CULPEPPER & TERPENING, INC. 401K has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CULPEPPER & TERPENING, INC. 401K
401k plan membership statisitcs for CULPEPPER & TERPENING, INC. 401K
| Measure | Date | Value |
|---|
| 2015: CULPEPPER & TERPENING, INC. 401K 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 47 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 33 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 9 |
| Total of all active and inactive participants | 2015-01-01 | 42 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 42 |
| Number of participants with account balances | 2015-01-01 | 32 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: CULPEPPER & TERPENING, INC. 401K 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 48 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 32 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 15 |
| Total of all active and inactive participants | 2014-01-01 | 47 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 47 |
| Number of participants with account balances | 2014-01-01 | 39 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: CULPEPPER & TERPENING, INC. 401K 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 57 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 33 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 15 |
| Total of all active and inactive participants | 2013-01-01 | 48 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 48 |
| Number of participants with account balances | 2013-01-01 | 40 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: CULPEPPER & TERPENING, INC. 401K 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 52 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 42 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 13 |
| Total of all active and inactive participants | 2012-01-01 | 55 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 55 |
| Number of participants with account balances | 2012-01-01 | 44 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: CULPEPPER & TERPENING, INC. 401K 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 76 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 37 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 15 |
| Total of all active and inactive participants | 2011-01-01 | 52 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 52 |
| Number of participants with account balances | 2011-01-01 | 52 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| 2009: CULPEPPER & TERPENING, INC. 401K 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 134 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 56 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 63 |
| Total of all active and inactive participants | 2009-01-01 | 119 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 119 |
| Number of participants with account balances | 2009-01-01 | 111 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 5 |
| Measure | Date | Value |
|---|
| 2015 : CULPEPPER & TERPENING, INC. 401K 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $92,796 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $19,267 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $17,379 |
| Total plan assets at end of year | 2015-12-31 | $2,803,430 |
| Total plan assets at beginning of year | 2015-12-31 | $2,729,901 |
| Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $92,668 |
| Other income received | 2015-12-31 | $128 |
| Net income (gross income less expenses) | 2015-12-31 | $73,529 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $2,803,430 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,729,901 |
| Assets. Value of participant loans | 2015-12-31 | $25,714 |
| Value of corrective distributions | 2015-12-31 | $1,438 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $450 |
| 2014 : CULPEPPER & TERPENING, INC. 401K 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $234,837 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $36,442 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $35,110 |
| Total plan assets at end of year | 2014-12-31 | $2,729,901 |
| Total plan assets at beginning of year | 2014-12-31 | $2,531,506 |
| Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $76,362 |
| Other income received | 2014-12-31 | $157,223 |
| Net income (gross income less expenses) | 2014-12-31 | $198,395 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $2,729,901 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,531,506 |
| Assets. Value of participant loans | 2014-12-31 | $29,999 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $1,252 |
| Value of corrective distributions | 2014-12-31 | $932 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $400 |
| 2013 : CULPEPPER & TERPENING, INC. 401K 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $615,956 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $301,629 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $301,279 |
| Total plan assets at end of year | 2013-12-31 | $2,531,506 |
| Total plan assets at beginning of year | 2013-12-31 | $2,217,179 |
| Value of fidelity bond covering the plan | 2013-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $57,849 |
| Other income received | 2013-12-31 | $558,107 |
| Net income (gross income less expenses) | 2013-12-31 | $314,327 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $2,531,506 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,217,179 |
| Assets. Value of participant loans | 2013-12-31 | $24,381 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $350 |
| 2012 : CULPEPPER & TERPENING, INC. 401K 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $383,219 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $280,703 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $276,504 |
| Total plan assets at end of year | 2012-12-31 | $2,217,179 |
| Total plan assets at beginning of year | 2012-12-31 | $2,114,663 |
| Value of fidelity bond covering the plan | 2012-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $80,630 |
| Other income received | 2012-12-31 | $302,589 |
| Net income (gross income less expenses) | 2012-12-31 | $102,516 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,217,179 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,114,663 |
| Assets. Value of participant loans | 2012-12-31 | $3,975 |
| Value of certain deemed distributions of participant loans | 2012-12-31 | $3,649 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $550 |
| 2011 : CULPEPPER & TERPENING, INC. 401K 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $-53,225 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $446,623 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $446,298 |
| Total plan assets at end of year | 2011-12-31 | $2,114,663 |
| Total plan assets at beginning of year | 2011-12-31 | $2,614,511 |
| Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $76,594 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $325 |
| Other income received | 2011-12-31 | $-129,819 |
| Net income (gross income less expenses) | 2011-12-31 | $-499,848 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,114,663 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,614,511 |
| Assets. Value of participant loans | 2011-12-31 | $6,728 |
| 2010 : CULPEPPER & TERPENING, INC. 401K 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $454,364 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $262,085 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $261,835 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $172,824 |
| Value of total assets at end of year | 2010-12-31 | $2,614,511 |
| Value of total assets at beginning of year | 2010-12-31 | $2,422,232 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $250 |
| Total interest from all sources | 2010-12-31 | $3,253 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $103,173 |
| Participant contributions at end of year | 2010-12-31 | $26,965 |
| Participant contributions at beginning of year | 2010-12-31 | $78,213 |
| Other income not declared elsewhere | 2010-12-31 | $760 |
| Administrative expenses (other) incurred | 2010-12-31 | $250 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $192,279 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,614,511 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,422,232 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,543,141 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,320,409 |
| Interest on participant loans | 2010-12-31 | $2,093 |
| Interest earned on other investments | 2010-12-31 | $1,160 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $44,405 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $23,610 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $277,527 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $69,651 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $261,835 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BERMAN HOPKINS WRIGHT AND LAHAM CPA |
| Accountancy firm EIN | 2010-12-31 | 591152714 |
| 2009 : CULPEPPER & TERPENING, INC. 401K 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2015: CULPEPPER & TERPENING, INC. 401K 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: CULPEPPER & TERPENING, INC. 401K 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: CULPEPPER & TERPENING, INC. 401K 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | Yes |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: CULPEPPER & TERPENING, INC. 401K 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: CULPEPPER & TERPENING, INC. 401K 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: CULPEPPER & TERPENING, INC. 401K 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9298 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9298 | | Number of Individuals Covered | 42 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $6,890 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $6,890 | | Insurance broker organization code? | 3 | | Insurance broker name | CETERA INVESTMENT SERVICES LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9298 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9298 | | Number of Individuals Covered | 47 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $6,523 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $6,523 | | Insurance broker organization code? | 3 | | Insurance broker name | CETERA INVESTMENT SERVICES LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9298 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9298 | | Number of Individuals Covered | 48 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $5,946 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,946 | | Insurance broker organization code? | 3 | | Insurance broker name | CETERA INVESTMENT SERVICES LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9298 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9298 | | Number of Individuals Covered | 55 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $5,516 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,516 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | CETERA INVESTMENT SERVICES LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9298 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9298 | | Number of Individuals Covered | 52 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $6,297 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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