401k Plan data: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN plan

THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 401k Plan overview

Plan Name	THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN
Plan identification number	107

THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BROWN UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: BROWN UNIVERSITY

Employer identification number (EIN): 050258809

NAIC Classification: 611000

Additional information about BROWN UNIVERSITY

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1993-01-11

Company Identification Number: 0009407007

Legal Registered Office Address: 164 ANGELL ST # J

PROVIDENCE
United States of America (USA)
02912

More information about BROWN UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
107 2022-01-01
107 2021-01-01
107 2020-01-01
107 2019-01-01
107 2018-01-01
107 2017-01-01 DREW MURPHY DREW MURPHY 2018-09-26
107 2016-01-01 DREW MURPHY DREW MURPHY 2017-10-11
107 2015-01-01 DREW MURPHY DREW MURPHY 2016-10-13
107 2014-01-01 DREW MURPHY DREW MURPHY 2015-10-14
107 2013-01-01 DREW MURPHY DREW MURPHY 2014-10-07
107 2012-01-01 DREW MURPHY DREW MURPHY 2013-10-11
107 2011-01-01 DREW MURPHY DREW MURPHY 2012-10-15
107 2009-01-01 DREW MURPHY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
107	2022-01-01
107	2021-01-01
107	2020-01-01
107	2019-01-01
107	2018-01-01
107	2017-01-01	DREW MURPHY	DREW MURPHY	2018-09-26
107	2016-01-01	DREW MURPHY	DREW MURPHY	2017-10-11
107	2015-01-01	DREW MURPHY	DREW MURPHY	2016-10-13
107	2014-01-01	DREW MURPHY	DREW MURPHY	2015-10-14
107	2013-01-01	DREW MURPHY	DREW MURPHY	2014-10-07
107	2012-01-01	DREW MURPHY	DREW MURPHY	2013-10-11
107	2011-01-01	DREW MURPHY	DREW MURPHY	2012-10-15
107	2009-01-01	DREW MURPHY

Plan Statistics for THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN

401k plan membership statisitcs for THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN

Measure Date Value
2022: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 10,286
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 5,629
Number of retired or separated participants receiving benefits 2022-01-01 9
Number of other retired or separated participants entitled to future benefits 2022-01-01 5,570
Total of all active and inactive participants 2022-01-01 11,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 30
Total participants 2022-01-01 11,238
Number of participants with account balances 2022-01-01 10,790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 313
2021: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 10,171
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 4,906
Number of retired or separated participants receiving benefits 2021-01-01 9
Number of other retired or separated participants entitled to future benefits 2021-01-01 5,346
Total of all active and inactive participants 2021-01-01 10,261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 25
Total participants 2021-01-01 10,286
Number of participants with account balances 2021-01-01 9,874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 274
2020: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 9,971
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 5,234
Number of retired or separated participants receiving benefits 2020-01-01 4
Number of other retired or separated participants entitled to future benefits 2020-01-01 4,927
Total of all active and inactive participants 2020-01-01 10,165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 6
Total participants 2020-01-01 10,171
Number of participants with account balances 2020-01-01 9,451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 246
2019: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 8,299
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 5,680
Number of retired or separated participants receiving benefits 2019-01-01 6
Number of other retired or separated participants entitled to future benefits 2019-01-01 4,284
Total of all active and inactive participants 2019-01-01 9,970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 3
Total participants 2019-01-01 9,973
Number of participants with account balances 2019-01-01 8,932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 359
2018: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 9,103
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5,279
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 4,429
Total of all active and inactive participants 2018-01-01 9,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 6
Total participants 2018-01-01 9,714
Number of participants with account balances 2018-01-01 8,721
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 88
2017: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 8,617
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 5,434
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 3,664
Total of all active and inactive participants 2017-01-01 9,099
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 4
Total participants 2017-01-01 9,103
Number of participants with account balances 2017-01-01 8,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 362
2016: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 7,357
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5,397
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 3,220
Total of all active and inactive participants 2016-01-01 8,619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 3
Total participants 2016-01-01 8,622
Number of participants with account balances 2016-01-01 7,610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 181
2015: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 8,054
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 7,380
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 2,210
Total of all active and inactive participants 2015-01-01 9,590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 4
Total participants 2015-01-01 9,594
Number of participants with account balances 2015-01-01 7,171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 271
2014: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3,581
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7,662
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 386
Total of all active and inactive participants 2014-01-01 8,048
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 6
Total participants 2014-01-01 8,054
Number of participants with account balances 2014-01-01 3,616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 26
2013: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 7,617
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7,376
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 648
Total of all active and inactive participants 2013-01-01 8,024
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 4
Total participants 2013-01-01 8,028
Number of participants with account balances 2013-01-01 6,633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 50
2012: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,316
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6,974
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 640
Total of all active and inactive participants 2012-01-01 7,614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 3
Total participants 2012-01-01 7,617
Number of participants with account balances 2012-01-01 6,177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 80
2011: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3,037
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,999
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 315
Total of all active and inactive participants 2011-01-01 3,314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 3
Total participants 2011-01-01 3,317
Number of participants with account balances 2011-01-01 3,097
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 35
2009: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4,506
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4,421
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 588
Total of all active and inactive participants 2009-01-01 5,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 5,011
Number of participants with account balances 2009-01-01 4,668
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 62

