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RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 401k Plan overview

Plan NameRHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN
Plan identification number 002

RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

RHODE ISLAND EYE INSTITUTE, LLC has sponsored the creation of one or more 401k plans.

Company Name:RHODE ISLAND EYE INSTITUTE, LLC
Employer identification number (EIN):050494124
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01WAYNE ARRUDA2023-02-13
0022021-01-01WAYNE ARRUDA2022-09-20
0022020-01-01WAYNE ARRUDA2021-09-15
0022019-01-01WAYNE ARRUDA2020-09-10
0022018-01-01WAYNE ARRUDA2019-09-12
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01TERESA TENNEY
0022013-01-01TERESA TENNEY

Plan Statistics for RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN

401k plan membership statisitcs for RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN

Measure Date Value
2022: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01138
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01117
Total number of active participants reported on line 7a of the Form 55002021-01-0197
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0141
Total of all active and inactive participants2021-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01138
Number of participants with account balances2021-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01145
Total number of active participants reported on line 7a of the Form 55002020-01-0188
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0127
Total of all active and inactive participants2020-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01115
Number of participants with account balances2020-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01130
Total number of active participants reported on line 7a of the Form 55002019-01-0187
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0145
Total of all active and inactive participants2019-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01132
Number of participants with account balances2019-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01136
Total number of active participants reported on line 7a of the Form 55002018-01-0186
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0142
Total of all active and inactive participants2018-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01128
Number of participants with account balances2018-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01130
Total number of active participants reported on line 7a of the Form 55002017-01-0189
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0145
Total of all active and inactive participants2017-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01134
Number of participants with account balances2017-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01139
Total number of active participants reported on line 7a of the Form 55002016-01-0182
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0148
Total of all active and inactive participants2016-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01130
Number of participants with account balances2016-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01125
Total number of active participants reported on line 7a of the Form 55002015-01-0191
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0147
Total of all active and inactive participants2015-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01138
Number of participants with account balances2015-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01129
Total number of active participants reported on line 7a of the Form 55002014-01-0187
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01125
Number of participants with account balances2014-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01126
Total number of active participants reported on line 7a of the Form 55002013-01-0192
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0136
Total of all active and inactive participants2013-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01128
Number of participants with account balances2013-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013

Financial Data on RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN

Measure Date Value
2022 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$0
Total income from all sources (including contributions)2022-10-31$-2,262,479
Total loss/gain on sale of assets2022-10-31$0
Total of all expenses incurred2022-10-31$18,056,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-31$18,009,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-31$197,582
Value of total assets at end of year2022-10-31$0
Value of total assets at beginning of year2022-10-31$20,319,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-10-31$47,218
Total interest from all sources2022-10-31$6,870
Total dividends received (eg from common stock, registered investment company shares)2022-10-31$25,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-10-31$0
Was this plan covered by a fidelity bond2022-10-31Yes
Value of fidelity bond cover2022-10-31$500,000
If this is an individual account plan, was there a blackout period2022-10-31No
Were there any nonexempt tranactions with any party-in-interest2022-10-31No
Contributions received from participants2022-10-31$48,682
Participant contributions at end of year2022-10-31$0
Participant contributions at beginning of year2022-10-31$35,895
Assets. Other investments not covered elsewhere at end of year2022-10-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-10-31$2,279,182
Other income not declared elsewhere2022-10-31$-220,462
Administrative expenses (other) incurred2022-10-31$47,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Value of net income/loss2022-10-31$-20,319,133
Value of net assets at end of year (total assets less liabilities)2022-10-31$0
Value of net assets at beginning of year (total assets less liabilities)2022-10-31$20,319,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-31No
Were any leases to which the plan was party in default or uncollectible2022-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-10-31$15,823,423
Interest on participant loans2022-10-31$772
Interest earned on other investments2022-10-31$6,098
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-10-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-10-31$2,180,633
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-10-31$2,180,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-10-31$-2,271,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-31No
Was there a failure to transmit to the plan any participant contributions2022-10-31No
Has the plan failed to provide any benefit when due under the plan2022-10-31No
Contributions received in cash from employer2022-10-31$148,900
Income. Dividends from common stock2022-10-31$25,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-31$18,009,436
Did the plan have assets held for investment2022-10-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-31Yes
Opinion of an independent qualified public accountant for this plan2022-10-31Unqualified
Accountancy firm name2022-10-31SANSIVERI, KIMBALL & CO., LLP
Accountancy firm EIN2022-10-31050255779
2021 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,823,776
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$476,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$446,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$877,635
Value of total assets at end of year2021-12-31$20,319,133
Value of total assets at beginning of year2021-12-31$17,971,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$29,534
Total interest from all sources2021-12-31$1,548
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,655,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,655,711
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$322,170
Participant contributions at end of year2021-12-31$35,895
Participant contributions at beginning of year2021-12-31$23,075
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,279,182
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,896,244
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$6,538
Other income not declared elsewhere2021-12-31$316,622
Administrative expenses (other) incurred2021-12-31$29,534
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$64,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,347,330
Value of net assets at end of year (total assets less liabilities)2021-12-31$20,319,133
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$17,971,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$15,823,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,828,981
Interest on participant loans2021-12-31$1,211
Interest earned on other investments2021-12-31$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,180,633
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,158,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,158,643
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$336
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-27,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$548,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$446,912
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SANSIVERI, KIMBALL & CO., LLP
Accountancy firm EIN2021-12-31050255779
2020 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,573,411
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,360,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,327,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$916,031
Value of total assets at end of year2020-12-31$17,971,803
Value of total assets at beginning of year2020-12-31$18,759,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$33,503
Total interest from all sources2020-12-31$4,187
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$556,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$556,166
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$304,485
Participant contributions at end of year2020-12-31$23,075
Participant contributions at beginning of year2020-12-31$38,368
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,896,244
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,737,782
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$66,140
Other income not declared elsewhere2020-12-31$63,084
Administrative expenses (other) incurred2020-12-31$33,503
Total non interest bearing cash at end of year2020-12-31$64,860
Total non interest bearing cash at beginning of year2020-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-787,347
Value of net assets at end of year (total assets less liabilities)2020-12-31$17,971,803
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,759,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,828,981
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$14,610,589
Interest on participant loans2020-12-31$1,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,158,643
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$372,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$372,361
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,033,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$545,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,327,255
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PICCERELLI, GILSTEIN & CO., LLP
Accountancy firm EIN2020-12-31050353162
2019 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,214,945
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$611,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$565,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$971,651
Value of total assets at end of year2019-12-31$18,759,150
Value of total assets at beginning of year2019-12-31$15,156,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$46,368
Total interest from all sources2019-12-31$2,435
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$458,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$458,425
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$274,656
Participant contributions at end of year2019-12-31$38,368
Participant contributions at beginning of year2019-12-31$53,242
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,737,782
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,019,404
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$30,007
Other income not declared elsewhere2019-12-31$684,163
Administrative expenses (other) incurred2019-12-31$46,368
Total non interest bearing cash at end of year2019-12-31$50
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,603,014
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,759,150
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,156,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,610,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,696,885
Interest on participant loans2019-12-31$2,435
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$372,361
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$386,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$386,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,098,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$666,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$565,563
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PICCERELLI, GILSTEIN & CO., LLP
Accountancy firm EIN2019-12-31050353162
2018 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$23,832
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,416,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,357,001
Expenses. Certain deemed distributions of participant loans2018-12-31$17,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$921,006
Value of total assets at end of year2018-12-31$15,156,136
Value of total assets at beginning of year2018-12-31$16,548,913
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$41,805
Total interest from all sources2018-12-31$9,691
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$653,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$653,311
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$269,618
Participant contributions at end of year2018-12-31$53,242
Participant contributions at beginning of year2018-12-31$80,093
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,019,404
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$3,148,848
Other income not declared elsewhere2018-12-31$-294,403
Administrative expenses (other) incurred2018-12-31$41,805
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$35,807
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,392,777
Value of net assets at end of year (total assets less liabilities)2018-12-31$15,156,136
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,548,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,696,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,714,084
Interest on participant loans2018-12-31$2,528
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$386,605
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$570,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$570,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$7,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,265,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$651,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,357,001
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PICCERELLI, GILSTEIN & CO., LLP
Accountancy firm EIN2018-12-31050353162
2017 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,060,806
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$219,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$180,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$925,990
Value of total assets at end of year2017-12-31$16,548,913
Value of total assets at beginning of year2017-12-31$13,707,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$39,556
Total interest from all sources2017-12-31$3,237
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$501,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$501,383
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$215,310
Participant contributions at end of year2017-12-31$80,093
Participant contributions at beginning of year2017-12-31$89,310
Assets. Other investments not covered elsewhere at end of year2017-12-31$3,148,848
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,717,790
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,855
Other income not declared elsewhere2017-12-31$256,529
Administrative expenses (other) incurred2017-12-31$39,556
Total non interest bearing cash at end of year2017-12-31$35,807
Total non interest bearing cash at beginning of year2017-12-31$156,684
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,841,250
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,548,913
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,707,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,714,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,355,723
Interest on participant loans2017-12-31$3,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$570,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$388,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$388,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,373,667
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$708,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$180,000
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PICCERELLI, GILSTEIN & CO., LLP
Accountancy firm EIN2017-12-31050353162
2016 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,979
Total income from all sources (including contributions)2016-12-31$2,054,347
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,830,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,783,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$975,723
Value of total assets at end of year2016-12-31$13,707,663
Value of total assets at beginning of year2016-12-31$13,491,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$47,393
Total interest from all sources2016-12-31$4,908
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$405,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$405,199
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$225,762
Participant contributions at end of year2016-12-31$89,310
Participant contributions at beginning of year2016-12-31$97,685
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,717,790
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$3,590,340
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$7,979
Total non interest bearing cash at end of year2016-12-31$156,684
Total non interest bearing cash at beginning of year2016-12-31$2,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$223,872
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,707,663
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,483,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$19,205
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,355,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,599,472
Interest on participant loans2016-12-31$4,624
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$388,156
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$201,356
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$201,356
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$284
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$668,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$749,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,783,082
Contract administrator fees2016-12-31$28,188
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PICCERELLI, GILSTEIN & CO., LLP
Accountancy firm EIN2016-12-31050353162
2015 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,979
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,833
Total income from all sources (including contributions)2015-12-31$1,030,092
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$761,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$715,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,219,721
Value of total assets at end of year2015-12-31$13,491,770
Value of total assets at beginning of year2015-12-31$13,222,881
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$46,153
Total interest from all sources2015-12-31$3,343
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$400,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$400,289
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$243,755
Participant contributions at end of year2015-12-31$97,685
Participant contributions at beginning of year2015-12-31$50,046
Assets. Other investments not covered elsewhere at end of year2015-12-31$3,590,340
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,474,203
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$328,443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$7,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$7,833
Other income not declared elsewhere2015-12-31$-83,505
Total non interest bearing cash at end of year2015-12-31$2,917
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$268,743
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,483,791
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,215,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$33,802
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,599,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,586,350
Interest on participant loans2015-12-31$2,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$201,356
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$112,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$112,282
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-509,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$647,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$715,196
Contract administrator fees2015-12-31$12,351
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PICCERELLI, GILSTEIN & CO., LLP
Accountancy firm EIN2015-12-31050353162
2014 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,833
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,096
Total income from all sources (including contributions)2014-12-31$1,574,894
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$635,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$587,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$732,436
Value of total assets at end of year2014-12-31$13,222,881
Value of total assets at beginning of year2014-12-31$12,278,366
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$47,815
Total interest from all sources2014-12-31$2,612
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$321,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$321,856
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$226,548
Participant contributions at end of year2014-12-31$50,046
Participant contributions at beginning of year2014-12-31$49,583
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,474,203
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,322,210
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$7,833
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$3,096
Other income not declared elsewhere2014-12-31$269,574
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$36,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$939,778
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,215,048
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,275,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$33,862
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,586,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,869,977
Interest on participant loans2014-12-31$2,612
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$112,282
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$248,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$505,888
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$587,301
Contract administrator fees2014-12-31$13,953
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PICCERELLI, GILSTEIN & CO., LLP
Accountancy firm EIN2014-12-31050353162
2013 : RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,096
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,384,704
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$356,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$309,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,829,421
Value of total assets at end of year2013-12-31$12,278,366
Value of total assets at beginning of year2013-12-31$8,246,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$46,910
Total interest from all sources2013-12-31$1,421
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$209,034
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$209,034
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$179,470
Participant contributions at end of year2013-12-31$49,583
Participant contributions at beginning of year2013-12-31$32,450
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,322,210
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$2,906,105
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,741,671
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$3,096
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$481,722
Total non interest bearing cash at end of year2013-12-31$36,596
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,028,645
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,275,270
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,246,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$35,353
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,869,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,308,070
Interest on participant loans2013-12-31$1,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$863,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$908,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$309,149
Contract administrator fees2013-12-31$11,557
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PICCERELLI, GILSTEIN & CO., LLP
Accountancy firm EIN2013-12-31050353162

Form 5500 Responses for RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN

2022: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RHODE ISLAND EYE INSTITUTE 401(K)PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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