A BETTER CITY has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2018: A BETTER CITY 401(K) PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 6 |
| Total of all active and inactive participants | 2018-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 16 |
| Number of participants with account balances | 2018-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 1 |
| 2017: A BETTER CITY 401(K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 19 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 5 |
| Total of all active and inactive participants | 2017-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 18 |
| Number of participants with account balances | 2017-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: A BETTER CITY 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 6 |
| Total of all active and inactive participants | 2016-01-01 | 19 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 19 |
| Number of participants with account balances | 2016-01-01 | 19 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 1 |
| 2015: A BETTER CITY 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 4 |
| Total of all active and inactive participants | 2015-01-01 | 14 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 14 |
| Number of participants with account balances | 2015-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: A BETTER CITY 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 12 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 12 |
| Number of participants with account balances | 2014-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: A BETTER CITY 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 10 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 10 |
| Number of participants with account balances | 2013-01-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: A BETTER CITY 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 1 |
| Total of all active and inactive participants | 2012-01-01 | 10 |
| Total participants | 2012-01-01 | 10 |
| Number of participants with account balances | 2012-01-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: A BETTER CITY 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 9 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
| Total of all active and inactive participants | 2011-01-01 | 10 |
| Total participants | 2011-01-01 | 10 |
| Number of participants with account balances | 2011-01-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: A BETTER CITY 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 6 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 7 |
| Total participants | 2009-01-01 | 7 |
| Number of participants with account balances | 2009-01-01 | 6 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2018 : A BETTER CITY 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $24,319 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $99,245 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $99,095 |
| Total plan assets at end of year | 2018-12-31 | $2,477,979 |
| Total plan assets at beginning of year | 2018-12-31 | $2,552,905 |
| Value of fidelity bond covering the plan | 2018-12-31 | $265,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $91,379 |
| Other income received | 2018-12-31 | $-88,595 |
| Net income (gross income less expenses) | 2018-12-31 | $-74,926 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $2,477,979 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,552,905 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $21,535 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $150 |
| 2017 : A BETTER CITY 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $616,343 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $33,804 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $33,754 |
| Total plan assets at end of year | 2017-12-31 | $2,552,905 |
| Total plan assets at beginning of year | 2017-12-31 | $1,970,366 |
| Value of fidelity bond covering the plan | 2017-12-31 | $265,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $103,332 |
| Other income received | 2017-12-31 | $435,497 |
| Net income (gross income less expenses) | 2017-12-31 | $582,539 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $2,552,905 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,970,366 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $77,514 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $50 |
| 2016 : A BETTER CITY 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $342,954 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $15,309 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $15,209 |
| Total plan assets at end of year | 2016-12-31 | $1,970,366 |
| Total plan assets at beginning of year | 2016-12-31 | $1,642,721 |
| Value of fidelity bond covering the plan | 2016-12-31 | $265,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $95,928 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $52,646 |
| Other income received | 2016-12-31 | $120,351 |
| Net income (gross income less expenses) | 2016-12-31 | $327,645 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $1,970,366 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,642,721 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $74,029 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $100 |
| 2015 : A BETTER CITY 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $171,576 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $35,878 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $35,828 |
| Total plan assets at end of year | 2015-12-31 | $1,642,721 |
| Total plan assets at beginning of year | 2015-12-31 | $1,507,023 |
| Value of fidelity bond covering the plan | 2015-12-31 | $265,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $91,375 |
| Other income received | 2015-12-31 | $9,793 |
| Net income (gross income less expenses) | 2015-12-31 | $135,698 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $1,642,721 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,507,023 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $70,408 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $50 |
| 2014 : A BETTER CITY 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $322,116 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $0 |
| Total plan assets at end of year | 2014-12-31 | $1,507,023 |
| Total plan assets at beginning of year | 2014-12-31 | $1,184,907 |
| Value of fidelity bond covering the plan | 2014-12-31 | $265,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $87,435 |
