401k Plan data: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN plan

NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number	333

NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C.

Employer identification number (EIN): 043148966

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
333 2014-11-01 FRANCIS ZAMBETTI FRANCIS ZAMBETTI 2016-05-23
333 2013-11-01 FRANCIS ZAMBETTI FRANCIS ZAMBETTI 2015-08-10
333 2012-11-01 FRANCIS ZAMBETTI FRANCIS ZAMBETTI 2014-08-02
333 2011-11-01 FRANCIS ZAMBETTI FRANCIS ZAMBETTI 2013-07-31
333 2009-11-01 FRANCIS ZAMBETTI
333 2008-11-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
333	2014-11-01	FRANCIS ZAMBETTI	FRANCIS ZAMBETTI	2016-05-23
333	2013-11-01	FRANCIS ZAMBETTI	FRANCIS ZAMBETTI	2015-08-10
333	2012-11-01	FRANCIS ZAMBETTI	FRANCIS ZAMBETTI	2014-08-02
333	2011-11-01	FRANCIS ZAMBETTI	FRANCIS ZAMBETTI	2013-07-31
333	2009-11-01	FRANCIS ZAMBETTI
333	2008-11-01

Plan Statistics for NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 0
Number of retired or separated participants receiving benefits 2014-11-01 0
Number of other retired or separated participants entitled to future benefits 2014-11-01 0
Total of all active and inactive participants 2014-11-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 0
Number of participants with account balances 2014-11-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0
2013: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 1
Number of retired or separated participants receiving benefits 2013-11-01 1
Number of other retired or separated participants entitled to future benefits 2013-11-01 0
Total of all active and inactive participants 2013-11-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-11-01 1
Total participants 2013-11-01 3
Number of participants with account balances 2013-11-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-11-01 0
2012: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-11-01 5
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 1
Number of retired or separated participants receiving benefits 2012-11-01 0
Number of other retired or separated participants entitled to future benefits 2012-11-01 1
Total of all active and inactive participants 2012-11-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-11-01 1
Total participants 2012-11-01 3
Number of participants with account balances 2012-11-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-11-01 0
2011: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-11-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 5
Number of retired or separated participants receiving benefits 2011-11-01 0
Number of other retired or separated participants entitled to future benefits 2011-11-01 0
Total of all active and inactive participants 2011-11-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-11-01 0
Total participants 2011-11-01 5
Number of participants with account balances 2011-11-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-11-01 0
2009: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 5
Number of retired or separated participants receiving benefits 2009-11-01 0
Number of other retired or separated participants entitled to future benefits 2009-11-01 0
Total of all active and inactive participants 2009-11-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 0
Total participants 2009-11-01 5
Number of participants with account balances 2009-11-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 0

Measure	Date	Value
2014: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	0
Number of retired or separated participants receiving benefits	2014-11-01	0
Number of other retired or separated participants entitled to future benefits	2014-11-01	0
Total of all active and inactive participants	2014-11-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	0
Number of participants with account balances	2014-11-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0
2013: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	1
Number of retired or separated participants receiving benefits	2013-11-01	1
Number of other retired or separated participants entitled to future benefits	2013-11-01	0
Total of all active and inactive participants	2013-11-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-11-01	1
Total participants	2013-11-01	3
Number of participants with account balances	2013-11-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-11-01	0
2012: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-11-01	5
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	1
Number of retired or separated participants receiving benefits	2012-11-01	0
Number of other retired or separated participants entitled to future benefits	2012-11-01	1
Total of all active and inactive participants	2012-11-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-11-01	1
Total participants	2012-11-01	3
Number of participants with account balances	2012-11-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-11-01	0
2011: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-11-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	5
Number of retired or separated participants receiving benefits	2011-11-01	0
Number of other retired or separated participants entitled to future benefits	2011-11-01	0
Total of all active and inactive participants	2011-11-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-11-01	0
Total participants	2011-11-01	5
Number of participants with account balances	2011-11-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-11-01	0
2009: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	5
Number of retired or separated participants receiving benefits	2009-11-01	0
Number of other retired or separated participants entitled to future benefits	2009-11-01	0
Total of all active and inactive participants	2009-11-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	0
Total participants	2009-11-01	5
Number of participants with account balances	2009-11-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	0

