PALLADIUM GROUP, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PALLADIUM GROUP, INC 401(K) PLAN
Measure | Date | Value |
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2015 : PALLADIUM GROUP, INC 401(K) PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $188,613 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,377,718 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,346,352 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $108,032 |
Value of total assets at end of year | 2015-12-31 | $6,427,950 |
Value of total assets at beginning of year | 2015-12-31 | $9,617,055 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $31,366 |
Total interest from all sources | 2015-12-31 | $158 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $118,862 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $118,862 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $640,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $94,508 |
Participant contributions at end of year | 2015-12-31 | $112 |
Participant contributions at beginning of year | 2015-12-31 | $907 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $20,808 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-3,189,105 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $6,427,950 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,617,055 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $19,690 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $6,150,784 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $9,020,566 |
Interest on participant loans | 2015-12-31 | $12 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $277,054 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $574,677 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $574,677 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $146 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-38,439 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $13,524 |
Employer contributions (assets) at end of year | 2015-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $97 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,346,352 |
Contract administrator fees | 2015-12-31 | $11,676 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | KAHN, LITWIN, RENZA & CO., LTD. |
Accountancy firm EIN | 2015-12-31 | 050409384 |
2014 : PALLADIUM GROUP, INC 401(K) PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $981,598 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,004,940 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,974,111 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $448,105 |
Value of total assets at end of year | 2014-12-31 | $9,617,055 |
Value of total assets at beginning of year | 2014-12-31 | $10,640,397 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $30,829 |
Total interest from all sources | 2014-12-31 | $270 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $188,574 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $188,574 |
Administrative expenses professional fees incurred | 2014-12-31 | $5,625 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $366,148 |
Participant contributions at end of year | 2014-12-31 | $907 |
Participant contributions at beginning of year | 2014-12-31 | $6,480 |
Participant contributions at end of year | 2014-12-31 | $20,808 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $66,007 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-1,023,342 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $9,617,055 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $10,640,397 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $19,082 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $9,020,566 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,902,022 |
Interest on participant loans | 2014-12-31 | $224 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $291,296 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $574,677 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $440,599 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $440,599 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $46 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $344,039 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $610 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $15,950 |
Employer contributions (assets) at end of year | 2014-12-31 | $97 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,974,111 |
Contract administrator fees | 2014-12-31 | $6,122 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | KAHN, LITWIN, RENZA & CO., LTD. |
Accountancy firm EIN | 2014-12-31 | 050409384 |
2013 : PALLADIUM GROUP, INC 401(K) PLAN 2013 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets to this plan | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Expenses. Interest paid | 2013-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,659,625 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,556,616 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,544,873 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $0 |
Value of total corrective distributions | 2013-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $420,570 |
Value of total assets at end of year | 2013-12-31 | $10,640,397 |
Value of total assets at beginning of year | 2013-12-31 | $9,537,388 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $11,743 |
Total income from rents | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $612 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $431,534 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $431,534 |
Assets. Real estate other than employer real property at end of year | 2013-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2013-12-31 | $0 |
Administrative expenses professional fees incurred | 2013-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $0 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $408,582 |
Participant contributions at end of year | 2013-12-31 | $6,480 |
Participant contributions at beginning of year | 2013-12-31 | $6,153 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2013-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
Other income not declared elsewhere | 2013-12-31 | $0 |
Administrative expenses (other) incurred | 2013-12-31 | $11,743 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $0 |
Total non interest bearing cash at end of year | 2013-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Income. Non cash contributions | 2013-12-31 | $0 |
Value of net income/loss | 2013-12-31 | $1,103,009 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $10,640,397 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $9,537,388 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2013-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $0 |
Investment advisory and management fees | 2013-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,902,022 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $8,895,315 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $0 |
Interest on participant loans | 2013-12-31 | $566 |
Income. Interest from loans (other than to participants) | 2013-12-31 | $0 |
Interest earned on other investments | 2013-12-31 | $0 |
Income. Interest from US Government securities | 2013-12-31 | $0 |
Income. Interest from corporate debt instruments | 2013-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2013-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $291,296 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $190,965 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $440,599 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $444,955 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $444,955 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $46 |
