401k Plan data: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN plan

ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 401k Plan overview

Plan Name	ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN
Plan identification number	002

ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ROGER WILLIAMS UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: ROGER WILLIAMS UNIVERSITY

Employer identification number (EIN): 050277222

NAIC Classification: 611000

Additional information about ROGER WILLIAMS UNIVERSITY

Jurisdiction of Incorporation: Secretary of State Rhode Island

Incorporation Date:

Company Identification Number: 000030256

More information about ROGER WILLIAMS UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01
002 2018-01-01
002 2017-01-01 MARC LEONETTI
002 2016-01-01 MARC LEONETTI MARC LEONETTI 2017-10-10
002 2015-01-01 MARC LEONETTI MARC LEONETTI 2016-10-13
002 2014-01-01 RACHEL A NUZZO RACHEL A NUZZO 2015-10-09
002 2013-01-01 CHRISTOPHER M NERONHA CHRISTOPHER M NERONHA 2014-10-10
002 2012-01-01 CHRISTOPHER M NERONHA CHRISTOPHER M NERONHA 2013-10-11
002 2011-01-01 CHRISTOPHER M NERONHA CHRISTOPHER M NERONHA 2012-10-10
002 2010-01-01 CHRISTOPHER M NERONHA CHRISTOPHER M NERONHA 2011-10-12
002 2009-01-01 CHRISTOPHER M NERONHA CHRISTOPHER M NERONHA 2010-10-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2019-01-01
002	2018-01-01
002	2017-01-01	MARC LEONETTI
002	2016-01-01	MARC LEONETTI	MARC LEONETTI	2017-10-10
002	2015-01-01	MARC LEONETTI	MARC LEONETTI	2016-10-13
002	2014-01-01	RACHEL A NUZZO	RACHEL A NUZZO	2015-10-09
002	2013-01-01	CHRISTOPHER M NERONHA	CHRISTOPHER M NERONHA	2014-10-10
002	2012-01-01	CHRISTOPHER M NERONHA	CHRISTOPHER M NERONHA	2013-10-11
002	2011-01-01	CHRISTOPHER M NERONHA	CHRISTOPHER M NERONHA	2012-10-10
002	2010-01-01	CHRISTOPHER M NERONHA	CHRISTOPHER M NERONHA	2011-10-12
002	2009-01-01	CHRISTOPHER M NERONHA	CHRISTOPHER M NERONHA	2010-10-07

Plan Statistics for ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN

401k plan membership statisitcs for ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN

Measure Date Value
2019: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 2,612
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,890
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 713
Total of all active and inactive participants 2019-01-01 2,603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 2,603
Number of participants with account balances 2019-01-01 1,673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 2,926
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 2,391
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 698
Total of all active and inactive participants 2018-01-01 3,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 3,089
Number of participants with account balances 2018-01-01 1,740
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 2,817
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2,362
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 730
Total of all active and inactive participants 2017-01-01 3,092
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 3,092
Number of participants with account balances 2017-01-01 2,259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2,769
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2,249
Number of other retired or separated participants entitled to future benefits 2016-01-01 663
Total of all active and inactive participants 2016-01-01 2,912
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 2,912
Number of participants with account balances 2016-01-01 1,660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,257
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,616
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 719
Total of all active and inactive participants 2015-01-01 2,335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2,335
Number of participants with account balances 2015-01-01 1,539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,049
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,554
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 606
Total of all active and inactive participants 2014-01-01 2,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2,160
Number of participants with account balances 2014-01-01 1,547
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,007
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,474
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 659
Total of all active and inactive participants 2013-01-01 2,133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2,133
Number of participants with account balances 2013-01-01 1,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,918
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,393
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 629
Total of all active and inactive participants 2012-01-01 2,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2,022
Number of participants with account balances 2012-01-01 1,416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,432
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,304
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 582
Total of all active and inactive participants 2011-01-01 1,886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,886
Number of participants with account balances 2011-01-01 1,302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,832
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,285
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 594
Total of all active and inactive participants 2010-01-01 1,879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 1,879
Number of participants with account balances 2010-01-01 1,288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,769
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,291
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 388
Total of all active and inactive participants 2009-01-01 1,679
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,679
Number of participants with account balances 2009-01-01 1,086
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	2,612
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,890
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	713
Total of all active and inactive participants	2019-01-01	2,603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	2,603
Number of participants with account balances	2019-01-01	1,673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	2,926
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	2,391
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	698
Total of all active and inactive participants	2018-01-01	3,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	3,089
Number of participants with account balances	2018-01-01	1,740
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	2,817
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2,362
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	730
Total of all active and inactive participants	2017-01-01	3,092
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	3,092
Number of participants with account balances	2017-01-01	2,259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2,769
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,249
Number of other retired or separated participants entitled to future benefits	2016-01-01	663
Total of all active and inactive participants	2016-01-01	2,912
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	2,912
Number of participants with account balances	2016-01-01	1,660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,257
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,616
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	719
Total of all active and inactive participants	2015-01-01	2,335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2,335
Number of participants with account balances	2015-01-01	1,539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,049
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,554
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	606
Total of all active and inactive participants	2014-01-01	2,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2,160
Number of participants with account balances	2014-01-01	1,547
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,007
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,474
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	659
Total of all active and inactive participants	2013-01-01	2,133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2,133
Number of participants with account balances	2013-01-01	1,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,918
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,393
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	629
Total of all active and inactive participants	2012-01-01	2,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2,022
Number of participants with account balances	2012-01-01	1,416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,432
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,304
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	582
Total of all active and inactive participants	2011-01-01	1,886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,886
Number of participants with account balances	2011-01-01	1,302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,832
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,285
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	594
Total of all active and inactive participants	2010-01-01	1,879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	1,879
Number of participants with account balances	2010-01-01	1,288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,769
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,291
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	388
Total of all active and inactive participants	2009-01-01	1,679
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,679
Number of participants with account balances	2009-01-01	1,086
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN

Measure	Date	Value
2019 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$54,880,636
Total of all expenses incurred	2019-12-31	$17,390,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$17,337,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$10,932,713
Value of total assets at end of year	2019-12-31	$282,580,456
Value of total assets at beginning of year	2019-12-31	$245,090,212
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$52,747
Total interest from all sources	2019-12-31	$2,392,950
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,606,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,606,478
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$5,373,164
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$753,552
Other income not declared elsewhere	2019-12-31	$215,568
Administrative expenses (other) incurred	2019-12-31	$-3,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$37,490,244
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$282,580,456
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$245,090,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$208,285,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$171,462,291
Value of interest in pooled separate accounts at end of year	2019-12-31	$7,989,768
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$7,220,238
Interest on participant loans	2019-12-31	$67,920
Interest earned on other investments	2019-12-31	$2,325,030
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$66,304,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$66,407,683
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$1,341,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$37,320,063
Net investment gain/loss from pooled separate accounts	2019-12-31	$412,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$4,805,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$15,996,358
Contract administrator fees	2019-12-31	$56,163
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2019-12-31	431947695
2018 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$1,213,840
Total of all expenses incurred	2018-12-31	$14,838,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$14,756,138
Expenses. Certain deemed distributions of participant loans	2018-12-31	$14,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$12,298,121
Value of total assets at end of year	2018-12-31	$245,090,212
Value of total assets at beginning of year	2018-12-31	$258,715,180
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$67,954
Total interest from all sources	2018-12-31	$2,347,800
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$4,048,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$4,048,482
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$5,388,580
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,104,114
Other income not declared elsewhere	2018-12-31	$114,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-13,624,968
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$245,090,212
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$258,715,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$171,462,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$79,350,219
Value of interest in pooled separate accounts at end of year	2018-12-31	$7,220,238
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$7,450,280
Interest on participant loans	2018-12-31	$35,090
Interest earned on other investments	2018-12-31	$2,312,710
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$66,407,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$171,914,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-17,924,548
Net investment gain/loss from pooled separate accounts	2018-12-31	$329,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$4,805,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$14,756,138
Contract administrator fees	2018-12-31	$67,954
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2018-12-31	431947695
2017 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$45,115,563
Total of all expenses incurred	2017-12-31	$10,082,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$10,107,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$12,766,695
Value of total assets at end of year	2017-12-31	$258,715,180
Value of total assets at beginning of year	2017-12-31	$223,682,562
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$-24,925
Total interest from all sources	2017-12-31	$2,232,014
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$2,957,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$2,957,614
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$5,159,982
Participant contributions at end of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$2,904,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$35,032,618
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$258,715,180
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$223,682,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$79,350,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$57,039,093
Value of interest in pooled separate accounts at end of year	2017-12-31	$7,450,280
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$6,689,896
Interest earned on other investments	2017-12-31	$2,232,014
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$171,914,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$159,953,573
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$741,905
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$27,159,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$4,701,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$9,365,965
Contract administrator fees	2017-12-31	$-24,925
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2017-12-31	431947695
2016 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$25,627,485
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$8,952,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$8,873,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$10,886,233
Value of total assets at end of year	2016-12-31	$223,682,562
Value of total assets at beginning of year	2016-12-31	$207,007,293
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$79,150
Total interest from all sources	2016-12-31	$2,297,536
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,891,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,891,461
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,861,840
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,501,398
Other income not declared elsewhere	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$16,675,269
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$223,682,562
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$207,007,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$57,039,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$44,620,225
Value of interest in pooled separate accounts at end of year	2016-12-31	$6,689,896
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$5,837,481
Interest earned on other investments	2016-12-31	$2,297,536
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$159,953,573
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$156,549,587
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$918,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$10,261,760
Net investment gain/loss from pooled separate accounts	2016-12-31	$290,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$4,522,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,954,808
Contract administrator fees	2016-12-31	$79,150
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2016-12-31	431947695
2015 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$11,651,815
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$9,296,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$9,237,646
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$10,378,484
Value of total assets at end of year	2015-12-31	$207,007,293
Value of total assets at beginning of year	2015-12-31	$204,651,713
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$58,589
Total interest from all sources	2015-12-31	$4,077,921
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$4,972,659
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$734,354
Other income not declared elsewhere	2015-12-31	$-1,611,070
Administrative expenses (other) incurred	2015-12-31	$2,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,355,580
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$207,007,293
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$204,651,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$44,620,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$20,358,987
Value of interest in pooled separate accounts at end of year	2015-12-31	$5,837,481
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,868,805
Interest on participant loans	2015-12-31	$0
Interest earned on other investments	2015-12-31	$4,077,921
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$156,549,587
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$179,423,921
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$468,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,598,956
Net investment gain/loss from pooled separate accounts	2015-12-31	$405,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$4,671,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$8,769,241
Contract administrator fees	2015-12-31	$56,036
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2015-12-31	431947695
2014 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$21,356,390
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$8,823,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$8,782,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$10,533,812
Value of total assets at end of year	2014-12-31	$204,651,713