Financial Data on NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2015 : NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-10-31	$0
Total plan liabilities at end of year	2015-10-31	$0
Total plan liabilities at beginning of year	2015-10-31	$0
Total income from all sources	2015-10-31	$-17,951
Expenses. Total of all expenses incurred	2015-10-31	$26,940
Benefits paid (including direct rollovers)	2015-10-31	$26,845
Total plan assets at end of year	2015-10-31	$0
Total plan assets at beginning of year	2015-10-31	$44,891
Value of fidelity bond covering the plan	2015-10-31	$20,000
Total contributions received or receivable from participants	2015-10-31	$0
Contributions received from other sources (not participants or employers)	2015-10-31	$0
Other income received	2015-10-31	$-17,951
Net income (gross income less expenses)	2015-10-31	$-44,891
Net plan assets at end of year (total assets less liabilities)	2015-10-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-10-31	$44,891
Assets. Value of participant loans	2015-10-31	$0
Total contributions received or receivable from employer(s)	2015-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-10-31	$95
2014 : NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-10-31	$0
Total plan liabilities at end of year	2014-10-31	$0
Total plan liabilities at beginning of year	2014-10-31	$0
Total income from all sources	2014-10-31	$84,210
Expenses. Total of all expenses incurred	2014-10-31	$1,579,318
Benefits paid (including direct rollovers)	2014-10-31	$1,579,318
Total plan assets at end of year	2014-10-31	$44,891
Total plan assets at beginning of year	2014-10-31	$1,539,999
Total contributions received or receivable from participants	2014-10-31	$18,000
Expenses. Other expenses not covered elsewhere	2014-10-31	$0
Contributions received from other sources (not participants or employers)	2014-10-31	$0
Other income received	2014-10-31	$64,409
Noncash contributions received	2014-10-31	$0
Net income (gross income less expenses)	2014-10-31	$-1,495,108
Net plan assets at end of year (total assets less liabilities)	2014-10-31	$44,891
Net plan assets at beginning of year (total assets less liabilities)	2014-10-31	$1,539,999
Assets. Value of participant loans	2014-10-31	$2,735
Total contributions received or receivable from employer(s)	2014-10-31	$1,801
Value of certain deemed distributions of participant loans	2014-10-31	$0
Value of corrective distributions	2014-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-10-31	$0
2013 : NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-10-31	$0
Total plan liabilities at end of year	2013-10-31	$0
Total plan liabilities at beginning of year	2013-10-31	$0
Total income from all sources	2013-10-31	$387,839
Expenses. Total of all expenses incurred	2013-10-31	$602,853
Benefits paid (including direct rollovers)	2013-10-31	$602,853
Total plan assets at end of year	2013-10-31	$1,539,999
Total plan assets at beginning of year	2013-10-31	$1,755,013
Value of fidelity bond covering the plan	2013-10-31	$100,000
Total contributions received or receivable from participants	2013-10-31	$45,924
Expenses. Other expenses not covered elsewhere	2013-10-31	$0
Contributions received from other sources (not participants or employers)	2013-10-31	$0
Other income received	2013-10-31	$319,793
Noncash contributions received	2013-10-31	$0
Net income (gross income less expenses)	2013-10-31	$-215,014
Net plan assets at end of year (total assets less liabilities)	2013-10-31	$1,539,999
Net plan assets at beginning of year (total assets less liabilities)	2013-10-31	$1,755,013
Assets. Value of participant loans	2013-10-31	$2,516
Total contributions received or receivable from employer(s)	2013-10-31	$22,122
Value of certain deemed distributions of participant loans	2013-10-31	$0
Value of corrective distributions	2013-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-10-31	$0
2012 : NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-10-31	$0
Total plan liabilities at beginning of year	2012-10-31	$0
Total income from all sources	2012-10-31	$220,252
Expenses. Total of all expenses incurred	2012-10-31	$22,550
Benefits paid (including direct rollovers)	2012-10-31	$22,500
Total plan assets at end of year	2012-10-31	$1,755,013
Total plan assets at beginning of year	2012-10-31	$1,557,311
Value of fidelity bond covering the plan	2012-10-31	$100,000
Total contributions received or receivable from participants	2012-10-31	$42,854
Expenses. Other expenses not covered elsewhere	2012-10-31	$0
Contributions received from other sources (not participants or employers)	2012-10-31	$0
Other income received	2012-10-31	$160,565
Noncash contributions received	2012-10-31	$0
Net income (gross income less expenses)	2012-10-31	$197,702
Net plan assets at end of year (total assets less liabilities)	2012-10-31	$1,755,013
Net plan assets at beginning of year (total assets less liabilities)	2012-10-31	$1,557,311
Assets. Value of participant loans	2012-10-31	$2,513
Total contributions received or receivable from employer(s)	2012-10-31	$16,833
Value of certain deemed distributions of participant loans	2012-10-31	$0
Value of corrective distributions	2012-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-10-31	$50
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-10-31	$0
2011 : NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-10-31	$0
Total plan liabilities at beginning of year	2011-10-31	$0
Total income from all sources	2011-10-31	$94,050
Expenses. Total of all expenses incurred	2011-10-31	$11,050
Benefits paid (including direct rollovers)	2011-10-31	$11,000
Total plan assets at end of year	2011-10-31	$1,557,311
Total plan assets at beginning of year	2011-10-31	$1,474,311
Value of fidelity bond covering the plan	2011-10-31	$100,000
Total contributions received or receivable from participants	2011-10-31	$34,288
Expenses. Other expenses not covered elsewhere	2011-10-31	$0
Contributions received from other sources (not participants or employers)	2011-10-31	$0
Other income received	2011-10-31	$41,051
Noncash contributions received	2011-10-31	$0
Net income (gross income less expenses)	2011-10-31	$83,000
Net plan assets at end of year (total assets less liabilities)	2011-10-31	$1,557,311
Net plan assets at beginning of year (total assets less liabilities)	2011-10-31	$1,474,311
Assets. Value of participant loans	2011-10-31	$10,826
Total contributions received or receivable from employer(s)	2011-10-31	$18,711
Value of certain deemed distributions of participant loans	2011-10-31	$0
Value of corrective distributions	2011-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-10-31	$50
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-10-31	$0

Form 5500 Responses for NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

2014: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	Submission has been amended	No
2014-11-01	This submission is the final filing	Yes
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-11-01	Plan is a collectively bargained plan	No
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2013: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-11-01	Type of plan entity	Single employer plan
2013-11-01	Submission has been amended	No
2013-11-01	This submission is the final filing	No
2013-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-11-01	Plan is a collectively bargained plan	No
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement - Trust	Yes
2012: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-11-01	Type of plan entity	Single employer plan
2012-11-01	Submission has been amended	No
2012-11-01	This submission is the final filing	No
2012-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-11-01	Plan is a collectively bargained plan	No
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement - Trust	Yes
2011: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-11-01	Type of plan entity	Single employer plan
2011-11-01	Submission has been amended	No
2011-11-01	This submission is the final filing	No
2011-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-11-01	Plan is a collectively bargained plan	No
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement - Trust	Yes
2009: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	Submission has been amended	No
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	No
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes
2008: NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-11-01	Type of plan entity	Single employer plan
2008-11-01	Submission has been amended	No
2008-11-01	This submission is the final filing	No
2008-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-11-01	Plan is a collectively bargained plan	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NORTH COUNTY NEPHROLOGY ASSOCIATES, P.C.
Employer identification number (EIN):	043148966
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)