Measure	Date	Value
2022: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	10,286
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	5,629
Number of retired or separated participants receiving benefits	2022-01-01	9
Number of other retired or separated participants entitled to future benefits	2022-01-01	5,570
Total of all active and inactive participants	2022-01-01	11,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	30
Total participants	2022-01-01	11,238
Number of participants with account balances	2022-01-01	10,790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	313
2021: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	10,171
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	4,906
Number of retired or separated participants receiving benefits	2021-01-01	9
Number of other retired or separated participants entitled to future benefits	2021-01-01	5,346
Total of all active and inactive participants	2021-01-01	10,261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	25
Total participants	2021-01-01	10,286
Number of participants with account balances	2021-01-01	9,874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	274
2020: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	9,971
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	5,234
Number of retired or separated participants receiving benefits	2020-01-01	4
Number of other retired or separated participants entitled to future benefits	2020-01-01	4,927
Total of all active and inactive participants	2020-01-01	10,165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	6
Total participants	2020-01-01	10,171
Number of participants with account balances	2020-01-01	9,451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	246
2019: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	8,299
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	5,680
Number of retired or separated participants receiving benefits	2019-01-01	6
Number of other retired or separated participants entitled to future benefits	2019-01-01	4,284
Total of all active and inactive participants	2019-01-01	9,970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	3
Total participants	2019-01-01	9,973
Number of participants with account balances	2019-01-01	8,932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	359
2018: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	9,103
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5,279
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	4,429
Total of all active and inactive participants	2018-01-01	9,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	6
Total participants	2018-01-01	9,714
Number of participants with account balances	2018-01-01	8,721
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	88
2017: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	8,617
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	5,434
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	3,664
Total of all active and inactive participants	2017-01-01	9,099
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	4
Total participants	2017-01-01	9,103
Number of participants with account balances	2017-01-01	8,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	362
2016: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	7,357
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5,397
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	3,220
Total of all active and inactive participants	2016-01-01	8,619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	8,622
Number of participants with account balances	2016-01-01	7,610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	181
2015: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	8,054
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	7,380
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	2,210
Total of all active and inactive participants	2015-01-01	9,590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	4
Total participants	2015-01-01	9,594
Number of participants with account balances	2015-01-01	7,171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	271
2014: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,581
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7,662
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	386
Total of all active and inactive participants	2014-01-01	8,048
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	6
Total participants	2014-01-01	8,054
Number of participants with account balances	2014-01-01	3,616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	26
2013: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7,617
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7,376
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	648
Total of all active and inactive participants	2013-01-01	8,024
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	4
Total participants	2013-01-01	8,028
Number of participants with account balances	2013-01-01	6,633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	50
2012: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,316
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6,974
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	640
Total of all active and inactive participants	2012-01-01	7,614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	3
Total participants	2012-01-01	7,617
Number of participants with account balances	2012-01-01	6,177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	80
2011: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,037
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,999
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	315
Total of all active and inactive participants	2011-01-01	3,314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	3
Total participants	2011-01-01	3,317
Number of participants with account balances	2011-01-01	3,097
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	35
2009: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4,506
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4,421
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	588
Total of all active and inactive participants	2009-01-01	5,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	5,011
Number of participants with account balances	2009-01-01	4,668
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	62

