401k Plan data: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN plan

CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 401k Plan overview

Plan Name	CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN
Plan identification number	001

CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CIRCLE COMPANY ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: CIRCLE COMPANY ASSOCIATES, INC.

Employer identification number (EIN): 043332351

NAIC Classification: 812990
NAIC Description: All Other Personal Services

Additional information about CIRCLE COMPANY ASSOCIATES, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2007-07-23

Company Identification Number: 0800848047

Legal Registered Office Address: 800 SOUTH ST STE 195

WALTHAM
United States of America (USA)
02453

More information about CIRCLE COMPANY ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 CARTER DAHM
001 2017-01-01 CARTER DAHM
001 2016-01-01 CARTER DAHM
001 2016-01-01
001 2015-01-01 CARTER DAHM
001 2015-01-01 CARTER DAHM
001 2014-01-01 CARTER DAHM
001 2013-01-01 CARTER DAHM
001 2012-01-01 CARTER DAHM
001 2011-01-01 CARTER DAHM
001 2010-01-01 DAVID SMITH
001 2009-01-01 DAVID SMITH

Plan Statistics for CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN

401k plan membership statisitcs for CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2017: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 420
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
2016: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 455
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 72
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 347
Total of all active and inactive participants 2016-01-01 419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 420
Number of participants with account balances 2016-01-01 409
2015: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 498
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 73
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 381
Total of all active and inactive participants 2015-01-01 454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 455
Number of participants with account balances 2015-01-01 443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 696
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 64
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 433
Total of all active and inactive participants 2014-01-01 497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 498
Number of participants with account balances 2014-01-01 476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 745
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 334
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 361
Total of all active and inactive participants 2013-01-01 695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 696
Number of participants with account balances 2013-01-01 654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 670
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 390
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 354
Total of all active and inactive participants 2012-01-01 744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 745
Number of participants with account balances 2012-01-01 666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 724
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 325
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 344
Total of all active and inactive participants 2011-01-01 669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 670
Number of participants with account balances 2011-01-01 658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 710
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 370
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 353
Total of all active and inactive participants 2010-01-01 723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 724
Number of participants with account balances 2010-01-01 661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,021
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 355
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 354
Total of all active and inactive participants 2009-01-01 709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 710
Number of participants with account balances 2009-01-01 678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	420
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
2016: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	455
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	72
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	347
Total of all active and inactive participants	2016-01-01	419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	420
Number of participants with account balances	2016-01-01	409
2015: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	498
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	73
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	381
Total of all active and inactive participants	2015-01-01	454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	455
Number of participants with account balances	2015-01-01	443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	696
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	64
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	433
Total of all active and inactive participants	2014-01-01	497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	498
Number of participants with account balances	2014-01-01	476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	745
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	334
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	361
Total of all active and inactive participants	2013-01-01	695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	696
Number of participants with account balances	2013-01-01	654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	670
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	390
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	354
Total of all active and inactive participants	2012-01-01	744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	745
Number of participants with account balances	2012-01-01	666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	724
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	325
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	344
Total of all active and inactive participants	2011-01-01	669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	670
Number of participants with account balances	2011-01-01	658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	710
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	370
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	353
Total of all active and inactive participants	2010-01-01	723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	724
Number of participants with account balances	2010-01-01	661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,021
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	355
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	354
Total of all active and inactive participants	2009-01-01	709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	710
Number of participants with account balances	2009-01-01	678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN

Measure	Date	Value
2017 : CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-02-28	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-02-28	$0
Total unrealized appreciation/depreciation of assets	2017-02-28	$0
Total transfer of assets to this plan	2017-02-28	$0
Total transfer of assets from this plan	2017-02-28	$4,423,926
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-02-28	$0
Expenses. Interest paid	2017-02-28	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-02-28	$0
Total income from all sources (including contributions)	2017-02-28	$187,327
Total loss/gain on sale of assets	2017-02-28	$0
Total of all expenses incurred	2017-02-28	$320,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-02-28	$318,926
Expenses. Certain deemed distributions of participant loans	2017-02-28	$0
Value of total corrective distributions	2017-02-28	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-02-28	$0
Value of total assets at end of year	2017-02-28	$0
Value of total assets at beginning of year	2017-02-28	$4,557,218
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-02-28	$1,693
Total income from rents	2017-02-28	$0
Total interest from all sources	2017-02-28	$77
Total dividends received (eg from common stock, registered investment company shares)	2017-02-28	$1,196
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-02-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-02-28	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-02-28	$1,196
Assets. Real estate other than employer real property at end of year	2017-02-28	$0
Assets. Real estate other than employer real property at beginning of year	2017-02-28	$0
Administrative expenses professional fees incurred	2017-02-28	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-02-28	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-02-28	$0
Was this plan covered by a fidelity bond	2017-02-28	Yes
Value of fidelity bond cover	2017-02-28	$500,000
If this is an individual account plan, was there a blackout period	2017-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2017-02-28	No
Contributions received from participants	2017-02-28	$0
Participant contributions at end of year	2017-02-28	$0
Participant contributions at beginning of year	2017-02-28	$11,565
Participant contributions at end of year	2017-02-28	$0
Participant contributions at beginning of year	2017-02-28	$0
Assets. Other investments not covered elsewhere at end of year	2017-02-28	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-02-28	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-02-28	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-02-28	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-02-28	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-02-28	$0
Assets. Loans (other than to participants) at end of year	2017-02-28	$0
Assets. Loans (other than to participants) at beginning of year	2017-02-28	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-02-28	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-02-28	$0
Other income not declared elsewhere	2017-02-28	$0
Administrative expenses (other) incurred	2017-02-28	$1,693
Liabilities. Value of operating payables at end of year	2017-02-28	$0
Liabilities. Value of operating payables at beginning of year	2017-02-28	$0
Total non interest bearing cash at end of year	2017-02-28	$0
Total non interest bearing cash at beginning of year	2017-02-28	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-02-28	No
Income. Non cash contributions	2017-02-28	$0
Value of net income/loss	2017-02-28	$-133,292
Value of net assets at end of year (total assets less liabilities)	2017-02-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-02-28	$4,557,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-02-28	No
Were any leases to which the plan was party in default or uncollectible	2017-02-28	No
Assets. partnership/joint venture interests at end of year	2017-02-28	$0
Assets. partnership/joint venture interests at beginning of year	2017-02-28	$0
Investment advisory and management fees	2017-02-28	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-02-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-02-28	$4,050,853
Value of interest in pooled separate accounts at end of year	2017-02-28	$0
Value of interest in pooled separate accounts at beginning of year	2017-02-28	$0
Interest on participant loans	2017-02-28	$0
Income. Interest from loans (other than to participants)	2017-02-28	$0
Interest earned on other investments	2017-02-28	$0
Income. Interest from US Government securities	2017-02-28	$0
Income. Interest from corporate debt instruments	2017-02-28	$0
Value of interest in master investment trust accounts at end of year	2017-02-28	$0
Value of interest in master investment trust accounts at beginning of year	2017-02-28	$0
Value of interest in common/collective trusts at end of year	2017-02-28	$0
Value of interest in common/collective trusts at beginning of year	2017-02-28	$494,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-02-28	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-02-28	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-02-28	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-02-28	$77
Assets. Value of investments in 103.12 investment entities at end of year	2017-02-28	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-02-28	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-02-28	$0
Asset value of US Government securities at end of year	2017-02-28	$0
Asset value of US Government securities at beginning of year	2017-02-28	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-02-28	$186,363
Net investment gain/loss from pooled separate accounts	2017-02-28	$0
Net investment gain or loss from common/collective trusts	2017-02-28	$-309
Net gain/loss from 103.12 investment entities	2017-02-28	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-02-28	No
Was there a failure to transmit to the plan any participant contributions	2017-02-28	No
Has the plan failed to provide any benefit when due under the plan	2017-02-28	No
Assets. Invements in employer securities at end of year	2017-02-28	$0
Assets. Invements in employer securities at beginning of year	2017-02-28	$0
Assets. Value of employer real property at end of year	2017-02-28	$0
Assets. Value of employer real property at beginning of year	2017-02-28	$0
Contributions received in cash from employer	2017-02-28	$0
Employer contributions (assets) at end of year	2017-02-28	$0
Employer contributions (assets) at beginning of year	2017-02-28	$0
Income. Dividends from preferred stock	2017-02-28	$0
Income. Dividends from common stock	2017-02-28	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-02-28	$318,926
Asset. Corporate debt instrument preferred debt at end of year	2017-02-28	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-02-28	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-02-28	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-02-28	$0
Contract administrator fees	2017-02-28	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-02-28	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-02-28	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-02-28	$0
Liabilities. Value of benefit claims payable at end of year	2017-02-28	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-02-28	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-02-28	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-02-28	$0
