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PALLADIUM GROUP, INC 401(K) PLAN 401k Plan overview

Plan NamePALLADIUM GROUP, INC 401(K) PLAN
Plan identification number 001

PALLADIUM GROUP, INC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PALLADIUM GROUP, INC has sponsored the creation of one or more 401k plans.

Company Name:PALLADIUM GROUP, INC
Employer identification number (EIN):043437712
NAIC Classification:541600

Additional information about PALLADIUM GROUP, INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2995490

More information about PALLADIUM GROUP, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PALLADIUM GROUP, INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01JULIE WARNER2018-07-19
0012017-01-01JULIE WARNER2018-06-12
0012016-01-01JULIE WARNER2017-05-15
0012015-01-01JULIE WARNER
0012014-01-01JULIE WARNER
0012013-01-01KATHY GAILES
0012012-01-01KATHY GAILES
0012011-01-01KATHY GAILES
0012009-01-01KATHY GAILES
0012009-01-01KATHY GAILES
0012009-01-01 KATHY GAILES2010-10-14

Plan Statistics for PALLADIUM GROUP, INC 401(K) PLAN

401k plan membership statisitcs for PALLADIUM GROUP, INC 401(K) PLAN

Measure Date Value
2015: PALLADIUM GROUP, INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01140
Total number of active participants reported on line 7a of the Form 55002015-01-019
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0181
Total of all active and inactive participants2015-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0190
Number of participants with account balances2015-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: PALLADIUM GROUP, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01153
Total number of active participants reported on line 7a of the Form 55002014-01-0148
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0192
Total of all active and inactive participants2014-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01140
Number of participants with account balances2014-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PALLADIUM GROUP, INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01179
Total number of active participants reported on line 7a of the Form 55002013-01-0149
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01104
Total of all active and inactive participants2013-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01153
Number of participants with account balances2013-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PALLADIUM GROUP, INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01190
Total number of active participants reported on line 7a of the Form 55002012-01-0154
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01124
Total of all active and inactive participants2012-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01179
Number of participants with account balances2012-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: PALLADIUM GROUP, INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01214
Total number of active participants reported on line 7a of the Form 55002011-01-0149
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01140
Total of all active and inactive participants2011-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01190
Number of participants with account balances2011-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: PALLADIUM GROUP, INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01337
Total number of active participants reported on line 7a of the Form 55002009-01-01127
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01143
Total of all active and inactive participants2009-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01271
Number of participants with account balances2009-01-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on PALLADIUM GROUP, INC 401(K) PLAN