Value of total assets at beginning of year	2014-12-31	$192,118,841
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$40,771
Total interest from all sources	2014-12-31	$3,408,739
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,840,195
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,104,285
Other income not declared elsewhere	2014-12-31	$7,255,717
Administrative expenses (other) incurred	2014-12-31	$30,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$12,532,872
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$204,651,713
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$192,118,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$20,358,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$16,903,689
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,868,805
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,216,467
Interest earned on other investments	2014-12-31	$3,408,739
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$179,423,921
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$170,998,685
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$1,340,009
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-363,967
Net investment gain/loss from pooled separate accounts	2014-12-31	$522,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$4,589,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$7,442,738
Contract administrator fees	2014-12-31	$10,394
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2014-12-31	431947695
2013 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$36,344,026
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$6,792,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,728,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$10,596,728
Value of total assets at end of year	2013-12-31	$192,118,841
Value of total assets at beginning of year	2013-12-31	$162,567,457
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$64,514
Total interest from all sources	2013-12-31	$3,063,223
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,631,185
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$174,622
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,423,624
Other income not declared elsewhere	2013-12-31	$20,308,583
Administrative expenses (other) incurred	2013-12-31	$53,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$29,551,384
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$192,118,841
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$162,567,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$16,903,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$11,744,840
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,216,467
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,588,767
Interest earned on other investments	2013-12-31	$3,063,223
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$170,998,685
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$146,885,682
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$231,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,018,782
Net investment gain/loss from pooled separate accounts	2013-12-31	$356,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$4,541,919
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$173,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,496,499
Contract administrator fees	2013-12-31	$10,904
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2013-12-31	431947695
2012 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$26,150,437
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$6,265,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,211,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$11,034,116
Value of total assets at end of year	2012-12-31	$162,567,457
Value of total assets at beginning of year	2012-12-31	$142,682,097
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$53,926
Total interest from all sources	2012-12-31	$2,387,540
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,513,625
Participant contributions at end of year	2012-12-31	$174,622
Participant contributions at beginning of year	2012-12-31	$164,254
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,979,498
Other income not declared elsewhere	2012-12-31	$11,314,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$19,885,360
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$162,567,457
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$142,682,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$11,744,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,947,967
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,588,767
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,156,270
Interest earned on other investments	2012-12-31	$2,387,540
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$146,885,682
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$131,249,250
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$506,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,092,683
Net investment gain/loss from pooled separate accounts	2012-12-31	$321,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$4,540,993
Employer contributions (assets) at end of year	2012-12-31	$173,546
Employer contributions (assets) at beginning of year	2012-12-31	$164,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,704,684
Contract administrator fees	2012-12-31	$53,926
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2012-12-31	431947695
2011 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$15,861,346
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$8,082,278
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,625,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,585,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$7,934,036
Value of total assets at end of year	2011-12-31	$142,682,097
Value of total assets at beginning of year	2011-12-31	$123,364,429
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$40,115
Total interest from all sources	2011-12-31	$2,109,603
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,681,541
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Participant contributions at end of year	2011-12-31	$164,254
Participant contributions at beginning of year	2011-12-31	$135,495
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$498,489
Other income not declared elsewhere	2011-12-31	$-1,673,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$3,456,322
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$142,682,097
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$123,364,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,947,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,811,851
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,156,270
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,107,592
Interest earned on other investments	2011-12-31	$2,109,603
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$131,249,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$115,172,168
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$69,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-594,234
Net investment gain/loss from pooled separate accounts	2011-12-31	$306,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,754,006
Employer contributions (assets) at end of year	2011-12-31	$164,356
Employer contributions (assets) at beginning of year	2011-12-31	$137,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,516,281
Contract administrator fees	2011-12-31	$40,115
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2011-12-31	431947695
2010 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$333,555
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$18,942,881
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$5,476,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,435,009
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$7,885,745
Value of total assets at end of year	2010-12-31	$123,364,429
Value of total assets at beginning of year	2010-12-31	$110,231,959
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$41,847
Total interest from all sources	2010-12-31	$1,154,569
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,597,367
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$1,021,376
Participant contributions at end of year	2010-12-31	$135,495
Participant contributions at beginning of year	2010-12-31	$136,865
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$519,879
Other income not declared elsewhere	2010-12-31	$9,027,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$13,466,025
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$123,364,429
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$110,231,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,811,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$65,571,741
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,107,592
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,647,013
Interest on participant loans	2010-12-31	$0
Interest earned on other investments	2010-12-31	$1,154,569
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$115,172,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$41,705,479
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$642,359
Net investment gain/loss from pooled separate accounts	2010-12-31	$233,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,768,499
Employer contributions (assets) at end of year	2010-12-31	$137,323
Employer contributions (assets) at beginning of year	2010-12-31	$149,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,435,009
Contract administrator fees	2010-12-31	$41,847
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MAYER, HOFFMAN, MCCANN, PC
Accountancy firm EIN	2010-12-31	431947695
2009 : ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN

2019: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2017: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2016: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2015: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: ROGER WILLIAMS UNIVERSITY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	402
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

103105

Policy instance

Insurance contract or identification number	103105
Number of Individuals Covered	723
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	381
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $360
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $111
Insurance broker organization code?	3

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	402
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $2,946
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,429
Insurance broker organization code?	3

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	404
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

103105

Policy instance

Insurance contract or identification number	103105
Number of Individuals Covered	742
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

103105

Policy instance

Insurance contract or identification number	103105
Number of Individuals Covered	738
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	422
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $4,707
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,995
Insurance broker organization code?	3
Insurance broker name	TRUDO, ROBERT

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	399
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	503
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $10,551
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,467
Insurance broker organization code?	3
Insurance broker name	HOLLAS WESLIE R

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	388
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

103105

Policy instance

Insurance contract or identification number	103105
Number of Individuals Covered	727
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	613
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $26,994
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $24,095
Insurance broker organization code?	3
Insurance broker name	FULTON CHRIS

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

103105

Policy instance

Insurance contract or identification number	103105
Number of Individuals Covered	732
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

103105

Policy instance

Insurance contract or identification number	103105
Number of Individuals Covered	732
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	631
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $27,913
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $24,758
Insurance broker organization code?	3
Insurance broker name	ECKBRETH JAMES R

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	628
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $39,021
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,370
Insurance broker organization code?	3
Insurance broker name	BRAGINSKY MARK L

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $11
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11
Insurance broker organization code?	3
Insurance broker name	BEUTTEL MICHAEL H

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

105

Policy instance

Insurance contract or identification number	105
Number of Individuals Covered	954
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	2
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	628
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $66,278
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

105

Policy instance

Insurance contract or identification number	105
Number of Individuals Covered	931
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46391

Policy instance

Insurance contract or identification number	46391
Number of Individuals Covered	542
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $40,663
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $36,024
Insurance broker organization code?	3
Insurance broker name	MAC CORMACK JODY L

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

105

Policy instance

Insurance contract or identification number	105
Number of Individuals Covered	826
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ROGER WILLIAMS UNIVERSITY
Employer identification number (EIN):	050277222
NAIC Classification:	611000

Jurisdiction of Incorporation:	Secretary of State Rhode Island
Incorporation Date:
Company Identification Number:	000030256