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VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 401k Plan overview

Plan NameVALLEY MEDICAL GROUP, P.C. 401(K) PLAN
Plan identification number 001

VALLEY MEDICAL GROUP, P.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

VALLEY MEDICAL GROUP, P.C. has sponsored the creation of one or more 401k plans.

Company Name:VALLEY MEDICAL GROUP, P.C.
Employer identification number (EIN):042945394
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VALLEY MEDICAL GROUP, P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01D. TIMOTHY DALY2023-08-28 D. TIMOTHY DALY2023-08-28
0012021-01-01D. TIMOTHY DALY2022-07-29 D. TIMOTHY DALY2022-07-29
0012020-01-01D. TIMOTHY DALY2021-09-16 D. TIMOTHY DALY2021-09-16
0012019-01-01D. TIMOTHY DALY2020-09-29 D. TIMOTHY DALY2020-09-29
0012018-01-01D. TIMOTHY DALY2019-08-19 D. TIMOTHY DALY2019-08-19
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01TIMOTHY DALY TIMOTHY DALY2013-09-11
0012011-01-01TIMOTHY DALY TIMOTHY DALY2012-10-15
0012009-01-01D. TIMOTHY DALY D. TIMOTHY DALY2010-10-14

Plan Statistics for VALLEY MEDICAL GROUP, P.C. 401(K) PLAN

401k plan membership statisitcs for VALLEY MEDICAL GROUP, P.C. 401(K) PLAN

Measure Date Value
2022: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01629
Total number of active participants reported on line 7a of the Form 55002022-01-01393
Number of other retired or separated participants entitled to future benefits2022-01-01302
Total of all active and inactive participants2022-01-01695
Total participants2022-01-01695
Number of participants with account balances2022-01-01634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0149
2021: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01636
Total number of active participants reported on line 7a of the Form 55002021-01-01375
Number of other retired or separated participants entitled to future benefits2021-01-01250
Total of all active and inactive participants2021-01-01625
Total participants2021-01-01625
Number of participants with account balances2021-01-01609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0163
2020: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01585
Total number of active participants reported on line 7a of the Form 55002020-01-01374
Number of other retired or separated participants entitled to future benefits2020-01-01260
Total of all active and inactive participants2020-01-01634
Total participants2020-01-01634
Number of participants with account balances2020-01-01579
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0160
2019: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01552
Total number of active participants reported on line 7a of the Form 55002019-01-01357
Number of other retired or separated participants entitled to future benefits2019-01-01211
Total of all active and inactive participants2019-01-01568
Total participants2019-01-01568
Number of participants with account balances2019-01-01518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0176
2018: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01510
Total number of active participants reported on line 7a of the Form 55002018-01-01354
Number of other retired or separated participants entitled to future benefits2018-01-01188
Total of all active and inactive participants2018-01-01542
Total participants2018-01-01542
Number of participants with account balances2018-01-01485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0145
2017: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01458
Total number of active participants reported on line 7a of the Form 55002017-01-01335
Number of other retired or separated participants entitled to future benefits2017-01-01169
Total of all active and inactive participants2017-01-01504
Total participants2017-01-01504
Number of participants with account balances2017-01-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01438
Total number of active participants reported on line 7a of the Form 55002016-01-01350
Number of other retired or separated participants entitled to future benefits2016-01-0199
Total of all active and inactive participants2016-01-01449
Total participants2016-01-01449
Number of participants with account balances2016-01-01449
2015: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01404
Total number of active participants reported on line 7a of the Form 55002015-01-01337
Number of other retired or separated participants entitled to future benefits2015-01-0195
Total of all active and inactive participants2015-01-01432
Total participants2015-01-01432
Number of participants with account balances2015-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01470
Total number of active participants reported on line 7a of the Form 55002014-01-01312
Number of other retired or separated participants entitled to future benefits2014-01-0192
Total of all active and inactive participants2014-01-01404
Total participants2014-01-01404
Number of participants with account balances2014-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01487
Total number of active participants reported on line 7a of the Form 55002013-01-01321
Number of other retired or separated participants entitled to future benefits2013-01-01149
Total of all active and inactive participants2013-01-01470
Total participants2013-01-01470
Number of participants with account balances2013-01-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01453
Total number of active participants reported on line 7a of the Form 55002012-01-01337
Number of other retired or separated participants entitled to future benefits2012-01-01150
Total of all active and inactive participants2012-01-01487
Total participants2012-01-01487
Number of participants with account balances2012-01-01428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0125
2011: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01460
Total number of active participants reported on line 7a of the Form 55002011-01-01322
Number of retired or separated participants receiving benefits2011-01-01131
Total of all active and inactive participants2011-01-01453
Total participants2011-01-01453
Number of participants with account balances2011-01-01400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01378
Total number of active participants reported on line 7a of the Form 55002009-01-01265
Number of other retired or separated participants entitled to future benefits2009-01-01120
Total of all active and inactive participants2009-01-01385
Total participants2009-01-01385
Number of participants with account balances2009-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on VALLEY MEDICAL GROUP, P.C. 401(K) PLAN