Measure Date Value
2015 : PALLADIUM GROUP, INC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$188,613
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,377,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,346,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$108,032
Value of total assets at end of year2015-12-31$6,427,950
Value of total assets at beginning of year2015-12-31$9,617,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$31,366
Total interest from all sources2015-12-31$158
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$118,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$118,862
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$640,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$94,508
Participant contributions at end of year2015-12-31$112
Participant contributions at beginning of year2015-12-31$907
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$20,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,189,105
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,427,950
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,617,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$19,690
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,150,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,020,566
Interest on participant loans2015-12-31$12
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$277,054
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$574,677
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$574,677
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$146
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-38,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$13,524
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$97
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,346,352
Contract administrator fees2015-12-31$11,676
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2015-12-31050409384
2014 : PALLADIUM GROUP, INC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$981,598
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,004,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,974,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$448,105
Value of total assets at end of year2014-12-31$9,617,055
Value of total assets at beginning of year2014-12-31$10,640,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$30,829
Total interest from all sources2014-12-31$270
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$188,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$188,574
Administrative expenses professional fees incurred2014-12-31$5,625
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$366,148
Participant contributions at end of year2014-12-31$907
Participant contributions at beginning of year2014-12-31$6,480
Participant contributions at end of year2014-12-31$20,808
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$66,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,023,342
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,617,055
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,640,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$19,082
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,020,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,902,022
Interest on participant loans2014-12-31$224
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$291,296
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$574,677
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$440,599
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$440,599
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$46
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$344,039
Net investment gain or loss from common/collective trusts2014-12-31$610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$15,950
Employer contributions (assets) at end of year2014-12-31$97
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,974,111
Contract administrator fees2014-12-31$6,122
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2014-12-31050409384
2013 : PALLADIUM GROUP, INC 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,659,625
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,556,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,544,873
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$420,570
Value of total assets at end of year2013-12-31$10,640,397
Value of total assets at beginning of year2013-12-31$9,537,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,743
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$612
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$431,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$431,534
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$408,582
Participant contributions at end of year2013-12-31$6,480
Participant contributions at beginning of year2013-12-31$6,153
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$11,743
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$1,103,009
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,640,397
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,537,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,902,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,895,315
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$566
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$291,296
Value of interest in common/collective trusts at beginning of year2013-12-31$190,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$440,599
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$444,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$444,955
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$46
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,805,348
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$1,561
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$11,988
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,544,873
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KAHN, LITWIN, RENZA & CO.
Accountancy firm EIN2013-12-31050409384
2012 : PALLADIUM GROUP, INC 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,568,515
Total of all expenses incurred2012-12-31$1,582,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,582,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$364,737
Value of total assets at end of year2012-12-31$9,537,388
Value of total assets at beginning of year2012-12-31$9,551,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$125
Total interest from all sources2012-12-31$813
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$129,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$129,178
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$327,271
Participant contributions at end of year2012-12-31$6,153
Participant contributions at beginning of year2012-12-31$12,624
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$27,061
Administrative expenses (other) incurred2012-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-14,024
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,537,388
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,551,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,895,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,627,602
Interest on participant loans2012-12-31$763
Value of interest in common/collective trusts at end of year2012-12-31$190,965
Value of interest in common/collective trusts at beginning of year2012-12-31$373,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$444,955
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$537,331
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$537,331
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$50
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,075,315
Net investment gain or loss from common/collective trusts2012-12-31$-1,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$10,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,582,414
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARCUM
Accountancy firm EIN2012-12-31111986323
2011 : PALLADIUM GROUP, INC 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$238,743
Total of all expenses incurred2011-12-31$2,019,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,998,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$469,740
Value of total assets at end of year2011-12-31$9,551,412
Value of total assets at beginning of year2011-12-31$11,331,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$20,275
Total interest from all sources2011-12-31$3,208
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$222,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$222,091
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$410,648
Participant contributions at end of year2011-12-31$12,624
Participant contributions at beginning of year2011-12-31$54,912
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$40,190
Administrative expenses (other) incurred2011-12-31$20,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,780,513
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,551,412
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,331,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,627,602
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,267,482
Interest on participant loans2011-12-31$3,153
Value of interest in common/collective trusts at end of year2011-12-31$373,855
Value of interest in common/collective trusts at beginning of year2011-12-31$412,687
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$537,331
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$596,844
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$596,844
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$55
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-464,699
Net investment gain or loss from common/collective trusts2011-12-31$8,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$18,902
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,998,981
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARCUM LLP
Accountancy firm EIN2011-12-31111986323
2010 : PALLADIUM GROUP, INC 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,527,616
Total of all expenses incurred2010-12-31$3,528,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,528,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,010,928
Value of total assets at end of year2010-12-31$11,331,925
Value of total assets at beginning of year2010-12-31$12,332,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$412
Total interest from all sources2010-12-31$11,178
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$172,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$172,891
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$927,081
Participant contributions at end of year2010-12-31$54,912
Participant contributions at beginning of year2010-12-31$143,071
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$66,708
Administrative expenses (other) incurred2010-12-31$412
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-1,000,934
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,331,925
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,332,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,267,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,907,834
Interest on participant loans2010-12-31$8,969
Value of interest in common/collective trusts at end of year2010-12-31$412,687
Value of interest in common/collective trusts at beginning of year2010-12-31$553,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$596,844
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$728,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$728,058
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,317,079
Net investment gain or loss from common/collective trusts2010-12-31$15,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$17,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,528,138
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARCUM LLP
Accountancy firm EIN2010-12-31111986323
2009 : PALLADIUM GROUP, INC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PALLADIUM GROUP, INC 401(K) PLAN

2015: PALLADIUM GROUP, INC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PALLADIUM GROUP, INC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PALLADIUM GROUP, INC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PALLADIUM GROUP, INC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PALLADIUM GROUP, INC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PALLADIUM GROUP, INC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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