Financial Data on THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN

Measure	Date	Value
2022 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-50,101,279
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$18,961,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$18,909,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$61,017,125
Value of total assets at end of year	2022-12-31	$657,188,413
Value of total assets at beginning of year	2022-12-31	$726,250,704
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$51,627
Total interest from all sources	2022-12-31	$2,347,999
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$34,634,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$34,634,710
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$29,967,412
Participant contributions at end of year	2022-12-31	$488,318
Participant contributions at beginning of year	2022-12-31	$41,000
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$105,886
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$895,138
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$911,291
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$5,622,567
Other income not declared elsewhere	2022-12-31	$153,921
Administrative expenses (other) incurred	2022-12-31	$4,328
Total non interest bearing cash at end of year	2022-12-31	$69,921
Total non interest bearing cash at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-69,062,291
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$657,188,413
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$726,250,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$47,299
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$568,750,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$644,305,469
Value of interest in pooled separate accounts at end of year	2022-12-31	$17,995,227
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$16,081,503
Interest on participant loans	2022-12-31	$11,669
Interest earned on other investments	2022-12-31	$2,185,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$8,562,252
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$7,946,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$7,946,884
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$151,074
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$60,427,409
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$56,782,126
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$713,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-149,584,806
Net investment gain/loss from pooled separate accounts	2022-12-31	$1,329,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$25,427,146
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$76,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$18,195,518
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Disclaimer
Accountancy firm name	2022-12-31	KPMG LLP
Accountancy firm EIN	2022-12-31	135565207
2021 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$136,577,647
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$25,228,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$25,197,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$47,826,956
Value of total assets at end of year	2021-12-31	$726,250,704
Value of total assets at beginning of year	2021-12-31	$614,901,135
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$30,906
Total interest from all sources	2021-12-31	$1,778,164
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$46,811,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$46,811,349
Administrative expenses professional fees incurred	2021-12-31	$9,630
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$25,375,942
Participant contributions at end of year	2021-12-31	$41,000
Participant contributions at beginning of year	2021-12-31	$0
Participant contributions at end of year	2021-12-31	$105,886
Participant contributions at beginning of year	2021-12-31	$80,868
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$911,291
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$255,720
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$3,293,276
Other income not declared elsewhere	2021-12-31	$160,360
Administrative expenses (other) incurred	2021-12-31	$954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$111,349,569
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$726,250,704
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$614,901,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$20,322
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$644,305,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$541,005,745
Value of interest in pooled separate accounts at end of year	2021-12-31	$16,081,503
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$13,042,248
Interest earned on other investments	2021-12-31	$1,749,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$7,946,884
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$8,234,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$8,234,015
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$28,371
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$56,782,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$52,261,003
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$89,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$37,624,434
Net investment gain/loss from pooled separate accounts	2021-12-31	$2,376,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$19,157,738
Employer contributions (assets) at end of year	2021-12-31	$76,545
Employer contributions (assets) at beginning of year	2021-12-31	$21,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$25,107,504
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	KPMG LLP
Accountancy firm EIN	2021-12-31	135565207
2020 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$125,964,777
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$15,439,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$15,423,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$44,959,575
Value of total assets at end of year	2020-12-31	$614,901,135
Value of total assets at beginning of year	2020-12-31	$504,375,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$15,848
Total interest from all sources	2020-12-31	$1,770,813
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$21,760,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$21,760,122
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$23,355,662
Participant contributions at end of year	2020-12-31	$80,868
Participant contributions at beginning of year	2020-12-31	$63,471
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$255,720
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$210,921
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$4,927,710
Other income not declared elsewhere	2020-12-31	$114,649
Administrative expenses (other) incurred	2020-12-31	$2,153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$110,525,502
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$614,901,135
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$504,375,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$13,695
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$541,005,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$441,934,380
Value of interest in pooled separate accounts at end of year	2020-12-31	$13,042,248
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$12,971,161
Interest earned on other investments	2020-12-31	$1,750,201
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$8,234,015
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$5,232,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$5,232,607
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$20,612
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$52,261,003
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$43,901,923
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$92,979
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$57,460,077
Net investment gain/loss from pooled separate accounts	2020-12-31	$-100,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$16,676,203
Employer contributions (assets) at end of year	2020-12-31	$21,536
Employer contributions (assets) at beginning of year	2020-12-31	$61,170
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$15,330,448
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	KPMG LLP
Accountancy firm EIN	2020-12-31	135565207
2019 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$131,233,739