Measure Date Value
2022 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$78,183
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$51,117
Total income from all sources (including contributions)2022-12-31$-1,815,609
Total of all expenses incurred2022-12-31$1,185,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,133,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,164,034
Value of total assets at end of year2022-12-31$24,247,437
Value of total assets at beginning of year2022-12-31$27,221,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$52,166
Total interest from all sources2022-12-31$36,359
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$946,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$946,424
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,833,132
Participant contributions at end of year2022-12-31$76,453
Participant contributions at beginning of year2022-12-31$82,904
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$8,495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$78,183
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$51,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,001,420
Value of net assets at end of year (total assets less liabilities)2022-12-31$24,169,254
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$27,170,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$20,808,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$23,920,796
Interest on participant loans2022-12-31$4,631
Interest earned on other investments2022-12-31$31,728
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,287,749
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$3,118,091
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,962,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$322,407
Employer contributions (assets) at end of year2022-12-31$75,000
Employer contributions (assets) at beginning of year2022-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,133,645
Contract administrator fees2022-12-31$52,166
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2022-12-31042713795
2021 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$51,117
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$51,919
Total income from all sources (including contributions)2021-12-31$5,326,163
Total of all expenses incurred2021-12-31$4,184,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,135,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,190,051
Value of total assets at end of year2021-12-31$27,221,791
Value of total assets at beginning of year2021-12-31$26,080,784
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$49,118
Total interest from all sources2021-12-31$37,390
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,402,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,402,527
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,813,919
Participant contributions at end of year2021-12-31$82,904
Participant contributions at beginning of year2021-12-31$93,616
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$44,649
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$51,117
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$51,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,141,809
Value of net assets at end of year (total assets less liabilities)2021-12-31$27,170,674
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$26,028,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$23,920,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$22,259,987
Interest on participant loans2021-12-31$5,352
Interest earned on other investments2021-12-31$32,038
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$3,118,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,577,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,696,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$331,483
Employer contributions (assets) at end of year2021-12-31$100,000
Employer contributions (assets) at beginning of year2021-12-31$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,135,236
Contract administrator fees2021-12-31$49,118
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2021-12-31042713795
2020 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$51,919
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$24,946
Total income from all sources (including contributions)2020-12-31$5,055,309
Total of all expenses incurred2020-12-31$1,014,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$975,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,164,228
Value of total assets at end of year2020-12-31$26,080,784
Value of total assets at beginning of year2020-12-31$22,012,984
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$38,843
Total interest from all sources2020-12-31$41,044
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$731,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$731,621
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,676,531
Participant contributions at end of year2020-12-31$93,616
Participant contributions at beginning of year2020-12-31$95,531
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$103,122
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$51,919
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$24,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,040,827
Value of net assets at end of year (total assets less liabilities)2020-12-31$26,028,865
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,988,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$22,259,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$18,380,748
Interest on participant loans2020-12-31$6,311
Interest earned on other investments2020-12-31$34,733
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,577,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,286,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,118,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$384,575
Employer contributions (assets) at end of year2020-12-31$150,000
Employer contributions (assets) at beginning of year2020-12-31$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$975,639
Contract administrator fees2020-12-31$38,843
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2020-12-31042713795
2019 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$24,946
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$22,385
Total income from all sources (including contributions)2019-12-31$5,261,530
Total of all expenses incurred2019-12-31$2,955,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,916,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,959,921
Value of total assets at end of year2019-12-31$22,012,984
Value of total assets at beginning of year2019-12-31$19,704,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,850
Total interest from all sources2019-12-31$42,181
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$901,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$901,558
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,559,267
Participant contributions at end of year2019-12-31$95,531
Participant contributions at beginning of year2019-12-31$59,105
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$94,199
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$24,946
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$22,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,306,199
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,988,038
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,681,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$18,380,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$15,215,931
Interest on participant loans2019-12-31$5,203
Interest earned on other investments2019-12-31$36,978
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,286,705
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,129,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,357,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$306,455
Employer contributions (assets) at end of year2019-12-31$250,000
Employer contributions (assets) at beginning of year2019-12-31$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,916,481
Contract administrator fees2019-12-31$38,850
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2019-12-31042713795
2018 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$22,385
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$14,440
Total income from all sources (including contributions)2018-12-31$1,061,750
Total of all expenses incurred2018-12-31$2,811,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,784,901