Did the plan have assets held for investment	2017-02-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-02-28	Yes
Aggregate proceeds on sale of assets	2017-02-28	$0
Aggregate carrying amount (costs) on sale of assets	2017-02-28	$0
Liabilities. Value of acquisition indebtedness at end of year	2017-02-28	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-02-28	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2017-02-28	Disclaimer
Accountancy firm name	2017-02-28	O'BRIEN, RILEY & RYAN, PC.
Accountancy firm EIN	2017-02-28	043176941
2016 : CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$481,089
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$604,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$583,055
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$15,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$157,012
Value of total assets at end of year	2016-12-31	$4,557,218
Value of total assets at beginning of year	2016-12-31	$4,680,474
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$5,353
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$232
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$150,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$150,507
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$137,726
Participant contributions at end of year	2016-12-31	$11,565
Participant contributions at beginning of year	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$5,353
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$-123,256
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,557,218
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,680,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,050,853
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$4,149,454
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$143
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$494,800
Value of interest in common/collective trusts at beginning of year	2016-12-31	$531,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$89
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$169,347
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$3,991
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$19,286
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$583,055
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	O'BRIEN, RILEY & RYAN, PC.
Accountancy firm EIN	2016-12-31	043176941
2015 : CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$157,420
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$765,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$759,960
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$215,678
Value of total assets at end of year	2015-12-31	$4,680,474
Value of total assets at beginning of year	2015-12-31	$5,288,110
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$5,096
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$404
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$244,008
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$244,008
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$189,827
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$492
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,115
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$5,096
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-607,636
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,680,474
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,288,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$4,149,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,664,623
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$384
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$531,020
Value of interest in common/collective trusts at beginning of year	2015-12-31	$622,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$20
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-303,788
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$1,118
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$24,736
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$759,960
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	O'BRIEN, RILEY & RYAN, PC.
Accountancy firm EIN	2015-12-31	043176941
2014 : CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$890,593
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,148,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,138,626
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$598,670
Value of total assets at end of year	2014-12-31	$5,288,110
Value of total assets at beginning of year	2014-12-31	$6,545,904
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$9,761
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$2,967
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$345,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$345,006
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$502,446
Participant contributions at end of year	2014-12-31	$492
Participant contributions at beginning of year	2014-12-31	$78,691
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$20,247
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$9,761
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-1,257,794
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,288,110
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,545,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,664,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,737,790
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$2,943
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$622,995
Value of interest in common/collective trusts at beginning of year	2014-12-31	$729,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$24
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-54,162
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$-1,888
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$75,977
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,138,626
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	O'BRIEN, RILEY & RYAN, PC.
Accountancy firm EIN	2014-12-31	043176941
2013 : CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,886,935
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,160,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,149,763
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$892,499
Value of total assets at end of year	2013-12-31	$6,545,904
Value of total assets at beginning of year	2013-12-31	$5,819,576
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,844
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$4,549
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$257,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$257,719
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$790,858
Participant contributions at end of year	2013-12-31	$78,691
Participant contributions at beginning of year	2013-12-31	$73,444
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$10,844
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$726,328
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,545,904
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,819,576
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,737,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,965,228
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$4,524
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$729,423
Value of interest in common/collective trusts at beginning of year	2013-12-31	$780,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$25
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$743,521
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-11,353
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$101,641
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,149,763
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	O'BRIEN, RILEY & RYAN, PC.
Accountancy firm EIN	2013-12-31	043176941
2012 : CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,779,456
Total of all expenses incurred	2012-12-31	$1,185,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,154,768
Expenses. Certain deemed distributions of participant loans	2012-12-31	$1,298
Value of total corrective distributions	2012-12-31	$19,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,197,721
Value of total assets at end of year	2012-12-31	$5,819,576
Value of total assets at beginning of year	2012-12-31	$5,225,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$9,819
Total interest from all sources	2012-12-31	$4,225
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$120,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$120,798
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$870,512
Participant contributions at end of year	2012-12-31	$73,444
Participant contributions at beginning of year	2012-12-31	$97,289
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$214,704
Administrative expenses (other) incurred	2012-12-31	$9,819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$594,321
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,819,576
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,225,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,965,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,273,894
Interest on participant loans	2012-12-31	$4,225
Value of interest in common/collective trusts at end of year	2012-12-31	$780,904
Value of interest in common/collective trusts at beginning of year	2012-12-31	$854,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$445,097
Net investment gain or loss from common/collective trusts	2012-12-31	$11,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$112,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,154,768
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	O'BRIEN, RILEY & RYAN, PC.
Accountancy firm EIN	2012-12-31	043176941
2011 : CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$915,125
Total of all expenses incurred	2011-12-31	$1,016,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$938,959
Value of total corrective distributions	2011-12-31	$65,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,145,081
Value of total assets at end of year	2011-12-31	$5,225,255
Value of total assets at beginning of year	2011-12-31	$5,326,166
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$11,790
Total interest from all sources	2011-12-31	$4,463
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$119,684
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$119,684
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$966,874
Participant contributions at end of year	2011-12-31	$97,289
Participant contributions at beginning of year	2011-12-31	$65,147
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$49,550
Administrative expenses (other) incurred	2011-12-31	$11,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-100,911
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,225,255
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,326,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,273,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,393,238
Interest on participant loans	2011-12-31	$4,463
Value of interest in common/collective trusts at end of year	2011-12-31	$854,072
Value of interest in common/collective trusts at beginning of year	2011-12-31	$867,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-379,164
Net investment gain or loss from common/collective trusts	2011-12-31	$25,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$128,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$938,959
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	O'BRIEN, RILEY & RYAN, P.C.
Accountancy firm EIN	2011-12-31	043176941
2010 : CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,807,223
Total of all expenses incurred	2010-12-31	$663,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$560,495
Expenses. Certain deemed distributions of participant loans	2010-12-31	$-2,203
Value of total corrective distributions	2010-12-31	$95,212
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,134,690
Value of total assets at end of year	2010-12-31	$5,326,166
Value of total assets at beginning of year	2010-12-31	$4,182,310
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$9,863
Total interest from all sources	2010-12-31	$3,300
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$74,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$74,540
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$973,117
Participant contributions at end of year	2010-12-31	$65,147
Participant contributions at beginning of year	2010-12-31	$51,594
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$28,446
Administrative expenses (other) incurred	2010-12-31	$9,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,143,856
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,326,166
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,182,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,393,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,285,785
Interest on participant loans	2010-12-31	$3,263
Value of interest in common/collective trusts at end of year	2010-12-31	$867,781
Value of interest in common/collective trusts at beginning of year	2010-12-31	$844,931
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$37
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$560,607
Net investment gain or loss from common/collective trusts	2010-12-31	$34,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$133,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$560,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	O'BRIEN, RILEY & RYAN, P.C.
Accountancy firm EIN	2010-12-31	043176941
2009 : CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN

2017: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CIRCLE COMPANY ASSOCIATES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CIRCLE COMPANY ASSOCIATES, INC.
Employer identification number (EIN):	043332351
NAIC Classification:	812990
NAIC Description:	All Other Personal Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2007-07-23
Company Identification Number:	0800848047
Legal Registered Office Address:	800 SOUTH ST STE 195 WALTHAM United States of America (USA) 02453

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	CARTER DAHM
001	2017-01-01	CARTER DAHM
001	2016-01-01	CARTER DAHM
001	2016-01-01
001	2015-01-01	CARTER DAHM
001	2015-01-01	CARTER DAHM
001	2014-01-01	CARTER DAHM
001	2013-01-01	CARTER DAHM
001	2012-01-01	CARTER DAHM
001	2011-01-01	CARTER DAHM
001	2010-01-01	DAVID SMITH
001	2009-01-01	DAVID SMITH