016: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 75
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 42
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 31
Total of all active and inactive participants 2016-01-01 75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 75
Number of participants with account balances 2016-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 72
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 51
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 23
Total of all active and inactive participants 2015-01-01 75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 75
Number of participants with account balances 2015-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 51
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 20
Total of all active and inactive participants 2014-01-01 72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 72
Number of participants with account balances 2014-01-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 62
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 48
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 17
Total of all active and inactive participants 2013-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 66
Number of participants with account balances 2013-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 59
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 50
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 11
Total of all active and inactive participants 2012-01-01 62
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 62
Number of participants with account balances 2012-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 58
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 48
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 10
Total of all active and inactive participants 2011-01-01 59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 59
Number of participants with account balances 2011-01-01 59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3

Measure	Date	Value
2022: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	40
Number of retired or separated participants receiving benefits	2022-01-01	10
Number of other retired or separated participants entitled to future benefits	2022-01-01	39
Total of all active and inactive participants	2022-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	89
Number of participants with account balances	2022-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	3
2021: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	92
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	45
Number of retired or separated participants receiving benefits	2021-01-01	8
Number of other retired or separated participants entitled to future benefits	2021-01-01	37
Total of all active and inactive participants	2021-01-01	90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	91
Number of participants with account balances	2021-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	7
2020: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	80
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	43
Number of retired or separated participants receiving benefits	2020-01-01	7
Number of other retired or separated participants entitled to future benefits	2020-01-01	31
Total of all active and inactive participants	2020-01-01	81
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	82
Number of participants with account balances	2020-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	4
2019: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	74
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	44
Number of retired or separated participants receiving benefits	2019-01-01	5
Number of other retired or separated participants entitled to future benefits	2019-01-01	28
Total of all active and inactive participants	2019-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	77
Number of participants with account balances	2019-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	3
2016: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	75
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	42
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	31
Total of all active and inactive participants	2016-01-01	75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	75
Number of participants with account balances	2016-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	72
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	51
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	23
Total of all active and inactive participants	2015-01-01	75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	75
Number of participants with account balances	2015-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	51
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	20
Total of all active and inactive participants	2014-01-01	72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	72
Number of participants with account balances	2014-01-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	62
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	48
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	17
Total of all active and inactive participants	2013-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	66
Number of participants with account balances	2013-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	59
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	50
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	11
Total of all active and inactive participants	2012-01-01	62
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	62
Number of participants with account balances	2012-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	58
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	48
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	10
Total of all active and inactive participants	2011-01-01	59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	59
Number of participants with account balances	2011-01-01	59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3

Financial Data on NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN

Measure	Date	Value
2022 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-5,061,338
Expenses. Total of all expenses incurred	2022-12-31	$3,673,714
Benefits paid (including direct rollovers)	2022-12-31	$3,652,128
Total plan assets at end of year	2022-12-31	$21,759,129
Total plan assets at beginning of year	2022-12-31	$30,494,181
Value of fidelity bond covering the plan	2022-12-31	$500,000
Total contributions received or receivable from participants	2022-12-31	$315,149
Contributions received from other sources (not participants or employers)	2022-12-31	$100,000
Other income received	2022-12-31	$-5,877,477
Net income (gross income less expenses)	2022-12-31	$-8,735,052
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$21,759,129
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$30,494,181
Assets. Value of participant loans	2022-12-31	$84,523
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$810,037
Total contributions received or receivable from employer(s)	2022-12-31	$400,990
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$21,586
2021 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$4,941,171
Expenses. Total of all expenses incurred	2021-12-31	$233,876
Benefits paid (including direct rollovers)	2021-12-31	$75,229
Total plan assets at end of year	2021-12-31	$30,494,181
Total plan assets at beginning of year	2021-12-31	$25,786,886
Value of fidelity bond covering the plan	2021-12-31	$500,000
Total contributions received or receivable from participants	2021-12-31	$344,353
Contributions received from other sources (not participants or employers)	2021-12-31	$22,640
Other income received	2021-12-31	$4,107,459
Net income (gross income less expenses)	2021-12-31	$4,707,295
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$30,494,181
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$25,786,886
Assets. Value of participant loans	2021-12-31	$91,645
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$1,000,703
Total contributions received or receivable from employer(s)	2021-12-31	$466,719
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$158,647
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$5,965,234
Expenses. Total of all expenses incurred	2020-12-31	$884,016
Benefits paid (including direct rollovers)	2020-12-31	$756,962
Total plan assets at end of year	2020-12-31	$25,786,886
Total plan assets at beginning of year	2020-12-31	$20,705,668
Value of fidelity bond covering the plan	2020-12-31	$500,000
Total contributions received or receivable from participants	2020-12-31	$332,772
Contributions received from other sources (not participants or employers)	2020-12-31	$16,317
Other income received	2020-12-31	$5,229,596
Net income (gross income less expenses)	2020-12-31	$5,081,218
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$25,786,886
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$20,705,668
Assets. Value of participant loans	2020-12-31	$109,638
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$978,387
Total contributions received or receivable from employer(s)	2020-12-31	$386,549
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$127,054
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$5,192,273
Expenses. Total of all expenses incurred	2019-12-31	$334,770
Benefits paid (including direct rollovers)	2019-12-31	$299,637
Total plan assets at end of year	2019-12-31	$20,705,668
Total plan assets at beginning of year	2019-12-31	$15,848,165
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$359,317
Other income received	2019-12-31	$4,400,420
Net income (gross income less expenses)	2019-12-31	$4,857,503
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$20,705,668
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$15,848,165
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$372,669
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2019-12-31	$3,606
Total contributions received or receivable from employer(s)	2019-12-31	$432,536
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$35,133
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2016 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2016 401k financial data
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$1,694,246
Expenses. Total of all expenses incurred	2016-12-31	$2,569,136
Benefits paid (including direct rollovers)	2016-12-31	$2,480,679
Total plan assets at end of year	2016-12-31	$13,461,285
Total plan assets at beginning of year	2016-12-31	$14,336,175
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$304,396
Other income received	2016-12-31	$965,190
Net income (gross income less expenses)	2016-12-31	$-874,890
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$13,461,285
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$14,336,175
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$0
Total contributions received or receivable from employer(s)	2016-12-31	$424,660
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$88,457
2015 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$699,724
Expenses. Total of all expenses incurred	2015-12-31	$129,769
Benefits paid (including direct rollovers)	2015-12-31	$28,952
Total plan assets at end of year	2015-12-31	$14,336,175
Total plan assets at beginning of year	2015-12-31	$13,766,220
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$318,351
Contributions received from other sources (not participants or employers)	2015-12-31	$6,814
Other income received	2015-12-31	$-109,588
Net income (gross income less expenses)	2015-12-31	$569,955
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$14,336,175
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$13,766,220
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$17,283
Total contributions received or receivable from employer(s)	2015-12-31	$484,147
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$100,817
2014 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$1,528,664
Expenses. Total of all expenses incurred	2014-12-31	$95,777
Benefits paid (including direct rollovers)	2014-12-31	$1,590
Total plan assets at end of year	2014-12-31	$13,766,220
Total plan assets at beginning of year	2014-12-31	$12,333,333
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$302,322
Contributions received from other sources (not participants or employers)	2014-12-31	$1,152
Other income received	2014-12-31	$762,649
Net income (gross income less expenses)	2014-12-31	$1,432,887
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$13,766,220
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$12,333,333
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$28,081
Total contributions received or receivable from employer(s)	2014-12-31	$462,541
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$94,187
2013 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$2,819,348
Expenses. Total of all expenses incurred	2013-12-31	$142,989
Benefits paid (including direct rollovers)	2013-12-31	$58,881
Total plan assets at end of year	2013-12-31	$12,333,333
Total plan assets at beginning of year	2013-12-31	$9,656,974
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$312,298
Other income received	2013-12-31	$2,045,652
Net income (gross income less expenses)	2013-12-31	$2,676,359
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$12,333,333
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$9,656,974
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$31,578
Total contributions received or receivable from employer(s)	2013-12-31	$461,398
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$84,108
2012 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$1,834,035
Expenses. Total of all expenses incurred	2012-12-31	$78,060
Benefits paid (including direct rollovers)	2012-12-31	$2,981
Total plan assets at end of year	2012-12-31	$9,656,974
Total plan assets at beginning of year	2012-12-31	$7,900,999
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$305,412
Other income received	2012-12-31	$985,361
Net income (gross income less expenses)	2012-12-31	$1,755,975
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$9,656,974
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$7,900,999
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$13,701
Total contributions received or receivable from employer(s)	2012-12-31	$543,262
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$75,079
2011 : NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$877,395
Expenses. Total of all expenses incurred	2011-12-31	$648,792
Benefits paid (including direct rollovers)	2011-12-31	$579,742
Total plan assets at end of year	2011-12-31	$7,900,999
Total plan assets at beginning of year	2011-12-31	$7,672,396
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$280,461
Other income received	2011-12-31	$72,875
Net income (gross income less expenses)	2011-12-31	$228,603
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$7,900,999
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$7,672,396
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$17,500
Total contributions received or receivable from employer(s)	2011-12-31	$524,059
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$69,050

Form 5500 Responses for NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN

2022: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2016: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

86400

Policy instance

Insurance contract or identification number	86400
Number of Individuals Covered	53
Insurance policy start date	2016-01-01
Insurance policy end date	2016-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,282
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	1282
Additional information about fees paid to insurance broker	RIA FEES
Insurance broker organization code?	7
Insurance broker name	DERBY AND COMPANY, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

86400

Policy instance

Insurance contract or identification number	86400
Number of Individuals Covered	52
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $9,407
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	9407
Additional information about fees paid to insurance broker	RIA FEES
Insurance broker organization code?	7
Insurance broker name	DERBY AND COMPANY, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

86400

Policy instance

Insurance contract or identification number	86400
Number of Individuals Covered	53
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $8,242
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	8156
Additional information about fees paid to insurance broker	RIA FEES
Insurance broker organization code?	7
Insurance broker name	DERBY AND COMPANY, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

86400

Policy instance

Insurance contract or identification number	86400
Number of Individuals Covered	50
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $7,087
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	6225
Additional information about fees paid to insurance broker	RIA FEES
Insurance broker organization code?	7
Insurance broker name	DERBY AND COMPANY, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

86400

Policy instance

Insurance contract or identification number	86400
Number of Individuals Covered	49
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $4,958
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	4354
Additional information about fees paid to insurance broker	RIA FEES
Insurance broker organization code?	7
Insurance broker name	DERBY AND COMPANY, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

86400

Policy instance

Insurance contract or identification number	86400
Number of Individuals Covered	44
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,529
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	NEWTON WELLESLEY ORTHOPEDIC ASSOCIATES, INC.
Employer identification number (EIN):	042461479
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)