LOCAL 37 IRONWORKERS has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2016 : LOCAL NO 37 RETIREMENT PLAN 2016 401k financial data |
|---|
| Total transfer of assets from this plan | 2016-12-31 | $23,143,962 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $14,924 |
| Total income from all sources (including contributions) | 2016-12-31 | $326,940 |
| Total of all expenses incurred | 2016-12-31 | $260,510 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $199,113 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $437,721 |
| Value of total assets at end of year | 2016-12-31 | $0 |
| Value of total assets at beginning of year | 2016-12-31 | $23,092,456 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $61,397 |
| Total interest from all sources | 2016-12-31 | $18,545 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $67,840 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $67,840 |
| Administrative expenses professional fees incurred | 2016-12-31 | $27,364 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2016-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2016-12-31 | $687,222 |
| Amount contributed by the employer to the plan for this plan year | 2016-12-31 | $687,222 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Participant contributions at end of year | 2016-12-31 | $0 |
| Participant contributions at beginning of year | 2016-12-31 | $687,400 |
| Participant contributions at end of year | 2016-12-31 | $0 |
| Participant contributions at beginning of year | 2016-12-31 | $72,208 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,087 |
| Other income not declared elsewhere | 2016-12-31 | $12,850 |
| Administrative expenses (other) incurred | 2016-12-31 | $32,708 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $14,924 |
| Total non interest bearing cash at end of year | 2016-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $4,407 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $66,430 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $23,077,532 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $20,232,721 |
| Interest on participant loans | 2016-12-31 | $10,517 |
| Interest earned on other investments | 2016-12-31 | $8,028 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $1,832,757 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $-210,016 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $436,634 |
| Employer contributions (assets) at end of year | 2016-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $250,588 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $199,113 |
| Contract administrator fees | 2016-12-31 | $1,325 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2016-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2016-12-31 | $12,375 |
| Did the plan have assets held for investment | 2016-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | MANZI & ASSOCIATES LLC |
| Accountancy firm EIN | 2016-12-31 | 043508036 |
| 2015 : LOCAL NO 37 RETIREMENT PLAN 2015 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $14,924 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $24,370 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,668,558 |
| Total of all expenses incurred | 2015-12-31 | $1,427,290 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,339,020 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $9,701 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,935,586 |
| Value of total assets at end of year | 2015-12-31 | $23,092,456 |
| Value of total assets at beginning of year | 2015-12-31 | $22,860,634 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $78,569 |
| Total interest from all sources | 2015-12-31 | $59,769 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $400,747 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $400,747 |
| Administrative expenses professional fees incurred | 2015-12-31 | $16,500 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2015-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2015-12-31 | $1,947,273 |
| Amount contributed by the employer to the plan for this plan year | 2015-12-31 | $1,947,273 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Participant contributions at end of year | 2015-12-31 | $687,400 |
| Participant contributions at beginning of year | 2015-12-31 | $647,969 |
| Participant contributions at end of year | 2015-12-31 | $72,208 |
| Participant contributions at beginning of year | 2015-12-31 | $90,713 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $196 |
| Other income not declared elsewhere | 2015-12-31 | $19,826 |
| Administrative expenses (other) incurred | 2015-12-31 | $58,144 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $14,924 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $24,370 |
| Total non interest bearing cash at end of year | 2015-12-31 | $4,407 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $241,268 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $23,077,532 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $22,836,264 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $20,232,721 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $20,024,896 |
| Interest on participant loans | 2015-12-31 | $29,296 |
| Interest earned on other investments | 2015-12-31 | $30,473 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,050 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,050 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $1,832,757 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $1,819,308 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-747,370 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,935,390 |
| Employer contributions (assets) at end of year | 2015-12-31 | $250,588 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $270,698 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,339,020 |
| Contract administrator fees | 2015-12-31 | $3,925 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2015-12-31 | $12,375 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2015-12-31 | $6,000 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | MANZI & ASSOCIATES LLC |
| Accountancy firm EIN | 2015-12-31 | 043508036 |
| 2014 : LOCAL NO 37 RETIREMENT PLAN 2014 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $24,370 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,806,232 |
| Total of all expenses incurred | 2014-12-31 | $1,812,810 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,551,076 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $179,508 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,577,289 |
| Value of total assets at end of year | 2014-12-31 | $22,860,634 |
| Value of total assets at beginning of year | 2014-12-31 | $21,842,842 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $82,226 |
| Total interest from all sources | 2014-12-31 | $67,624 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $471,125 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $471,125 |
| Administrative expenses professional fees incurred | 2014-12-31 | $14,313 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2014-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2014-12-31 | $1,298,102 |
| Amount contributed by the employer to the plan for this plan year | 2014-12-31 | $1,298,102 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Participant contributions at end of year | 2014-12-31 | $647,969 |
| Participant contributions at beginning of year | 2014-12-31 | $755,186 |
| Participant contributions at end of year | 2014-12-31 | $90,713 |
| Participant contributions at beginning of year | 2014-12-31 | $48,662 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $8,489 |
| Other income not declared elsewhere | 2014-12-31 | $25,866 |
| Administrative expenses (other) incurred | 2014-12-31 | $62,213 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $24,370 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $993,422 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $22,836,264 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $21,842,842 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $20,024,896 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $19,149,910 |
| Interest on participant loans | 2014-12-31 | $23,745 |
| Interest earned on other investments | 2014-12-31 | $43,879 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,050 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $14,958 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $14,958 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $1,819,308 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,725,479 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $664,328 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,568,800 |
| Employer contributions (assets) at end of year | 2014-12-31 | $270,698 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $148,647 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,551,076 |
| Contract administrator fees | 2014-12-31 | $5,700 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2014-12-31 | $6,000 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | MANZI & ASSOCIATES LLC |
| Accountancy firm EIN | 2014-12-31 | 043508036 |
| 2013 : LOCAL NO 37 RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $2,743 |
| Total transfer of assets from this plan | 2013-12-31 | $5,143 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $4,448,023 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $2,245,470 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,159,752 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,198,750 |
| Value of total assets at end of year | 2013-12-31 | $21,842,842 |
| Value of total assets at beginning of year | 2013-12-31 | $19,642,689 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $85,718 |
| Total interest from all sources | 2013-12-31 | $56,971 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $449,658 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $449,658 |
| Administrative expenses professional fees incurred | 2013-12-31 | $15,000 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2013-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2013-12-31 | $1,003,447 |
| Amount contributed by the employer to the plan for this plan year | 2013-12-31 | $1,003,447 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Participant contributions at end of year | 2013-12-31 | $755,186 |
| Participant contributions at beginning of year | 2013-12-31 | $743,673 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $46,656 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $48,662 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $53,999 |
| Other income not declared elsewhere | 2013-12-31 | $25,228 |
| Administrative expenses (other) incurred | 2013-12-31 | $63,543 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,202,553 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $21,842,842 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $19,642,689 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $19,149,910 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $17,101,317 |
| Interest on participant loans | 2013-12-31 | $28,666 |
| Interest earned on other investments | 2013-12-31 | $28,305 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $14,958 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $9,418 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $9,418 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,725,479 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,586,050 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,717,416 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,152,094 |
| Employer contributions (assets) at end of year | 2013-12-31 | $148,647 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $148,232 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,159,752 |
| Contract administrator fees | 2013-12-31 | $7,175 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | YKSM, LTD. |
| Accountancy firm EIN | 2013-12-31 | 050514919 |
| 2012 : LOCAL NO 37 RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $3,569,367 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,328,117 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,244,160 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,264,924 |
| Value of total assets at end of year | 2012-12-31 | $19,642,689 |
| Value of total assets at beginning of year | 2012-12-31 | $17,401,439 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $83,957 |
| Total interest from all sources | 2012-12-31 | $53,189 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $410,203 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $410,203 |
| Administrative expenses professional fees incurred | 2012-12-31 | $15,000 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2012-12-31 | $1,117,407 |
| Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $1,117,407 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Participant contributions at end of year | 2012-12-31 | $743,673 |
| Participant contributions at beginning of year | 2012-12-31 | $402,570 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $53,999 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $61,169 |
| Other income not declared elsewhere | 2012-12-31 | $22,980 |
| Administrative expenses (other) incurred | 2012-12-31 | $60,469 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $2,241,250 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $19,642,689 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $17,401,439 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $17,101,317 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $15,176,830 |
| Interest on participant loans | 2012-12-31 | $24,400 |
| Interest earned on other investments | 2012-12-31 | $28,789 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $9,418 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $2,619 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $2,619 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,586,050 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,638,376 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,818,071 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,264,924 |
| Employer contributions (assets) at end of year | 2012-12-31 | $148,232 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $119,875 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,244,160 |
| Contract administrator fees | 2012-12-31 | $8,488 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | YKSM, LTD. |
| Accountancy firm EIN | 2012-12-31 | 050514919 |
| 2011 : LOCAL NO 37 RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $982,959 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,685,977 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,623,734 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,032,052 |
| Value of total assets at end of year | 2011-12-31 | $17,401,439 |
| Value of total assets at beginning of year | 2011-12-31 | $18,104,457 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $62,243 |
| Total interest from all sources | 2011-12-31 | $2,124 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $323,456 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $323,456 |
| Administrative expenses professional fees incurred | 2011-12-31 | $15,993 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $1,032,052 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $1,032,052 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Participant contributions at end of year | 2011-12-31 | $402,570 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $61,169 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $44,525 |
| Other income not declared elsewhere | 2011-12-31 | $16,830 |
| Administrative expenses (other) incurred | 2011-12-31 | $43,075 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-703,018 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $17,401,439 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $18,104,457 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $15,176,830 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $17,970,934 |
| Interest on participant loans | 2011-12-31 | $2,124 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $2,619 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $5,431 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $5,431 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,638,376 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-391,503 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,032,052 |
| Employer contributions (assets) at end of year | 2011-12-31 | $119,875 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $83,567 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,623,734 |
| Contract administrator fees | 2011-12-31 | $3,175 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | YKSM, LTD. |
| Accountancy firm EIN | 2011-12-31 | 050514919 |
| 2010 : LOCAL NO 37 RETIREMENT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,922,333 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $4,422,234 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $4,364,956 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $881,000 |
| Value of total assets at end of year | 2010-12-31 | $18,104,457 |
| Value of total assets at beginning of year | 2010-12-31 | $19,604,358 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $57,278 |
| Total interest from all sources | 2010-12-31 | $224 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $466,723 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $466,723 |
| Administrative expenses professional fees incurred | 2010-12-31 | $20,324 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2010-12-31 | $967,866 |
| Amount contributed by the employer to the plan for this plan year | 2010-12-31 | $967,866 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $44,525 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $48,891 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-1,499,901 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $18,104,457 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $19,604,358 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $17,970,934 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $19,384,206 |
| Income. Interest from US Government securities | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $5,431 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $681 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $681 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $224 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,574,386 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $881,000 |
| Employer contributions (assets) at end of year | 2010-12-31 | $83,567 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $170,580 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $4,364,956 |
| Contract administrator fees | 2010-12-31 | $36,954 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | YKSM, LTD. |
| Accountancy firm EIN | 2010-12-31 | 050514919 |
| 2009 : LOCAL NO 37 RETIREMENT PLAN 2009 401k financial data |
|---|
| Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2009-12-31 | $1,740,663 |
| Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $1,740,663 |