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,876,046
Value of total assets at end of year2018-12-31$19,704,224
Value of total assets at beginning of year2018-12-31$21,445,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$26,118
Total interest from all sources2018-12-31$41,610
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$946,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$946,819
Administrative expenses professional fees incurred2018-12-31$26,118
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,506,492
Participant contributions at end of year2018-12-31$59,105
Participant contributions at beginning of year2018-12-31$45,780
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$69,554
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$22,385
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$14,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,749,269
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,681,839
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$21,431,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$15,215,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$17,246,143
Interest on participant loans2018-12-31$2,898
Interest earned on other investments2018-12-31$38,712
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,129,188
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,853,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,802,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$300,000
Employer contributions (assets) at end of year2018-12-31$300,000
Employer contributions (assets) at beginning of year2018-12-31$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,784,901
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2018-12-31042713795
2017 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$14,440
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$59,560
Total income from all sources (including contributions)2017-12-31$4,503,913
Total of all expenses incurred2017-12-31$2,262,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,260,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,880,158
Value of total assets at end of year2017-12-31$21,445,548
Value of total assets at beginning of year2017-12-31$19,249,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,685
Total interest from all sources2017-12-31$49,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$1,685
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,412,625
Participant contributions at end of year2017-12-31$45,780
Participant contributions at beginning of year2017-12-31$29,637
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$167,533
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$14,440
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$59,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,241,633
Value of net assets at end of year (total assets less liabilities)2017-12-31$21,431,108
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$19,189,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$17,246,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$14,609,852
Interest on participant loans2017-12-31$1,774
Interest earned on other investments2017-12-31$47,456
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,853,625
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,609,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,574,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$300,000
Employer contributions (assets) at end of year2017-12-31$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,260,595
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2017-12-31042713795
2016 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$59,560
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$35,758
Total income from all sources (including contributions)2016-12-31$2,283,176
Total of all expenses incurred2016-12-31$2,399,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,398,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,162,339
Value of total assets at end of year2016-12-31$19,249,035
Value of total assets at beginning of year2016-12-31$19,341,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$665
Total interest from all sources2016-12-31$49,996
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,156,283
Participant contributions at end of year2016-12-31$29,637
Participant contributions at beginning of year2016-12-31$27,029
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$6,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-115,876
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,189,475
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,305,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$14,609,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$14,188,875
Interest on participant loans2016-12-31$1,174
Interest earned on other investments2016-12-31$48,822
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,609,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$5,125,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,070,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,398,387
Contract administrator fees2016-12-31$665
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$59,560
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$35,758
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2016-12-31042713795
2015 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$35,758
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$6,735
Total income from all sources (including contributions)2015-12-31$1,088,176
Total of all expenses incurred2015-12-31$1,365,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,359,534
Expenses. Certain deemed distributions of participant loans2015-12-31$5,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,148,458
Value of total assets at end of year2015-12-31$19,341,109
Value of total assets at beginning of year2015-12-31$19,589,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$475
Total interest from all sources2015-12-31$63,752
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$225,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$225,297
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,130,955
Participant contributions at end of year2015-12-31$27,029
Participant contributions at beginning of year2015-12-31$27,789
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$17,503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-277,455
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,305,351
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,582,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$14,188,875
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,549,875
Interest on participant loans2015-12-31$1,156
Interest earned on other investments2015-12-31$62,596
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$5,125,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$6,011,877
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-349,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,359,534
Contract administrator fees2015-12-31$475
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$35,758
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$6,735
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2015-12-31042713795
2014 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$6,735
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$47,978
Total income from all sources (including contributions)2014-12-31$1,981,275
Total of all expenses incurred2014-12-31$1,149,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,143,070
Expenses. Certain deemed distributions of participant loans2014-12-31$5,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,058,404
Value of total assets at end of year2014-12-31$19,589,541
Value of total assets at beginning of year2014-12-31$18,799,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$855
Total interest from all sources2014-12-31$65,912
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$212,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$212,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,050,037
Participant contributions at end of year2014-12-31$27,789
Participant contributions at beginning of year2014-12-31$17,721
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$8,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$831,408
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,582,806
