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WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameWILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN
Plan identification number 001

WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAM J. ZUCKER, M.D. has sponsored the creation of one or more 401k plans.

Company Name:WILLIAM J. ZUCKER, M.D.
Employer identification number (EIN):043564371
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01PAUL J. BRENNAN
0012014-01-01PAUL J. BRENNAN
0012013-01-01PAUL J. BRENNAN
0012012-01-01PAUL J. BRENNAN
0012011-01-01PAUL J. BRENNAN
0012009-01-01PAUL J. BRENNAN PAUL J. BRENNAN2010-09-22

Plan Statistics for WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013
Total number of active participants reported on line 7a of the Form 55002017-01-011
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012
Total of all active and inactive participants2017-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-013
Number of participants with account balances2017-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013
Total number of active participants reported on line 7a of the Form 55002016-01-012
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011
Total of all active and inactive participants2016-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-013
Number of participants with account balances2016-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-012
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013
Number of participants with account balances2015-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013
Total number of active participants reported on line 7a of the Form 55002014-01-012
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-014
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013
Number of participants with account balances2013-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013
Number of participants with account balances2012-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-013
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014
Number of participants with account balances2011-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-013
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014
Number of participants with account balances2009-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN

Measure Date Value
2018 : WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-09-30$0
Total plan liabilities at beginning of year2018-09-30$0
Total income from all sources2018-09-30$21,222
Expenses. Total of all expenses incurred2018-09-30$961,086
Benefits paid (including direct rollovers)2018-09-30$961,086
Total plan assets at end of year2018-09-30$0
Total plan assets at beginning of year2018-09-30$939,864
Value of fidelity bond covering the plan2018-09-30$35,000
Other income received2018-09-30$21,222
Net income (gross income less expenses)2018-09-30$-939,864
Net plan assets at end of year (total assets less liabilities)2018-09-30$0
Net plan assets at beginning of year (total assets less liabilities)2018-09-30$939,864
2017 : WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$132,141
Expenses. Total of all expenses incurred2017-12-31$0
Total plan assets at end of year2017-12-31$939,864
Total plan assets at beginning of year2017-12-31$807,723
Value of fidelity bond covering the plan2017-12-31$35,000
Total contributions received or receivable from participants2017-12-31$24,000
Other income received2017-12-31$90,281
Net income (gross income less expenses)2017-12-31$132,141
Net plan assets at end of year (total assets less liabilities)2017-12-31$939,864
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$807,723
Total contributions received or receivable from employer(s)2017-12-31$17,860
2016 : WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$68,070
Expenses. Total of all expenses incurred2016-12-31$0
Total plan assets at end of year2016-12-31$807,723
Total plan assets at beginning of year2016-12-31$739,653
Value of fidelity bond covering the plan2016-12-31$35,000
Total contributions received or receivable from participants2016-12-31$24,000
Other income received2016-12-31$41,338
Net income (gross income less expenses)2016-12-31$68,070
Net plan assets at end of year (total assets less liabilities)2016-12-31$807,723
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$739,653
Total contributions received or receivable from employer(s)2016-12-31$2,732
2015 : WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$1,576
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$739,653
Total plan assets at beginning of year2015-12-31$738,077
Value of fidelity bond covering the plan2015-12-31$35,000
Total contributions received or receivable from participants2015-12-31$24,000
Other income received2015-12-31$-25,022
Net income (gross income less expenses)2015-12-31$1,576
Net plan assets at end of year (total assets less liabilities)2015-12-31$739,653
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$738,077
Total contributions received or receivable from employer(s)2015-12-31$2,598
2014 : WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$101,860
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$738,077
Total plan assets at beginning of year2014-12-31$636,217
Value of fidelity bond covering the plan2014-12-31$35,000
Total contributions received or receivable from participants2014-12-31$23,000
Other income received2014-12-31$75,026
Net income (gross income less expenses)2014-12-31$101,860
Net plan assets at end of year (total assets less liabilities)2014-12-31$738,077
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$636,217
Total contributions received or receivable from employer(s)2014-12-31$3,834
2013 : WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$162,584
Expenses. Total of all expenses incurred2013-12-31$16,128
Benefits paid (including direct rollovers)2013-12-31$16,128
Total plan assets at end of year2013-12-31$636,217
Total plan assets at beginning of year2013-12-31$489,761
Value of fidelity bond covering the plan2013-12-31$35,000
Total contributions received or receivable from participants2013-12-31$23,000
Other income received2013-12-31$132,942
Net income (gross income less expenses)2013-12-31$146,456
Net plan assets at end of year (total assets less liabilities)2013-12-31$636,217
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$489,761
Total contributions received or receivable from employer(s)2013-12-31$6,642
2012 : WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$99,537
Expenses. Total of all expenses incurred2012-12-31$0
Total plan assets at end of year2012-12-31$489,761
Total plan assets at beginning of year2012-12-31$390,224
Value of fidelity bond covering the plan2012-12-31$35,000
Total contributions received or receivable from participants2012-12-31$22,500
Other income received2012-12-31$36,146
Net income (gross income less expenses)2012-12-31$99,537
Net plan assets at end of year (total assets less liabilities)2012-12-31$489,761
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$390,224
Total contributions received or receivable from employer(s)2012-12-31$40,891
2011 : WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$50,837
Expenses. Total of all expenses incurred2011-12-31$0
Total plan assets at end of year2011-12-31$390,224
Total plan assets at beginning of year2011-12-31$339,387
Value of fidelity bond covering the plan2011-12-31$35,000
Total contributions received or receivable from participants2011-12-31$22,000
Other income received2011-12-31$-9,069
Net income (gross income less expenses)2011-12-31$50,837
Net plan assets at end of year (total assets less liabilities)2011-12-31$390,224
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$339,387
Total contributions received or receivable from employer(s)2011-12-31$37,906
2010 : WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$101,502
Expenses. Total of all expenses incurred2010-12-31$0
Total plan assets at end of year2010-12-31$339,387
Total plan assets at beginning of year2010-12-31$237,885
Value of fidelity bond covering the plan2010-12-31$25,000
Other income received2010-12-31$65,569
Net income (gross income less expenses)2010-12-31$101,502
Net plan assets at end of year (total assets less liabilities)2010-12-31$339,387
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$237,885
Total contributions received or receivable from employer(s)2010-12-31$35,933

Form 5500 Responses for WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN

2018: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WILLIAM J. ZUCKER, M.D. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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