Assets. Value of investments in 103.12 investment entities at end of year | 2013-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $0 |
Asset value of US Government securities at end of year | 2013-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2013-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,805,348 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,561 |
Net gain/loss from 103.12 investment entities | 2013-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $0 |
Assets. Value of employer real property at end of year | 2013-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2013-12-31 | $0 |
Contributions received in cash from employer | 2013-12-31 | $11,988 |
Employer contributions (assets) at end of year | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
Income. Dividends from preferred stock | 2013-12-31 | $0 |
Income. Dividends from common stock | 2013-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,544,873 |
Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $0 |
Contract administrator fees | 2013-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2013-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2013-12-31 | $0 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2013-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2013-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | KAHN, LITWIN, RENZA & CO. |
Accountancy firm EIN | 2013-12-31 | 050409384 |
2012 : PALLADIUM GROUP, INC 401(K) PLAN 2012 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,568,515 |
Total of all expenses incurred | 2012-12-31 | $1,582,539 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,582,414 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $364,737 |
Value of total assets at end of year | 2012-12-31 | $9,537,388 |
Value of total assets at beginning of year | 2012-12-31 | $9,551,412 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $125 |
Total interest from all sources | 2012-12-31 | $813 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $129,178 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $129,178 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $327,271 |
Participant contributions at end of year | 2012-12-31 | $6,153 |
Participant contributions at beginning of year | 2012-12-31 | $12,624 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $27,061 |
Administrative expenses (other) incurred | 2012-12-31 | $125 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-14,024 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $9,537,388 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $9,551,412 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $8,895,315 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $8,627,602 |
Interest on participant loans | 2012-12-31 | $763 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $190,965 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $373,855 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $444,955 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $537,331 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $537,331 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $50 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,075,315 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $-1,528 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $10,405 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,582,414 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MARCUM |
Accountancy firm EIN | 2012-12-31 | 111986323 |
2011 : PALLADIUM GROUP, INC 401(K) PLAN 2011 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $238,743 |
Total of all expenses incurred | 2011-12-31 | $2,019,256 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,998,981 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $469,740 |
Value of total assets at end of year | 2011-12-31 | $9,551,412 |
Value of total assets at beginning of year | 2011-12-31 | $11,331,925 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $20,275 |
Total interest from all sources | 2011-12-31 | $3,208 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $222,091 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $222,091 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $410,648 |
Participant contributions at end of year | 2011-12-31 | $12,624 |
Participant contributions at beginning of year | 2011-12-31 | $54,912 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $40,190 |
Administrative expenses (other) incurred | 2011-12-31 | $20,275 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-1,780,513 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $9,551,412 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $11,331,925 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $8,627,602 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $10,267,482 |
Interest on participant loans | 2011-12-31 | $3,153 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $373,855 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $412,687 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $537,331 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $596,844 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $596,844 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $55 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-464,699 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $8,403 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $18,902 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,998,981 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MARCUM LLP |
Accountancy firm EIN | 2011-12-31 | 111986323 |
2010 : PALLADIUM GROUP, INC 401(K) PLAN 2010 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,527,616 |
Total of all expenses incurred | 2010-12-31 | $3,528,550 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $3,528,138 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,010,928 |
Value of total assets at end of year | 2010-12-31 | $11,331,925 |
Value of total assets at beginning of year | 2010-12-31 | $12,332,859 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $412 |
Total interest from all sources | 2010-12-31 | $11,178 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $172,891 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $172,891 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $927,081 |
Participant contributions at end of year | 2010-12-31 | $54,912 |
Participant contributions at beginning of year | 2010-12-31 | $143,071 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $66,708 |
Administrative expenses (other) incurred | 2010-12-31 | $412 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $-1,000,934 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $11,331,925 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $12,332,859 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $10,267,482 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $10,907,834 |
Interest on participant loans | 2010-12-31 | $8,969 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $412,687 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $553,896 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $596,844 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $728,058 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $728,058 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $2,209 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,317,079 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $15,540 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $17,139 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $3,528,138 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MARCUM LLP |
Accountancy firm EIN | 2010-12-31 | 111986323 |
2009 : PALLADIUM GROUP, INC 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |