401k Plan data: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN plan

HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAGERTY INSURANCE AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name: HAGERTY INSURANCE AGENCY, INC.

Employer identification number (EIN): 043690264

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about HAGERTY INSURANCE AGENCY, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division

Incorporation Date: 2002-06-03

Company Identification Number: 74149

Legal Registered Office Address: 400 CORNERSTONE DR #240

WILLISTON
United States of America (USA)
05495

More information about HAGERTY INSURANCE AGENCY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 CETERA RETIREMENT PLAN SPECIALISTS 2023-05-23
001 2021-01-01
001 2020-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01 MARGARET HAGERTY MARGARET HAGERTY 2017-09-20
001 2016-01-01
001 2015-01-01 MARGARET HAGERTY MARGARET HAGERTY 2016-07-11
001 2014-01-01 MARGARET HAGERTY MARGARET HAGERTY 2015-08-20
001 2013-01-01 MARGARET HAGERTY MARGARET HAGERTY 2014-07-14
001 2012-01-01 MARGARET HAGERTY MARGARET HAGERTY 2013-07-18
001 2011-01-01 MARGARET HAGERTY MARGARET HAGERTY 2012-06-12
001 2009-01-01 MARGARET HAGERTY MARGARET HAGERTY 2010-07-19

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	CETERA RETIREMENT PLAN SPECIALISTS	2023-05-23
001	2021-01-01
001	2020-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01	MARGARET HAGERTY		MARGARET HAGERTY	2017-09-20
001	2016-01-01
001	2015-01-01	MARGARET HAGERTY		MARGARET HAGERTY	2016-07-11
001	2014-01-01	MARGARET HAGERTY		MARGARET HAGERTY	2015-08-20
001	2013-01-01	MARGARET HAGERTY		MARGARET HAGERTY	2014-07-14
001	2012-01-01	MARGARET HAGERTY		MARGARET HAGERTY	2013-07-18
001	2011-01-01	MARGARET HAGERTY		MARGARET HAGERTY	2012-06-12
001	2009-01-01	MARGARET HAGERTY		MARGARET HAGERTY	2010-07-19

Plan Statistics for HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 30
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 30
Number of participants with account balances 2016-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 3
Number of participants with account balances 2015-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 4
Number of participants with account balances 2014-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 3
Number of participants with account balances 2013-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 3
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 3
Number of participants with account balances 2011-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3
Total of all active and inactive participants 2009-01-01 3
Total participants 2009-01-01 3
Number of participants with account balances 2009-01-01 3

Measure	Date	Value
2016: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	30
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	30
Number of participants with account balances	2016-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	3
Number of participants with account balances	2015-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	4
Number of participants with account balances	2014-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	3
Number of participants with account balances	2013-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	3
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	3
Number of participants with account balances	2011-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3
Total of all active and inactive participants	2009-01-01	3
Total participants	2009-01-01	3
Number of participants with account balances	2009-01-01	3

Financial Data on HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2016 : HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$84,188
Total plan assets at end of year	2016-12-31	$473,782
Total plan assets at beginning of year	2016-12-31	$389,594
Value of fidelity bond covering the plan	2016-12-31	$50,000
Total contributions received or receivable from participants	2016-12-31	$19,250
Other income received	2016-12-31	$61,878
Net income (gross income less expenses)	2016-12-31	$84,188
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$473,782
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$389,594
Assets. Value of participant loans	2016-12-31	$1,527
Total contributions received or receivable from employer(s)	2016-12-31	$3,060
2015 : HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$7,759
Expenses. Total of all expenses incurred	2015-12-31	$7,336
Benefits paid (including direct rollovers)	2015-12-31	$7,336
Total plan assets at end of year	2015-12-31	$389,594
Total plan assets at beginning of year	2015-12-31	$389,171
Value of fidelity bond covering the plan	2015-12-31	$40,000
Total contributions received or receivable from participants	2015-12-31	$18,646
Other income received	2015-12-31	$-14,012
Net income (gross income less expenses)	2015-12-31	$423
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$389,594
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$389,171
Assets. Value of participant loans	2015-12-31	$2,225
Total contributions received or receivable from employer(s)	2015-12-31	$3,125
2014 : HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$60,362
Total plan assets at end of year	2014-12-31	$389,171
Total plan assets at beginning of year	2014-12-31	$328,809
Value of fidelity bond covering the plan	2014-12-31	$40,000
Total contributions received or receivable from participants	2014-12-31	$17,875
Other income received	2014-12-31	$39,512
Net income (gross income less expenses)	2014-12-31	$60,362
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$389,171
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$328,809
Assets. Value of participant loans	2014-12-31	$2,900
Total contributions received or receivable from employer(s)	2014-12-31	$2,975
2013 : HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$86,567
Total plan assets at end of year	2013-12-31	$328,809
Total plan assets at beginning of year	2013-12-31	$242,242
Value of fidelity bond covering the plan	2013-12-31	$35,000
Total contributions received or receivable from participants	2013-12-31	$17,600
Other income received	2013-12-31	$66,600
Net income (gross income less expenses)	2013-12-31	$86,567
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$328,809
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$242,242
Total contributions received or receivable from employer(s)	2013-12-31	$2,367
2012 : HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$39,079
Total plan assets at end of year	2012-12-31	$242,242
Total plan assets at beginning of year	2012-12-31	$203,163
Value of fidelity bond covering the plan	2012-12-31	$25,000
Total contributions received or receivable from participants	2012-12-31	$17,600
Other income received	2012-12-31	$19,279
Net income (gross income less expenses)	2012-12-31	$39,079
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$242,242
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$203,163
Total contributions received or receivable from employer(s)	2012-12-31	$2,200
2011 : HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$20,165
Total plan assets at end of year	2011-12-31	$203,163
Total plan assets at beginning of year	2011-12-31	$182,998
Value of fidelity bond covering the plan	2011-12-31	$21,000
Total contributions received or receivable from participants	2011-12-31	$17,100
Other income received	2011-12-31	$865
Net income (gross income less expenses)	2011-12-31	$20,165
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$203,163
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$182,998
Total contributions received or receivable from employer(s)	2011-12-31	$2,200
2010 : HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$36,268
Total plan assets at end of year	2010-12-31	$182,998
Total plan assets at beginning of year	2010-12-31	$146,730
Value of fidelity bond covering the plan	2010-12-31	$19,000
Total contributions received or receivable from participants	2010-12-31	$16,479
Other income received	2010-12-31	$17,681
Net income (gross income less expenses)	2010-12-31	$36,268
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$182,998
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$146,730
Total contributions received or receivable from employer(s)	2010-12-31	$2,108

Form 5500 Responses for HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN

2016: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HAGERTY INSURANCE AGENCY, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HAGERTY INSURANCE AGENCY, INC.
Employer identification number (EIN):	043690264
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	Vermont Secretary of State Corporations Division
Incorporation Date:	2002-06-03
Company Identification Number:	74149
Legal Registered Office Address:	400 CORNERSTONE DR #240 WILLISTON United States of America (USA) 05495