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THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 401k Plan overview

Plan NameTHE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN
Plan identification number 001

THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE NEIGHBORHOOD HOUSE CHARTER SCHOOL has sponsored the creation of one or more 401k plans.

Company Name:THE NEIGHBORHOOD HOUSE CHARTER SCHOOL
Employer identification number (EIN):043288541
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-07-01
0012021-07-01KATHERINE SCOTT2023-04-13
0012020-07-01KATHERINE SCOTT2022-04-08
0012019-07-01KATHERINE SCOTT2021-04-09
0012018-07-01KATHERINE SCOTT2020-05-06
0012017-07-01KATHERINE SCOTT2019-04-10
0012016-07-01
0012015-07-01
0012014-07-01
0012013-07-01PAULA TIMMINS
0012012-07-01PAULA TIMMINS
0012011-07-01PAULA TIMMINS
0012010-07-01PAULA TIMMINS
0012009-07-01JAGDISH CHOKSHI

Plan Statistics for THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN

401k plan membership statisitcs for THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN

Measure Date Value
2021: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01197
Total number of active participants reported on line 7a of the Form 55002021-07-010
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0167
Total of all active and inactive participants2021-07-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-0167
Number of participants with account balances2021-07-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01183
Total number of active participants reported on line 7a of the Form 55002020-07-01167
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0130
Total of all active and inactive participants2020-07-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01197
Number of participants with account balances2020-07-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
2019: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01189
Total number of active participants reported on line 7a of the Form 55002019-07-01155
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0128
Total of all active and inactive participants2019-07-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01183
Number of participants with account balances2019-07-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01150
Total number of active participants reported on line 7a of the Form 55002018-07-01157
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0132
Total of all active and inactive participants2018-07-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01189
Number of participants with account balances2018-07-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01142
Total number of active participants reported on line 7a of the Form 55002017-07-01119
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0131
Total of all active and inactive participants2017-07-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01150
Number of participants with account balances2017-07-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-012
2016: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01137
Total number of active participants reported on line 7a of the Form 55002016-07-01114
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0128
Total of all active and inactive participants2016-07-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01142
Number of participants with account balances2016-07-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01135
Total number of active participants reported on line 7a of the Form 55002015-07-0198
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0138
Total of all active and inactive participants2015-07-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01136
Number of participants with account balances2015-07-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01137
Total number of active participants reported on line 7a of the Form 55002014-07-0198
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0137
Total of all active and inactive participants2014-07-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01135
Number of participants with account balances2014-07-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01124
Total number of active participants reported on line 7a of the Form 55002013-07-01102
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0135
Total of all active and inactive participants2013-07-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01137
Number of participants with account balances2013-07-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01132
Total number of active participants reported on line 7a of the Form 55002012-07-0192
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0132
Total of all active and inactive participants2012-07-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01124
Number of participants with account balances2012-07-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01117
Total number of active participants reported on line 7a of the Form 55002011-07-01107
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0125
Total of all active and inactive participants2011-07-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01132
Number of participants with account balances2011-07-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2010: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-01123
Total number of active participants reported on line 7a of the Form 55002010-07-0189
Number of retired or separated participants receiving benefits2010-07-0128
Number of other retired or separated participants entitled to future benefits2010-07-010
Total of all active and inactive participants2010-07-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-01117
Number of participants with account balances2010-07-0161
2009: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01124
Total number of active participants reported on line 7a of the Form 55002009-07-0195
Number of other retired or separated participants entitled to future benefits2009-07-0128
Total of all active and inactive participants2009-07-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01123
Number of participants with account balances2009-07-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN

Measure Date Value
2022 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$22,246
Total income from all sources (including contributions)2022-06-30$-462,092
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$162,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$162,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$87,430
Value of total assets at end of year2022-06-30$3,708,299
Value of total assets at beginning of year2022-06-30$4,355,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$405
Total interest from all sources2022-06-30$185
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$8,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-06-30$0
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$8,510
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$87,430
Participant contributions at end of year2022-06-30$0
Participant contributions at beginning of year2022-06-30$276
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-06-30$22,246
Administrative expenses (other) incurred2022-06-30$405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-624,720
Value of net assets at end of year (total assets less liabilities)2022-06-30$3,708,299
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$4,333,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in pooled separate accounts at end of year2022-06-30$3,681,672
Value of interest in pooled separate accounts at beginning of year2022-06-30$4,329,797
Interest earned on other investments2022-06-30$185
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$26,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$25,192
Net investment gain/loss from pooled separate accounts2022-06-30$-558,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$162,223
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30AAFCPAS, INC.
Accountancy firm EIN2022-06-30042571780
2021 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$22,246
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$17,613
Total income from all sources (including contributions)2021-06-30$1,245,295
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$335,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$312,491
Value of total corrective distributions2021-06-30$22,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$228,574
Value of total assets at end of year2021-06-30$4,355,265
Value of total assets at beginning of year2021-06-30$3,440,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$725
Total interest from all sources2021-06-30$1,189
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$228,574
Participant contributions at end of year2021-06-30$276
Participant contributions at beginning of year2021-06-30$857
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-06-30$22,246
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-06-30$17,613
Administrative expenses (other) incurred2021-06-30$725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$909,833
Value of net assets at end of year (total assets less liabilities)2021-06-30$4,333,019
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$3,423,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in pooled separate accounts at end of year2021-06-30$4,329,797
Value of interest in pooled separate accounts at beginning of year2021-06-30$3,409,820
Interest on participant loans2021-06-30$22
Interest earned on other investments2021-06-30$1,167
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$25,192
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$30,122
Net investment gain/loss from pooled separate accounts2021-06-30$1,015,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$312,491
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30AAFCPAS, INC.
Accountancy firm EIN2021-06-30042571780
2020 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$17,613
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$328,565
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$33,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$6,406
Value of total corrective distributions2020-06-30$27,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$183,720
Value of total assets at end of year2020-06-30$3,440,799
Value of total assets at beginning of year2020-06-30$3,128,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$270
Total interest from all sources2020-06-30$1,831
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$183,720
Participant contributions at end of year2020-06-30$857
Participant contributions at beginning of year2020-06-30$2,890
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-06-30$17,613
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-06-30$0
Administrative expenses (other) incurred2020-06-30$270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$294,787
Value of net assets at end of year (total assets less liabilities)2020-06-30$3,423,186
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$3,128,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in pooled separate accounts at end of year2020-06-30$3,409,820
Value of interest in pooled separate accounts at beginning of year2020-06-30$3,097,609
Interest on participant loans2020-06-30$68
Interest earned on other investments2020-06-30$1,763
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$30,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$27,900
Net investment gain/loss from pooled separate accounts2020-06-30$143,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$6,406
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30AAFCPAS, INC.
Accountancy firm EIN2020-06-30042571780
2019 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$474,240
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$225,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$205,938
Value of total corrective distributions2019-06-30$8,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$259,854
Value of total assets at end of year2019-06-30$3,128,399
Value of total assets at beginning of year2019-06-30$2,879,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$11,317
Total interest from all sources2019-06-30$7,277
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$169,665
Participant contributions at end of year2019-06-30$2,890
Participant contributions at beginning of year2019-06-30$4,966
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$90,189
Administrative expenses (other) incurred2019-06-30$11,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$248,767
Value of net assets at end of year (total assets less liabilities)2019-06-30$3,128,399
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$2,879,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in pooled separate accounts at end of year2019-06-30$3,097,609
Value of interest in pooled separate accounts at beginning of year2019-06-30$2,849,766
Interest on participant loans2019-06-30$147
Interest earned on other investments2019-06-30$7,130
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$27,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$24,900
Net investment gain/loss from pooled separate accounts2019-06-30$207,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$205,938
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30AAFCPAS, INC.
Accountancy firm EIN2019-06-30042571780
2018 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$428,583
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$62,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$52,639
Value of total corrective distributions2018-06-30$8,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$175,698
Value of total assets at end of year2018-06-30$2,879,632
Value of total assets at beginning of year2018-06-30$2,513,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$961
Total interest from all sources2018-06-30$508
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$287,963
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$173,531
Participant contributions at end of year2018-06-30$4,966
Participant contributions at beginning of year2018-06-30$8,975
Participant contributions at end of year2018-06-30$0
Participant contributions at beginning of year2018-06-30$7,277
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$2,167
Administrative expenses (other) incurred2018-06-30$961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$366,225
Value of net assets at end of year (total assets less liabilities)2018-06-30$2,879,632
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$2,513,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in pooled separate accounts at end of year2018-06-30$2,849,766
Value of interest in pooled separate accounts at beginning of year2018-06-30$2,473,117
Interest on participant loans2018-06-30$265
Interest earned on other investments2018-06-30$243
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$24,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$24,038
Net investment gain/loss from pooled separate accounts2018-06-30$252,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30Yes
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$52,639
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30ALEXANDER, ARONSON, FINNING & CO.
Accountancy firm EIN2018-06-30042571780
2017 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$454,285
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$307,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$299,320
Value of total corrective distributions2017-06-30$7,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$178,681
Value of total assets at end of year2017-06-30$2,513,407
Value of total assets at beginning of year2017-06-30$2,366,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$1,180
Total interest from all sources2017-06-30$1,008
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$250,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$178,681
Participant contributions at end of year2017-06-30$8,975
Participant contributions at beginning of year2017-06-30$5,736
Participant contributions at end of year2017-06-30$7,277
Participant contributions at beginning of year2017-06-30$0
Administrative expenses (other) incurred2017-06-30$1,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$146,749
Value of net assets at end of year (total assets less liabilities)2017-06-30$2,513,407
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$2,366,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in pooled separate accounts at end of year2017-06-30$2,473,117
Value of interest in pooled separate accounts at beginning of year2017-06-30$2,074,828
Interest on participant loans2017-06-30$210
Interest earned on other investments2017-06-30$798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$24,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$286,094
Net investment gain/loss from pooled separate accounts2017-06-30$274,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30Yes
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$299,320
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30ALEXANDER, ARONSON, FINNING & CO.
Accountancy firm EIN2017-06-30042571780
2016 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$223,533