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$10,166,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$10,144,166
Value of total corrective distributions	2019-12-31	$8,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$47,555,376
Value of total assets at end of year	2019-12-31	$504,375,633
Value of total assets at beginning of year	2019-12-31	$383,308,252
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$13,976
Total interest from all sources	2019-12-31	$1,598,832
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$16,646,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$16,646,832
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$21,631,302
Participant contributions at end of year	2019-12-31	$63,471
Participant contributions at beginning of year	2019-12-31	$74,566
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$210,921
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$413,010
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$6,903,575
Other income not declared elsewhere	2019-12-31	$134,777
Administrative expenses (other) incurred	2019-12-31	$3,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$121,067,381
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$504,375,633
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$383,308,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$10,269
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$441,934,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$325,684,270
Value of interest in pooled separate accounts at end of year	2019-12-31	$12,971,161
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$11,485,671
Interest earned on other investments	2019-12-31	$1,484,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$5,232,607
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$5,914,954
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$5,914,954
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$114,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$43,901,923
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$39,678,949
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$494,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$64,643,139
Net investment gain/loss from pooled separate accounts	2019-12-31	$654,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$19,020,499
Employer contributions (assets) at end of year	2019-12-31	$61,170
Employer contributions (assets) at beginning of year	2019-12-31	$56,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$9,649,562
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	KPMG LLP
Accountancy firm EIN	2019-12-31	135565207
2018 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$21,403,310
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$11,962,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$11,953,138
Value of total corrective distributions	2018-12-31	$1,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$45,373,713
Value of total assets at end of year	2018-12-31	$383,308,252
Value of total assets at beginning of year	2018-12-31	$373,867,620
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$7,636
Total interest from all sources	2018-12-31	$1,419,644
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$16,794,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$16,794,382
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$19,866,516
Participant contributions at end of year	2018-12-31	$74,566
Participant contributions at beginning of year	2018-12-31	$86,499
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$413,010
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$473,467
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$8,182,779
Other income not declared elsewhere	2018-12-31	$-496
Administrative expenses (other) incurred	2018-12-31	$139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$9,440,632
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$383,308,252
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$373,867,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$7,497
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$325,684,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$322,767,135
Value of interest in pooled separate accounts at end of year	2018-12-31	$11,485,671
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$10,689,489
Interest earned on other investments	2018-12-31	$1,340,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$5,914,954
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$4,715,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$4,715,359
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$79,436
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$39,678,949
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$35,084,711
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$208,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-42,706,227
Net investment gain/loss from pooled separate accounts	2018-12-31	$522,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$17,324,418
Employer contributions (assets) at end of year	2018-12-31	$56,832
Employer contributions (assets) at beginning of year	2018-12-31	$50,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$11,744,203
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	KPMG LLP
Accountancy firm EIN	2018-12-31	135565207
2017 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$90,448,462
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$8,317,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$8,292,723
Value of total corrective distributions	2017-12-31	$4,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$37,239,656
Value of total assets at end of year	2017-12-31	$373,867,620
Value of total assets at beginning of year	2017-12-31	$291,736,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$20,317
Total interest from all sources	2017-12-31	$1,186,606
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$11,774,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$11,774,713
Administrative expenses professional fees incurred	2017-12-31	$9,782
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$17,287,087
Participant contributions at end of year	2017-12-31	$86,499
Participant contributions at beginning of year	2017-12-31	$125,681
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$473,467
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$313,453
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$6,463,118
Other income not declared elsewhere	2017-12-31	$58,825
Administrative expenses (other) incurred	2017-12-31	$4,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$82,130,808
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$373,867,620
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$291,736,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$5,757
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$322,767,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$245,638,597
Value of interest in pooled separate accounts at end of year	2017-12-31	$10,689,489
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$9,819,724
Interest earned on other investments	2017-12-31	$1,157,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$4,715,359
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$5,070,005
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$5,070,005
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$29,263
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$35,084,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$30,658,722
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$202,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$39,753,477
Net investment gain/loss from pooled separate accounts	2017-12-31	$435,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$13,489,451
Employer contributions (assets) at end of year	2017-12-31	$50,960
Employer contributions (assets) at beginning of year	2017-12-31	$110,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$8,089,997
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	KPMG LLP
Accountancy firm EIN	2017-12-31	135565207
2016 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$53,537,143
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$6,211,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$6,184,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$34,857,190
Value of total assets at end of year	2016-12-31	$291,736,812
Value of total assets at beginning of year	2016-12-31	$244,411,158
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$26,720
