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THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 401k Plan overview

Plan NameTHE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN
Plan identification number 002

THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE WILLIAM W. BACKUS HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name:THE WILLIAM W. BACKUS HOSPITAL
Employer identification number (EIN):060250773
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01
0022015-01-01MARK LAPIERRE
0022014-01-01DAN E. LOHR
0022014-01-01DAN E. LOHR
0022013-01-01DANIEL E. LOHR
0022012-01-01DANIEL E. LOHR
0022011-01-01DANIEL E. LOHR
0022010-01-01DANIEL E. LOHR
0022009-01-01DANIEL E. LOHR DANIEL E. LOHR2010-10-13

Plan Statistics for THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN

401k plan membership statisitcs for THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN

Measure Date Value
2016: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,432
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0122
2015: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,325
Total number of active participants reported on line 7a of the Form 55002015-01-012,351
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0177
Total of all active and inactive participants2015-01-012,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-012,432
Number of participants with account balances2015-01-012,315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0112
2014: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,296
Total number of active participants reported on line 7a of the Form 55002014-01-012,259
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0163
Total of all active and inactive participants2014-01-012,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-012,325
Number of participants with account balances2014-01-012,207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0124
2013: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,409
Total number of active participants reported on line 7a of the Form 55002013-01-012,236
Number of other retired or separated participants entitled to future benefits2013-01-0158
Total of all active and inactive participants2013-01-012,294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-012,297
Number of participants with account balances2013-01-012,182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,299
Total number of active participants reported on line 7a of the Form 55002012-01-012,178
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0129
Total of all active and inactive participants2012-01-012,207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-012,211
Number of participants with account balances2012-01-012,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,092
Total number of active participants reported on line 7a of the Form 55002011-01-012,285
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-012,299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-012,300
Number of participants with account balances2011-01-012,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,969
Total number of active participants reported on line 7a of the Form 55002010-01-012,083
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-017
Total of all active and inactive participants2010-01-012,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-012,092
Number of participants with account balances2010-01-011,698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-010
Total number of active participants reported on line 7a of the Form 55002009-01-011,966
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-011,969
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,969
Number of participants with account balances2009-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN

Measure Date Value
2016 : THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-08-01$-2,635,412
Total unrealized appreciation/depreciation of assets2016-08-01$-2,635,412
Total transfer of assets from this plan2016-08-01$74,895,927
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-01$12,953
Total income from all sources (including contributions)2016-08-01$4,597,985
Total of all expenses incurred2016-08-01$4,726,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-01$4,572,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-01$0
Value of total assets at end of year2016-08-01$0
Value of total assets at beginning of year2016-08-01$75,037,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-01$154,040
Total interest from all sources2016-08-01$36,063
Total dividends received (eg from common stock, registered investment company shares)2016-08-01$196,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-08-01$0
Total dividends received from registered investment company shares (eg mutual funds)2016-08-01$196,521
Was this plan covered by a fidelity bond2016-08-01Yes
Value of fidelity bond cover2016-08-01$500,000
If this is an individual account plan, was there a blackout period2016-08-01No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-08-010
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-01$0
Minimum employer required contribution for this plan year2016-08-01$0
Amount contributed by the employer to the plan for this plan year2016-08-01$0
Were there any nonexempt tranactions with any party-in-interest2016-08-01No
Contributions received from participants2016-08-01$0
Participant contributions at end of year2016-08-01$0
Participant contributions at beginning of year2016-08-01$1,601,713
Participant contributions at end of year2016-08-01$0
Participant contributions at beginning of year2016-08-01$116,299
Assets. Other investments not covered elsewhere at end of year2016-08-01$0
Assets. Other investments not covered elsewhere at beginning of year2016-08-01$2,451,435
Income. Received or receivable in cash from other sources (including rollovers)2016-08-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-08-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-08-01$12,953
Other income not declared elsewhere2016-08-01$408,541
Administrative expenses (other) incurred2016-08-01$154,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-01No
Value of net income/loss2016-08-01$-128,653
Value of net assets at end of year (total assets less liabilities)2016-08-01$0
Value of net assets at beginning of year (total assets less liabilities)2016-08-01$75,024,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-01No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-01No
Were any leases to which the plan was party in default or uncollectible2016-08-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-01$65,960,543
Interest earned on other investments2016-08-01$36,063
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-01$6,592,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-01No
Was there a failure to transmit to the plan any participant contributions2016-08-01No
Has the plan failed to provide any benefit when due under the plan2016-08-01No
Contributions received in cash from employer2016-08-01$0
Employer contributions (assets) at end of year2016-08-01$0
Employer contributions (assets) at beginning of year2016-08-01$4,907,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-01$4,572,598
Did the plan have assets held for investment2016-08-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-01Yes
Opinion of an independent qualified public accountant for this plan2016-08-01Disclaimer
Accountancy firm name2016-08-01FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2016-08-01061648707
2015 : THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-4,132,558
Total unrealized appreciation/depreciation of assets2015-12-31$-4,132,558
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$12,953
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$43,504
Total income from all sources (including contributions)2015-12-31$10,831,818
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,652,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,570,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$11,414,698
Value of total assets at end of year2015-12-31$75,037,533
Value of total assets at beginning of year2015-12-31$67,888,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$82,176
Total interest from all sources2015-12-31$53,703
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,807,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,807,057
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,305,978
Participant contributions at end of year2015-12-31$1,601,713
Participant contributions at beginning of year2015-12-31$1,174,599
Participant contributions at end of year2015-12-31$116,299
Participant contributions at beginning of year2015-12-31$109,134
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,451,435
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,816,785
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$177,690
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$12,953
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$43,504
Administrative expenses (other) incurred2015-12-31$81,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$7,179,219
Value of net assets at end of year (total assets less liabilities)2015-12-31$75,024,580
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$67,845,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$763
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$65,960,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$59,806,656
Interest on participant loans2015-12-31$53,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$688,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,931,030
Employer contributions (assets) at end of year2015-12-31$4,907,543
Employer contributions (assets) at beginning of year2015-12-31$4,981,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,570,423
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH LLP
Accountancy firm EIN2015-12-31350921680
2014 : THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$43,504
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$14,681,097
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,309,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,250,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$11,408,414
Value of total assets at end of year2014-12-31$67,888,865
Value of total assets at beginning of year2014-12-31$55,473,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$58,308
Total interest from all sources2014-12-31$33,623
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,108,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,108,147
Administrative expenses professional fees incurred2014-12-31$57,209
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,324,775
Participant contributions at end of year2014-12-31$1,174,599
Participant contributions at beginning of year2014-12-31$776,258
Participant contributions at end of year2014-12-31$109,134
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,816,785
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,376,281
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$101,948
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$43,504
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$25,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$12,371,818
Value of net assets at end of year (total assets less liabilities)2014-12-31$67,845,361
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$55,473,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,099
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$59,723,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$48,266,481
Interest on participant loans2014-12-31$33,623
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$82,782
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,632
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,105,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,981,691
Employer contributions (assets) at end of year2014-12-31$4,981,691
Employer contributions (assets) at beginning of year2014-12-31$5,051,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,250,971
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$5,855,733
Total unrealized appreciation/depreciation of assets2013-12-31$5,855,733
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$18,971,089
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,114,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,069,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,685,105
Value of total assets at end of year2013-12-31$55,473,543
Value of total assets at beginning of year2013-12-31$38,617,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$45,037
Total interest from all sources2013-12-31$17,027
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,413,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,413,224
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,158,133
Participant contributions at end of year2013-12-31$776,258
Participant contributions at beginning of year2013-12-31$420,706
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$116,756
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,376,281
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$888,235
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$475,081
Administrative expenses (other) incurred2013-12-31$44,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$16,856,442
Value of net assets at end of year (total assets less liabilities)2013-12-31$55,473,543
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$38,617,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$797
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$48,266,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$31,922,543
Interest on participant loans2013-12-31$17,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,632
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$12,910
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$12,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,051,891
Employer contributions (assets) at end of year2013-12-31$5,051,891
Employer contributions (assets) at beginning of year2013-12-31$5,255,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,069,610
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON
Accountancy firm EIN2013-12-31366055558
2012 : THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,504,552
Total unrealized appreciation/depreciation of assets2012-12-31$2,504,552
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$15,316,924
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,508,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,478,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,010,781
Value of total assets at end of year2012-12-31$38,617,101
Value of total assets at beginning of year2012-12-31$24,808,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$29,863
Total interest from all sources2012-12-31$12,201
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$642,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$642,512
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,025,473
Participant contributions at end of year2012-12-31$420,706
Participant contributions at beginning of year2012-12-31$214,729
Participant contributions at end of year2012-12-31$116,756
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$888,235
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$663,063
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$729,357
Administrative expenses (other) incurred2012-12-31$29,067
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$98,347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,808,174
Value of net assets at end of year (total assets less liabilities)2012-12-31$38,617,101
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$24,808,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$796
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$31,922,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,040,769
Interest on participant loans2012-12-31$12,201
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$12,910
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$7,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$7,973
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$146,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,255,951
Employer contributions (assets) at end of year2012-12-31$5,255,951
Employer contributions (assets) at beginning of year2012-12-31$4,784,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,478,887
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON
Accountancy firm EIN2012-12-31366055558
2011 : THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,171,788
Total unrealized appreciation/depreciation of assets2011-12-31$-1,171,788
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$10,017,486
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$625,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$580,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,580,683
Value of total assets at end of year2011-12-31$24,808,927
Value of total assets at beginning of year2011-12-31$15,417,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$45,368
Total interest from all sources2011-12-31$4,087
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$353,277
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$353,277
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,410,514
Participant contributions at end of year2011-12-31$214,729
Participant contributions at beginning of year2011-12-31$54,087
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$663,063
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$333,005
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$176,939
Administrative expenses (other) incurred2011-12-31$45,078
Total non interest bearing cash at end of year2011-12-31$98,347
Total non interest bearing cash at beginning of year2011-12-31$98,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$183,208
Value of net income/loss2011-12-31$9,391,805
Value of net assets at end of year (total assets less liabilities)2011-12-31$24,808,927
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,417,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$290
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$19,040,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,035,407
Interest on participant loans2011-12-31$4,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$7,973
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$68,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$68,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$251,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,810,022
Employer contributions (assets) at end of year2011-12-31$4,784,046
Employer contributions (assets) at beginning of year2011-12-31$4,827,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$580,313
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON
Accountancy firm EIN2011-12-31366055558
2010 : THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$103,469
Total unrealized appreciation/depreciation of assets2010-12-31$103,469
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$12,057,715
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$250,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$243,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,999,627
Value of total assets at end of year2010-12-31$15,417,122
Value of total assets at beginning of year2010-12-31$3,609,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,497
Total interest from all sources2010-12-31$1,649
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$171,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$171,591
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,911,992
Participant contributions at end of year2010-12-31$54,087
Participant contributions at beginning of year2010-12-31$324
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$65,216
Assets. Other investments not covered elsewhere at end of year2010-12-31$333,005
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,260,615
Administrative expenses (other) incurred2010-12-31$5,938
Total non interest bearing cash at end of year2010-12-31$98,635
Total non interest bearing cash at beginning of year2010-12-31$36,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,807,237
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,417,122
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,609,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$164
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,035,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,446,613
Interest on participant loans2010-12-31$1,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$68,968
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$61,440
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$61,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$781,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,827,020
Employer contributions (assets) at end of year2010-12-31$4,827,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$243,981
Contract administrator fees2010-12-31$395
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CCR LLP
Accountancy firm EIN2010-12-31043069946

Form 5500 Responses for THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN

2016: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE WILLIAM W. BACKUS HOSPITAL 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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