401k Plan data: NEGOTIATED 401(K) PLAN #212 plan

NEGOTIATED 401(K) PLAN #212 401k Plan overview

Plan Name	NEGOTIATED 401(K) PLAN #212
Plan identification number	212

NEGOTIATED 401(K) PLAN #212 Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ES3, LLC has sponsored the creation of one or more 401k plans.

Company Name: ES3, LLC

Employer identification number (EIN): 043383241

NAIC Classification: 424400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEGOTIATED 401(K) PLAN #212

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
212 2013-01-01 BRUCE A. JOHNSON
212 2012-01-01 BRUCE A. JOHNSON
212 2011-01-01 BRUCE A. JOHNSON BRUCE A. JOHNSON 2012-07-30
212 2009-01-01 BRUCE A. JOHNSON BRUCE A. JOHNSON 2010-07-30

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
212	2013-01-01	BRUCE A. JOHNSON
212	2012-01-01	BRUCE A. JOHNSON
212	2011-01-01	BRUCE A. JOHNSON	BRUCE A. JOHNSON	2012-07-30
212	2009-01-01	BRUCE A. JOHNSON	BRUCE A. JOHNSON	2010-07-30

Plan Statistics for NEGOTIATED 401(K) PLAN #212

401k plan membership statisitcs for NEGOTIATED 401(K) PLAN #212

Measure Date Value
2013: NEGOTIATED 401(K) PLAN #212 2013 401k membership
Total participants, beginning-of-year 2013-01-01 197
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NEGOTIATED 401(K) PLAN #212 2012 401k membership
Total participants, beginning-of-year 2012-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 191
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 5
Total of all active and inactive participants 2012-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 197
Number of participants with account balances 2012-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NEGOTIATED 401(K) PLAN #212 2011 401k membership
Total participants, beginning-of-year 2011-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 188
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 194
Number of participants with account balances 2011-01-01 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: NEGOTIATED 401(K) PLAN #212 2009 401k membership
Total participants, beginning-of-year 2009-01-01 219
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 219
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 224
Number of participants with account balances 2009-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: NEGOTIATED 401(K) PLAN #212 2013 401k membership
Total participants, beginning-of-year	2013-01-01	197
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NEGOTIATED 401(K) PLAN #212 2012 401k membership
Total participants, beginning-of-year	2012-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	191
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	5
Total of all active and inactive participants	2012-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	197
Number of participants with account balances	2012-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NEGOTIATED 401(K) PLAN #212 2011 401k membership
Total participants, beginning-of-year	2011-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	188
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	194
Number of participants with account balances	2011-01-01	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: NEGOTIATED 401(K) PLAN #212 2009 401k membership
Total participants, beginning-of-year	2009-01-01	219
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	219
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	224
Number of participants with account balances	2009-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NEGOTIATED 401(K) PLAN #212

Measure	Date	Value
2013 : NEGOTIATED 401(K) PLAN #212 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-01-01	$0
Total transfer of assets from this plan	2013-01-01	$1,534,677
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-01	$0
Total income from all sources (including contributions)	2013-01-01	$0
Total loss/gain on sale of assets	2013-01-01	$0
Total of all expenses incurred	2013-01-01	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-01-01	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-01-01	$0
Value of total assets at end of year	2013-01-01	$0
Value of total assets at beginning of year	2013-01-01	$1,534,677
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-01-01	$0
Total interest from all sources	2013-01-01	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-01-01	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-01-01	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-01-01	$0
Was this plan covered by a fidelity bond	2013-01-01	Yes
Value of fidelity bond cover	2013-01-01	$10,000,000
If this is an individual account plan, was there a blackout period	2013-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2013-01-01	No
Participant contributions at end of year	2013-01-01	$0
Participant contributions at beginning of year	2013-01-01	$54,953
Assets. Other investments not covered elsewhere at end of year	2013-01-01	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-01-01	$1,261,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-01	No
Value of net income/loss	2013-01-01	$0
Value of net assets at end of year (total assets less liabilities)	2013-01-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-01-01	$1,534,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-01-01	No
Were any leases to which the plan was party in default or uncollectible	2013-01-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-01-01	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-01-01	$217,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-01-01	No
Was there a failure to transmit to the plan any participant contributions	2013-01-01	No
Has the plan failed to provide any benefit when due under the plan	2013-01-01	No
Did the plan have assets held for investment	2013-01-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-01-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-01-01	Yes
Opinion of an independent qualified public accountant for this plan	2013-01-01	Disclaimer
Accountancy firm name	2013-01-01	KPMG LLP
Accountancy firm EIN	2013-01-01	135565207
2012 : NEGOTIATED 401(K) PLAN #212 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$306,738
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$79,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$68,505
Expenses. Certain deemed distributions of participant loans	2012-12-31	$10,573
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$141,666
Value of total assets at end of year	2012-12-31	$1,534,677
Value of total assets at beginning of year	2012-12-31	$1,307,217
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$200
Total interest from all sources	2012-12-31	$1,826
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$40,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$40,952
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$117,427
Participant contributions at end of year	2012-12-31	$54,953
Participant contributions at beginning of year	2012-12-31	$60,442
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$1,261,808
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$11,407
Administrative expenses (other) incurred	2012-12-31	$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$227,460
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,534,677
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,307,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$217,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,211,017
Interest on participant loans	2012-12-31	$1,826
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$35,758
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$116,330
Net investment gain or loss from common/collective trusts	2012-12-31	$5,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$12,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$68,505
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KPMG LLP
Accountancy firm EIN	2012-12-31	135565207
2011 : NEGOTIATED 401(K) PLAN #212 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$125,558
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$29,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$29,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$124,202
Value of total assets at end of year	2011-12-31	$1,307,217
Value of total assets at beginning of year	2011-12-31	$1,210,945
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$150
Total interest from all sources	2011-12-31	$1,637
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$37,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$37,961
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$110,754
Participant contributions at end of year	2011-12-31	$60,442
Participant contributions at beginning of year	2011-12-31	$47,116
Administrative expenses (other) incurred	2011-12-31	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$96,272
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,307,217
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,210,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,211,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,163,829
Interest on participant loans	2011-12-31	$1,637
Value of interest in common/collective trusts at end of year	2011-12-31	$35,758
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-38,522
Net investment gain or loss from common/collective trusts	2011-12-31	$280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$13,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$29,136
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KPMG LLP
Accountancy firm EIN	2011-12-31	135565207
2010 : NEGOTIATED 401(K) PLAN #212 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$282,066
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$79,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$79,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$124,064
Value of total assets at end of year	2010-12-31	$1,210,945
Value of total assets at beginning of year	2010-12-31	$1,008,453
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$400
Total interest from all sources	2010-12-31	$1,071
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$26,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$26,408
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$112,262
Participant contributions at end of year	2010-12-31	$47,116
Participant contributions at beginning of year	2010-12-31	$28,027
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$1,641
Administrative expenses (other) incurred	2010-12-31	$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$202,492
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,210,945
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,008,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,163,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$978,651
Interest on participant loans	2010-12-31	$1,071
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$130,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$11,802
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$79,174
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KPMG LLP
Accountancy firm EIN	2010-12-31	135565207
2009 : NEGOTIATED 401(K) PLAN #212 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NEGOTIATED 401(K) PLAN #212

2013: NEGOTIATED 401(K) PLAN #212 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NEGOTIATED 401(K) PLAN #212 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NEGOTIATED 401(K) PLAN #212 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NEGOTIATED 401(K) PLAN #212 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ES3, LLC
Employer identification number (EIN):	043383241
NAIC Classification:	424400