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$462,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$455,060
Value of total corrective distributions2016-06-30$6,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$192,924
Value of total assets at end of year2016-06-30$2,366,658
Value of total assets at beginning of year2016-06-30$2,605,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$1,280
Total interest from all sources2016-06-30$968
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$1,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$1,031
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$250,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$192,924
Participant contributions at end of year2016-06-30$5,736
Participant contributions at beginning of year2016-06-30$0
Administrative expenses (other) incurred2016-06-30$1,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-238,815
Value of net assets at end of year (total assets less liabilities)2016-06-30$2,366,658
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$2,605,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in pooled separate accounts at end of year2016-06-30$2,074,828
Value of interest in pooled separate accounts at beginning of year2016-06-30$2,515,408
Interest on participant loans2016-06-30$139
Interest earned on other investments2016-06-30$829
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$286,094
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$90,065
Net investment gain/loss from pooled separate accounts2016-06-30$28,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30Yes
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$455,060
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30ALEXANDER, ARONSON, FINNING & CO.
Accountancy firm EIN2016-06-30042571780
2015 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$315,826
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$291,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$291,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$220,693
Value of total assets at end of year2015-06-30$2,605,473
Value of total assets at beginning of year2015-06-30$2,581,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$400
Total interest from all sources2015-06-30$1,053
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$250,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$220,693
Participant contributions at end of year2015-06-30$0
Participant contributions at beginning of year2015-06-30$0
Participant contributions at end of year2015-06-30$0
Participant contributions at beginning of year2015-06-30$7,899
Administrative expenses (other) incurred2015-06-30$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$24,185
Value of net assets at end of year (total assets less liabilities)2015-06-30$2,605,473
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$2,581,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$0
Value of interest in pooled separate accounts at end of year2015-06-30$2,515,408
Value of interest in pooled separate accounts at beginning of year2015-06-30$2,473,815
Interest earned on other investments2015-06-30$1,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$90,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$99,574
Net investment gain/loss from pooled separate accounts2015-06-30$94,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30Yes
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Employer contributions (assets) at end of year2015-06-30$0
Employer contributions (assets) at beginning of year2015-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$291,241
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30ALEXANDER, ARONSON, FINNING & CO.
Accountancy firm EIN2015-06-30042571780
2014 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$567,239
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$67,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$59,762
Expenses. Certain deemed distributions of participant loans2014-06-30$7,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$197,800
Value of total assets at end of year2014-06-30$2,581,288
Value of total assets at beginning of year2014-06-30$2,081,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$450
Total interest from all sources2014-06-30$154
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$250,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$183,797
Participant contributions at end of year2014-06-30$0
Participant contributions at beginning of year2014-06-30$6,618
Participant contributions at end of year2014-06-30$7,899
Participant contributions at beginning of year2014-06-30$7,418
Administrative expenses (other) incurred2014-06-30$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$499,387
Value of net assets at end of year (total assets less liabilities)2014-06-30$2,581,288
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$2,081,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$0
Value of interest in pooled separate accounts at end of year2014-06-30$2,473,815
Value of interest in pooled separate accounts at beginning of year2014-06-30$1,981,370
Interest on participant loans2014-06-30$154
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$99,574
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$86,495
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$369,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30Yes
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$14,003
Employer contributions (assets) at end of year2014-06-30$0
Employer contributions (assets) at beginning of year2014-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$59,762
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30ALEXANDER, ARONSON, FINNING & CO.
Accountancy firm EIN2014-06-30042571780
2013 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$517,952
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$273,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$272,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$231,100
Value of total assets at end of year2013-06-30$2,081,901
Value of total assets at beginning of year2013-06-30$1,837,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$1,175
Total interest from all sources2013-06-30$307
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$33,634
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$33,634
Administrative expenses professional fees incurred2013-06-30$1,175
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$250,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$231,100
Participant contributions at end of year2013-06-30$6,618
Participant contributions at beginning of year2013-06-30$11,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$244,412
Value of net assets at end of year (total assets less liabilities)2013-06-30$2,081,901
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$1,837,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$1,825,778
Value of interest in pooled separate accounts at end of year2013-06-30$1,981,370
Value of interest in pooled separate accounts at beginning of year2013-06-30$0
Interest on participant loans2013-06-30$307
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$14
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$86,495
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$252,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$0
Employer contributions (assets) at end of year2013-06-30$7,418
Employer contributions (assets) at beginning of year2013-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$272,365
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30ALEXANDER, ARONSON, FINNING & CO.
Accountancy firm EIN2013-06-30042571780
2012 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$231,729
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$15,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$13,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$207,288
Value of total assets at end of year2012-06-30$1,837,489
Value of total assets at beginning of year2012-06-30$1,620,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$1,075
Total interest from all sources2012-06-30$340
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$47,809
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$47,809
Administrative expenses professional fees incurred2012-06-30$1,075
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$150,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$207,288
Participant contributions at end of year2012-06-30$11,697
Participant contributions at beginning of year2012-06-30$10,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$216,679
Value of net assets at end of year (total assets less liabilities)2012-06-30$1,837,489
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$1,620,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$1,825,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$1,610,270
Income. Interest from loans (other than to participants)2012-06-30$340
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$14
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$14
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-23,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$13,975
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30YOSHIDA & SOKOLSKI, PC
Accountancy firm EIN2012-06-30043014517
2011 : THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$527,524
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$58,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$56,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$256,834
Value of total assets at end of year2011-06-30$1,620,810
Value of total assets at beginning of year2011-06-30$1,151,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$1,977
Total interest from all sources2011-06-30$227
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$32,467
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$32,467
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$150,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$234,429
Participant contributions at end of year2011-06-30$10,526
Participant contributions at beginning of year2011-06-30$11,728
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$22,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Income. Non cash contributions2011-06-30$0
Value of net income/loss2011-06-30$469,452
Value of net assets at end of year (total assets less liabilities)2011-06-30$1,620,810
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$1,151,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$1,610,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$1,139,616
Interest on participant loans2011-06-30$227
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$14
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$14
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$237,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$56,095
Contract administrator fees2011-06-30$1,977
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30YOSHIDA & SOKOLSKI, PC
Accountancy firm EIN2011-06-30043014517