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,751,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,549,875
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,535,577
Interest on participant loans2014-12-31$774
Interest earned on other investments2014-12-31$65,138
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$6,011,877
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$6,246,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$644,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,143,070
Contract administrator fees2014-12-31$855
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$6,735
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$47,978
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2014-12-31042713795
2013 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$47,978
Total income from all sources (including contributions)2013-12-31$3,427,578
Total of all expenses incurred2013-12-31$425,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$412,068
Expenses. Certain deemed distributions of participant loans2013-12-31$12,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,029,471
Value of total assets at end of year2013-12-31$18,799,376
Value of total assets at beginning of year2013-12-31$15,749,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$992
Total interest from all sources2013-12-31$19,367
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$80,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$80,437
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$937,564
Participant contributions at end of year2013-12-31$17,721
Participant contributions at beginning of year2013-12-31$33,217
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$91,907
Administrative expenses (other) incurred2013-12-31$700
Total non interest bearing cash at beginning of year2013-12-31$1,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,002,135
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,751,398
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,749,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,535,577
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$15,617,096
Interest on participant loans2013-12-31$1,413
Interest earned on other investments2013-12-31$17,954
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$6,246,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$97,728
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$596,862
Net investment gain/loss from pooled separate accounts2013-12-31$1,701,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$412,068
Contract administrator fees2013-12-31$292
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$47,978
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2013-12-31042713795
2012 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$30,424
Total income from all sources (including contributions)2012-12-31$2,682,429
Total of all expenses incurred2012-12-31$567,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$566,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$887,362
Value of total assets at end of year2012-12-31$15,749,263
Value of total assets at beginning of year2012-12-31$13,664,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,422
Total interest from all sources2012-12-31$2,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$886,639
Participant contributions at end of year2012-12-31$33,217
Participant contributions at beginning of year2012-12-31$15,805
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$723
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$30,424
Total non interest bearing cash at end of year2012-12-31$1,222
Total non interest bearing cash at beginning of year2012-12-31$1,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,114,805
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,749,263
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,634,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$15,617,096
Value of interest in pooled separate accounts at beginning of year2012-12-31$13,564,133
Interest on participant loans2012-12-31$1,102
Interest earned on other investments2012-12-31$1,880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$97,728
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$83,722
Net investment gain/loss from pooled separate accounts2012-12-31$1,792,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$566,202
Contract administrator fees2012-12-31$1,422
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2012-12-31042713795
2011 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$30,424
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$71,389
Total income from all sources (including contributions)2011-12-31$518,694
Total of all expenses incurred2011-12-31$166,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$151,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$764,770
Value of total assets at end of year2011-12-31$13,664,882
Value of total assets at beginning of year2011-12-31$13,354,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,982
Total interest from all sources2011-12-31$3,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$14,982
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$15,805
Participant contributions at beginning of year2011-12-31$25,355
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$30,424
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$71,389
Total non interest bearing cash at end of year2011-12-31$1,222
Total non interest bearing cash at beginning of year2011-12-31$1,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$351,840
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,634,458
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$13,282,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$13,564,133
Value of interest in pooled separate accounts at beginning of year2011-12-31$13,258,025
Interest on participant loans2011-12-31$1,158
Interest earned on other investments2011-12-31$1,845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$83,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$69,405
Net investment gain/loss from pooled separate accounts2011-12-31$-249,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$764,770
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$151,872
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2011-12-31042713795
2010 : VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$71,389
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$19,455
Total income from all sources (including contributions)2010-12-31$2,277,347
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$417,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$333,872
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$71,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$794,774
Value of total assets at end of year2010-12-31$13,354,007
Value of total assets at beginning of year2010-12-31$11,442,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$12,505
Total interest from all sources2010-12-31$2,579
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$130
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$777,771
Participant contributions at end of year2010-12-31$25,355
Participant contributions at beginning of year2010-12-31$11,908
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$17,003
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$71,389
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$19,455
Total non interest bearing cash at end of year2010-12-31$1,222
Total non interest bearing cash at beginning of year2010-12-31$1,219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,859,581
Value of net assets at end of year (total assets less liabilities)2010-12-31$13,282,618
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,423,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$13,258,025
Value of interest in pooled separate accounts at beginning of year2010-12-31$11,384,993
Interest on participant loans2010-12-31$1,598
Income. Interest from loans (other than to participants)2010-12-31$981
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$69,405
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$44,372
Net investment gain/loss from pooled separate accounts2010-12-31$1,479,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at end of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$333,872
Contract administrator fees2010-12-31$12,375
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MEYERS BROTHERS KALICKA, P.C.
Accountancy firm EIN2010-12-31042713795

Form 5500 Responses for VALLEY MEDICAL GROUP, P.C. 401(K) PLAN

2022: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: VALLEY MEDICAL GROUP, P.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

ING LIFE INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number860160
Policy instance 1
Insurance contract or identification number860160
Number of Individuals Covered642
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $4,607
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,607
Insurance broker organization code?7
ING LIFE INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number860160
Policy instance 1
Insurance contract or identification number860160
Number of Individuals Covered608
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $4,990
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,990
Insurance broker organization code?7
ING LIFE INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number860160
Policy instance 1
Insurance contract or identification number860160
Number of Individuals Covered583
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $4,770
Total amount of fees paid to insurance companyUSD $2,796
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,770
Insurance broker organization code?7
Amount paid for insurance broker fees2796
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
ING LIFE INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number860160
Policy instance 1
Insurance contract or identification number860160
Number of Individuals Covered523
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $5,548
Total amount of fees paid to insurance companyUSD $3,321
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,548
Insurance broker organization code?7
Amount paid for insurance broker fees3321
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM NOT FROM CONTRACT
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074102
Policy instance 1
Insurance contract or identification number074102
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $8,003
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,003
Insurance broker organization code?4
Insurance broker nameCETERA ADVISOR NETWORKS LLC
ING LIFE INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number860160
Policy instance 2
Insurance contract or identification number860160
Number of Individuals Covered450
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $505
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $505
Insurance broker organization code?4
Insurance broker nameCETERA ADVISOR NETWORKS
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074102
Policy instance 1
Insurance contract or identification number074102
Number of Individuals Covered432
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $14,746
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,746
Insurance broker organization code?4
Insurance broker nameCETERA ADVISOR NETWORKS LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074102
Policy instance 1
Insurance contract or identification number074102
Number of Individuals Covered398
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074102
Policy instance 1
Insurance contract or identification number074102
Number of Individuals Covered424
Insurance policy start date2013-10-15
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $27,908
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27,908
Insurance broker organization code?4
Insurance broker nameTOWER SQUARE SECURITIES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number73348
Policy instance 2
Insurance contract or identification number73348
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-10-14
Total amount of commissions paid to insurance brokerUSD $31,543
Total amount of fees paid to insurance companyUSD $6,323
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,543
Insurance broker organization code?4
Amount paid for insurance broker fees6323
Additional information about fees paid to insurance brokerTPA FORUM COMPENSATION
Insurance broker nameSCOTT FREEMAN RET PLAN CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number73348
Policy instance 1
Insurance contract or identification number73348
Number of Individuals Covered436
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $37,192
Total amount of fees paid to insurance companyUSD $7,478
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,192
Insurance broker organization code?4
Amount paid for insurance broker fees7453
Additional information about fees paid to insurance brokerTPA FORUM COMPENSATION NOT FROM CONTRACT
Insurance broker nameSCOTT FREEMAN RET PLAN CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number73348
Policy instance 1
Insurance contract or identification number73348
Number of Individuals Covered409
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $34,419
Total amount of fees paid to insurance companyUSD $7,679
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number73348
Policy instance 1
Insurance contract or identification number73348
Number of Individuals Covered387
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $29,724
Total amount of fees paid to insurance companyUSD $5,991
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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