RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. has sponsored the creation of one or more 401k plans.
Additional information about RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
| Measure | Date | Value |
|---|
| 2017 : INTERNATIONAL EQUITY FUND 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $74,464,277 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $74,464,277 |
| Total transfer of assets to this plan | 2017-12-31 | $33,121,898 |
| Total transfer of assets from this plan | 2017-12-31 | $31,036,218 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $745,433 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,939,576 |
| Total income from all sources (including contributions) | 2017-12-31 | $132,084,554 |
| Total loss/gain on sale of assets | 2017-12-31 | $42,344,954 |
| Total of all expenses incurred | 2017-12-31 | $365,187 |
| Value of total assets at end of year | 2017-12-31 | $606,489,216 |
| Value of total assets at beginning of year | 2017-12-31 | $473,878,312 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $365,187 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $15,782,423 |
| Administrative expenses professional fees incurred | 2017-12-31 | $32,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $2,174,841 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $1,401,876 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $745,433 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $1,939,576 |
| Other income not declared elsewhere | 2017-12-31 | $-609,993 |
| Administrative expenses (other) incurred | 2017-12-31 | $333,187 |
| Value of net income/loss | 2017-12-31 | $131,719,367 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $605,743,783 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $471,938,736 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $7,423,321 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $2,834,604 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $3,400,044 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,000,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,000,000 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $102,893 |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Income. Dividends from common stock | 2017-12-31 | $15,782,423 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $593,491,010 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $468,641,832 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2017-12-31 | $115,786,588 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $73,441,634 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2017-12-31 | 134008324 |
| 2016 : INTERNATIONAL EQUITY FUND 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $-3,892,087 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $-3,892,087 |
| Total transfer of assets to this plan | 2016-12-31 | $14,171,957 |
| Total transfer of assets from this plan | 2016-12-31 | $19,111,793 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,939,576 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $472,791 |
| Total income from all sources (including contributions) | 2016-12-31 | $30,655,766 |
| Total loss/gain on sale of assets | 2016-12-31 | $21,737,084 |
| Total of all expenses incurred | 2016-12-31 | $297,334 |
| Value of total assets at end of year | 2016-12-31 | $473,878,312 |
| Value of total assets at beginning of year | 2016-12-31 | $446,992,931 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $297,334 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $13,399,227 |
| Administrative expenses professional fees incurred | 2016-12-31 | $32,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,401,876 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,129,916 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $1,939,576 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $472,791 |
| Other income not declared elsewhere | 2016-12-31 | $-642,857 |
| Administrative expenses (other) incurred | 2016-12-31 | $265,334 |
| Value of net income/loss | 2016-12-31 | $30,358,432 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $471,938,736 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $446,520,140 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,834,604 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $875,337 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,000,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,060,139 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,060,139 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $54,399 |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Income. Dividends from common stock | 2016-12-31 | $13,399,227 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $468,641,832 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $443,927,539 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2016-12-31 | $89,157,986 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $67,420,902 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2016-12-31 | 134008324 |
| 2015 : INTERNATIONAL EQUITY FUND 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-7,956,908 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-7,956,908 |
| Total transfer of assets to this plan | 2015-12-31 | $28,448,102 |
| Total transfer of assets from this plan | 2015-12-31 | $14,520,675 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $472,791 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,769,403 |
| Total income from all sources (including contributions) | 2015-12-31 | $5,278,789 |
| Total loss/gain on sale of assets | 2015-12-31 | $-569,711 |
| Total of all expenses incurred | 2015-12-31 | $286,168 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $446,992,931 |
| Value of total assets at beginning of year | 2015-12-31 | $430,369,495 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $286,168 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $13,992,641 |
| Administrative expenses professional fees incurred | 2015-12-31 | $32,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,129,916 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $2,190,794 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $472,791 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $2,769,403 |
| Other income not declared elsewhere | 2015-12-31 | $-189,553 |
| Administrative expenses (other) incurred | 2015-12-31 | $254,168 |
| Value of net income/loss | 2015-12-31 | $4,992,621 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $446,520,140 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $427,600,092 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $875,337 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $885,531 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,060,139 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $2,320 |
| Income. Dividends from common stock | 2015-12-31 | $13,992,641 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $443,927,539 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $427,293,170 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2015-12-31 | $119,020,816 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $119,590,527 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2015-12-31 | 133891517 |
| 2014 : INTERNATIONAL EQUITY FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-56,395,833 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-56,395,833 |
| Total transfer of assets to this plan | 2014-12-31 | $41,446,685 |
| Total transfer of assets from this plan | 2014-12-31 | $52,981,793 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,769,403 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $3,486,202 |
| Total income from all sources (including contributions) | 2014-12-31 | $-12,636,737 |
| Total loss/gain on sale of assets | 2014-12-31 | $29,062,393 |
| Total of all expenses incurred | 2014-12-31 | $263,763 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $430,369,495 |
| Value of total assets at beginning of year | 2014-12-31 | $455,521,902 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $263,763 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $14,856,949 |
| Administrative expenses professional fees incurred | 2014-12-31 | $32,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $2,190,794 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $1,836,529 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $2,769,403 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $3,486,202 |
| Other income not declared elsewhere | 2014-12-31 | $-160,085 |
| Administrative expenses (other) incurred | 2014-12-31 | $231,763 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $37,079 |
| Value of net income/loss | 2014-12-31 | $-12,900,500 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $427,600,092 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $452,035,700 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $885,531 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $13,087,718 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $-161 |
| Income. Dividends from common stock | 2014-12-31 | $14,856,949 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $427,293,170 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $440,560,576 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2014-12-31 | $58,768,528 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $29,706,135 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2014-12-31 | 133891517 |