Form 5500 Responses for THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN

2021: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2010: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement - TrustYes
2009: THE NEIGHBORHOOD HOUSE CHARTER SCHOOL 401K PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872537
Policy instance 1
Insurance contract or identification number872537
Number of Individuals Covered67
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872537
Policy instance 1
Insurance contract or identification number872537
Number of Individuals Covered66
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $7,921
Total amount of fees paid to insurance companyUSD $1,857
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,921
Insurance broker organization code?3
Amount paid for insurance broker fees1857
Additional information about fees paid to insurance brokerTPA FEES
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872537
Policy instance 1
Insurance contract or identification number872537
Number of Individuals Covered59
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $8,106
Total amount of fees paid to insurance companyUSD $1,601
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,106
Insurance broker organization code?3
Amount paid for insurance broker fees1601
Additional information about fees paid to insurance brokerTPA FEES
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872537
Policy instance 1
Insurance contract or identification number872537
Number of Individuals Covered57
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $7,418
Total amount of fees paid to insurance companyUSD $1,464
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1464
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $7,418
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872537
Policy instance 1
Insurance contract or identification number872537
Number of Individuals Covered60
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $6,814
Total amount of fees paid to insurance companyUSD $1,331
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872537
Policy instance 1
Insurance contract or identification number872537
Number of Individuals Covered58
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $5,892
Total amount of fees paid to insurance companyUSD $1,197
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,892
Insurance broker organization code?3
Amount paid for insurance broker fees1197
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameTHE ANGELL PENSION GROUP, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872537
Policy instance 1
Insurance contract or identification number872537
Number of Individuals Covered64
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $6,389
Total amount of fees paid to insurance companyUSD $1,578
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,389
Insurance broker organization code?3
Amount paid for insurance broker fees1578
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameTHE ANGELL PENSION GROUP, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872537
Policy instance 1
Insurance contract or identification number872537
Number of Individuals Covered65
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $2,020
Total amount of fees paid to insurance companyUSD $7,442
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees7442
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Insurance broker nameTOWER SQUARE SECURITIES INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872537
Policy instance 1
Insurance contract or identification number872537
Number of Individuals Covered62
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $20,477
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,477
Insurance broker organization code?3
Insurance broker nameTOWER SQUARE SECURITIES INC

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