Total interest from all sources	2016-12-31	$1,090,102
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$6,883,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$6,883,811
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$15,564,024
Participant contributions at end of year	2016-12-31	$125,681
Participant contributions at beginning of year	2016-12-31	$28,379
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$313,453
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$248,591
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$5,384,210
Other income not declared elsewhere	2016-12-31	$26,432
Administrative expenses (other) incurred	2016-12-31	$2,536
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$4,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$47,325,654
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$291,736,812
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$244,411,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$24,184
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$245,638,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$204,505,482
Value of interest in pooled separate accounts at end of year	2016-12-31	$9,819,724
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$8,494,378
Interest earned on other investments	2016-12-31	$1,082,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$5,070,005
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$4,754,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$4,754,215
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$7,539
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$30,658,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$26,354,601
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$132,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$10,215,649
Net investment gain/loss from pooled separate accounts	2016-12-31	$463,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$13,908,956
Employer contributions (assets) at end of year	2016-12-31	$110,630
Employer contributions (assets) at beginning of year	2016-12-31	$20,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$6,052,388
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	KPMG LLP
Accountancy firm EIN	2016-12-31	135565207
2015 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$31,325,231
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$8,224,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$8,212,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$29,458,000
Value of total assets at end of year	2015-12-31	$244,411,158
Value of total assets at beginning of year	2015-12-31	$221,310,118
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$11,789
Total interest from all sources	2015-12-31	$895,688
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$7,752,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$7,752,348
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$13,798,544
Participant contributions at end of year	2015-12-31	$28,379
Participant contributions at beginning of year	2015-12-31	$71,576
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$248,591
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$4,237,369
Other income not declared elsewhere	2015-12-31	$41,319
Administrative expenses (other) incurred	2015-12-31	$1,105
Total non interest bearing cash at end of year	2015-12-31	$4,780
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$23,101,040
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$244,411,158
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$221,310,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$10,684
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$204,505,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$187,250,834
Value of interest in pooled separate accounts at end of year	2015-12-31	$8,494,378
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$7,575,514
Interest earned on other investments	2015-12-31	$893,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$4,754,215
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$2,905,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$2,905,362
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1,780
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$26,354,601
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$23,441,755
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$232,845
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-7,442,475
Net investment gain/loss from pooled separate accounts	2015-12-31	$620,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$11,422,087
Employer contributions (assets) at end of year	2015-12-31	$20,732
Employer contributions (assets) at beginning of year	2015-12-31	$65,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$7,979,557
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	KPMG LLP
Accountancy firm EIN	2015-12-31	135565207
2014 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$39,492,798
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,542,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,528,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$27,278,209
Value of total assets at end of year	2014-12-31	$221,310,118
Value of total assets at beginning of year	2014-12-31	$186,360,224
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$14,217
Total interest from all sources	2014-12-31	$817,025
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$8,751,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$8,751,718
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$12,029,444
Participant contributions at end of year	2014-12-31	$71,576
Participant contributions at beginning of year	2014-12-31	$53,093
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$2,837,135
Other income not declared elsewhere	2014-12-31	$36,545
Administrative expenses (other) incurred	2014-12-31	$13,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$34,949,894
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$221,310,118
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$186,360,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$1,002
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$187,250,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$156,106,315
Value of interest in pooled separate accounts at end of year	2014-12-31	$7,575,514
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$6,389,338
Interest earned on other investments	2014-12-31	$817,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$2,905,362
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$3,041,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$3,041,257
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$-781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$23,441,755
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$20,715,356
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$110,102
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,801,344
Net investment gain/loss from pooled separate accounts	2014-12-31	$807,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$12,411,630
Employer contributions (assets) at end of year	2014-12-31	$65,077
Employer contributions (assets) at beginning of year	2014-12-31	$54,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,418,585
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KPMG LLP
Accountancy firm EIN	2014-12-31	135565207
2013 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$52,982,481
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,874,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,871,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$25,848,864
Value of total assets at end of year	2013-12-31	$186,360,224
Value of total assets at beginning of year	2013-12-31	$136,252,297
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,221
Total interest from all sources	2013-12-31	$671,973
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,930,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,930,323
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$10,552,612
Participant contributions at end of year	2013-12-31	$53,093
Participant contributions at beginning of year	2013-12-31	$663,410
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$4,081,448
Other income not declared elsewhere	2013-12-31	$61,662
Administrative expenses (other) incurred	2013-12-31	$2,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$50,107,927
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$186,360,224