| Other income received | 2014-12-31 | $110,204 |
| Net income (gross income less expenses) | 2014-12-31 | $322,116 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $1,507,023 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,184,907 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $124,477 |
| 2013 : A BETTER CITY 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $345,518 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $47,129 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $47,029 |
| Total plan assets at end of year | 2013-12-31 | $1,184,907 |
| Total plan assets at beginning of year | 2013-12-31 | $886,518 |
| Value of fidelity bond covering the plan | 2013-12-31 | $265,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $70,920 |
| Other income received | 2013-12-31 | $254,432 |
| Net income (gross income less expenses) | 2013-12-31 | $298,389 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,184,907 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $886,518 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $20,166 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $100 |
| 2012 : A BETTER CITY 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $190,612 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $0 |
| Total plan assets at end of year | 2012-12-31 | $886,518 |
| Total plan assets at beginning of year | 2012-12-31 | $695,906 |
| Value of fidelity bond covering the plan | 2012-12-31 | $265,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $71,132 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $687 |
| Other income received | 2012-12-31 | $102,922 |
| Net income (gross income less expenses) | 2012-12-31 | $190,612 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $886,518 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $695,906 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $15,871 |
| 2011 : A BETTER CITY 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $61,986 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $12,396 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $12,396 |
| Total plan assets at end of year | 2011-12-31 | $695,906 |
| Total plan assets at beginning of year | 2011-12-31 | $646,316 |
| Value of fidelity bond covering the plan | 2011-12-31 | $265,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $67,478 |
| Other income received | 2011-12-31 | $-20,492 |
| Net income (gross income less expenses) | 2011-12-31 | $49,590 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $695,906 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $646,316 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $15,000 |
| 2010 : A BETTER CITY 401(K) PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $155,395 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $0 |
| Total plan assets at end of year | 2010-12-31 | $646,316 |
| Total plan assets at beginning of year | 2010-12-31 | $490,921 |
| Value of fidelity bond covering the plan | 2010-12-31 | $265,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $54,341 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $0 |
| Other income received | 2010-12-31 | $96,792 |
| Net income (gross income less expenses) | 2010-12-31 | $155,395 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $646,316 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $490,921 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $4,262 |
| 2009 : A BETTER CITY 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2018: A BETTER CITY 401(K) PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: A BETTER CITY 401(K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: A BETTER CITY 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: A BETTER CITY 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: A BETTER CITY 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: A BETTER CITY 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: A BETTER CITY 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: A BETTER CITY 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: A BETTER CITY 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 872748 |
| Policy instance | 1 |
| Insurance contract or identification number | 872748 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $6,750 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $5,217 | | Insurance broker organization code? | 3 | | Insurance broker name | MSI FINANCIAL SERVICES |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 872748 |
| Policy instance | 1 |
| Insurance contract or identification number | 872748 | | Number of Individuals Covered | 14 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $4,685 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $2,772 | | Insurance broker organization code? | 3 | | Insurance broker name | NEW ENGLAND SECURITIES |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 872748 |
| Policy instance | 1 |
| Insurance contract or identification number | 872748 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $3,981 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $3,981 | | Insurance broker organization code? | 3 | | Insurance broker name | NEW ENGLAND SECURITIES |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 872748 |
| Policy instance | 1 |
| Insurance contract or identification number | 872748 | | Number of Individuals Covered | 10 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $8,824 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $8,824 | | Insurance broker organization code? | 3 | | Insurance broker name | NEW ENGLAND SECURITIES |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | PHG139 |
| Policy instance | 1 |
| Insurance contract or identification number | PHG139 | | Number of Individuals Covered | 9 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $2,043 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $1,964 | | Insurance broker organization code? | 3 | | Insurance broker name | LM KOHN AND COMPANY |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | PHG139 |
| Policy instance | 1 |
| Insurance contract or identification number | PHG139 | | Number of Individuals Covered | 9 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $1,831 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | PHG139 |
| Policy instance | 1 |
| Insurance contract or identification number | PHG139 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $1,330 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,279 | | Insurance broker organization code? | 3 | | Insurance broker name | LM KOHN AND COMPANY |
|