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$136,252,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$375
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$156,106,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$114,021,440
Value of interest in pooled separate accounts at end of year	2013-12-31	$6,389,338
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$5,008,927
Interest earned on other investments	2013-12-31	$671,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$3,041,257
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$20,715,356
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$15,795,141
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$81,283
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$21,949,654
Net investment gain/loss from pooled separate accounts	2013-12-31	$520,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$11,214,804
Employer contributions (assets) at end of year	2013-12-31	$54,865
Employer contributions (assets) at beginning of year	2013-12-31	$763,379
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,790,050
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KPMG LLP
Accountancy firm EIN	2013-12-31	135565207
2012 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$37,263,792
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,547,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,540,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$23,693,549
Value of total assets at end of year	2012-12-31	$136,252,297
Value of total assets at beginning of year	2012-12-31	$101,536,040
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$7,131
Total interest from all sources	2012-12-31	$545,562
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,184,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,184,677
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$8,727,666
Participant contributions at end of year	2012-12-31	$663,410
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$4,407,997
Other income not declared elsewhere	2012-12-31	$47,043
Administrative expenses (other) incurred	2012-12-31	$7,038
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$34,716,257
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$136,252,297
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$101,536,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$93
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$114,021,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$85,144,472
Value of interest in pooled separate accounts at end of year	2012-12-31	$5,008,927
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,747,863
Interest earned on other investments	2012-12-31	$545,562
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$15,795,141
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$12,643,705
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$22,166
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$10,384,505
Net investment gain/loss from pooled separate accounts	2012-12-31	$408,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$10,557,886
Employer contributions (assets) at end of year	2012-12-31	$763,379
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,518,238
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KPMG LLP
Accountancy firm EIN	2012-12-31	135565207
2011 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$16,416,957
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,651,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,648,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$17,919,205
Value of total assets at end of year	2011-12-31	$101,536,040
Value of total assets at beginning of year	2011-12-31	$87,770,409
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,354
Total interest from all sources	2011-12-31	$464,612
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,410,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,410,867
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$7,479,448
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$14,922
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,124,466
Administrative expenses (other) incurred	2011-12-31	$2,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$13,765,631
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$101,536,040
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$87,770,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$85,144,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$74,272,344
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,747,863
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,998,563
Interest earned on other investments	2011-12-31	$464,612
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$12,643,705
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$10,484,580
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$19,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,787,985
Net investment gain/loss from pooled separate accounts	2011-12-31	$410,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$9,315,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,629,516
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KPMG
Accountancy firm EIN	2011-12-31	135565207
2010 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$24,305,288
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,989,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,987,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$15,093,703
Value of total assets at end of year	2010-12-31	$87,770,409
Value of total assets at beginning of year	2010-12-31	$65,454,846
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,884
Total interest from all sources	2010-12-31	$370,331
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$775,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$775,704
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$6,194,270
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$14,922
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$16,482
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$452,553
Administrative expenses (other) incurred	2010-12-31	$1,884
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$22,315,563
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$87,770,409
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$65,454,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$74,272,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$54,433,484
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,998,563
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,236,809
Interest earned on other investments	2010-12-31	$370,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$10,484,580
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$8,768,071
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$8,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$7,726,429
Net investment gain/loss from pooled separate accounts	2010-12-31	$339,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$8,446,880
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,979,566
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KPMG
Accountancy firm EIN	2010-12-31	135565207
2009 : THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN

2022: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE BROWN UNIVERSITY DEFERRED VESTING RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	1985
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	1962
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	1984
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	1972
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	1957
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	1965
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	1965
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	2025
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	2064
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	3314
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	3097
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104212

Policy instance

Insurance contract or identification number	104212
Number of Individuals Covered	2838
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	BROWN UNIVERSITY
Employer identification number (EIN):	050258809
NAIC Classification:	611000

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1993-01-11
Company Identification Number:	0009407007
Legal Registered Office Address:	164 ANGELL ST # J PROVIDENCE United States of America (USA) 02912