HARTLEY & PARKER LIMITED, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HARTLEY & PARKER, LTD., INC. 401(K) PLAN
401k plan membership statisitcs for HARTLEY & PARKER, LTD., INC. 401(K) PLAN
Measure | Date | Value |
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2022 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2022 401k financial data |
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Total income from all sources (including contributions) | 2022-12-31 | $-1,973,584 |
Total of all expenses incurred | 2022-12-31 | $1,465,927 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,457,604 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $2,189 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,018,132 |
Value of total assets at end of year | 2022-12-31 | $11,120,224 |
Value of total assets at beginning of year | 2022-12-31 | $14,559,735 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $6,134 |
Total interest from all sources | 2022-12-31 | $32,580 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $460,885 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $460,885 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $829,077 |
Participant contributions at end of year | 2022-12-31 | $246,289 |
Participant contributions at beginning of year | 2022-12-31 | $251,208 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $30,526 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-3,439,511 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $11,120,224 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $14,559,735 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $5,279 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $9,014,746 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $12,853,889 |
Interest on participant loans | 2022-12-31 | $11,281 |
Interest earned on other investments | 2022-12-31 | $21,299 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $1,859,189 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $1,454,638 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,485,181 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $158,529 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,457,604 |
Contract administrator fees | 2022-12-31 | $855 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MAYER HOFFMAN MCCANN CPAS |
Accountancy firm EIN | 2022-12-31 | 431947695 |
2021 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2021 401k financial data |
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Total income from all sources (including contributions) | 2021-12-31 | $2,566,452 |
Total of all expenses incurred | 2021-12-31 | $1,306,533 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,301,110 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $8 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $926,406 |
Value of total assets at end of year | 2021-12-31 | $14,559,735 |
Value of total assets at beginning of year | 2021-12-31 | $13,299,816 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $5,415 |
Total interest from all sources | 2021-12-31 | $30,146 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $918,793 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $918,793 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $781,213 |
Participant contributions at end of year | 2021-12-31 | $251,208 |
Participant contributions at beginning of year | 2021-12-31 | $247,867 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,259,919 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $14,559,735 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $13,299,816 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $4,943 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $12,853,889 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $11,514,258 |
Interest on participant loans | 2021-12-31 | $12,290 |
Interest earned on other investments | 2021-12-31 | $17,856 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $1,454,638 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $1,537,691 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $691,107 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $145,193 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,301,110 |
Contract administrator fees | 2021-12-31 | $472 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MAYER HOFFMAN MCCANN CPAS |
Accountancy firm EIN | 2021-12-31 | 431947695 |
2020 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2020 401k financial data |
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Total income from all sources (including contributions) | 2020-12-31 | $3,145,914 |
Total of all expenses incurred | 2020-12-31 | $539,328 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $528,687 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $2,582 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $856,559 |
Value of total assets at end of year | 2020-12-31 | $13,299,816 |
Value of total assets at beginning of year | 2020-12-31 | $10,693,230 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $8,059 |
Total interest from all sources | 2020-12-31 | $29,902 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $476,619 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $476,619 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $724,082 |
Participant contributions at end of year | 2020-12-31 | $247,867 |
Participant contributions at beginning of year | 2020-12-31 | $176,383 |
Other income not declared elsewhere | 2020-12-31 | $4,276 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $2,606,586 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $13,299,816 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $10,693,230 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $5,672 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $11,514,258 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $8,877,741 |
Interest on participant loans | 2020-12-31 | $9,002 |
Interest earned on other investments | 2020-12-31 | $20,900 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $1,537,691 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $1,639,106 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,778,558 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $132,477 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $528,687 |
Contract administrator fees | 2020-12-31 | $2,387 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | MARKS PANETH LLP |
Accountancy firm EIN | 2020-12-31 | 113518842 |
2019 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2019 401k financial data |
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Total income from all sources (including contributions) | 2019-12-31 | $2,766,805 |
Total income from all sources (including contributions) | 2019-12-31 | $2,766,805 |
Total of all expenses incurred | 2019-12-31 | $781,218 |
Total of all expenses incurred | 2019-12-31 | $781,218 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $769,368 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $769,368 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $5,490 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $5,490 |
Value of total corrective distributions | 2019-12-31 | $3,282 |
Value of total corrective distributions | 2019-12-31 | $3,282 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $825,023 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $825,023 |
Value of total assets at end of year | 2019-12-31 | $10,693,230 |
Value of total assets at end of year | 2019-12-31 | $10,693,230 |
Value of total assets at beginning of year | 2019-12-31 | $8,707,643 |
Value of total assets at beginning of year | 2019-12-31 | $8,707,643 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,078 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,078 |
Total interest from all sources | 2019-12-31 | $25,696 |
Total interest from all sources | 2019-12-31 | $25,696 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $384,823 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $384,823 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $384,823 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $384,823 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $618,660 |
Contributions received from participants | 2019-12-31 | $618,660 |
Participant contributions at end of year | 2019-12-31 | $176,383 |
Participant contributions at end of year | 2019-12-31 | $176,383 |
Participant contributions at beginning of year | 2019-12-31 | $196,638 |
Participant contributions at beginning of year | 2019-12-31 | $196,638 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $90,756 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $90,756 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $1,985,587 |
Value of net income/loss | 2019-12-31 | $1,985,587 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $10,693,230 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $10,693,230 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,707,643 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,707,643 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $804 |
Investment advisory and management fees | 2019-12-31 | $804 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $8,877,741 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $8,877,741 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $7,544,834 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $7,544,834 |
Interest on participant loans | 2019-12-31 | $10,500 |
Interest on participant loans | 2019-12-31 | $10,500 |
Interest earned on other investments | 2019-12-31 | $15,196 |
Interest earned on other investments | 2019-12-31 | $15,196 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $1,639,106 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $1,639,106 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $966,171 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $966,171 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,531,263 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,531,263 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $115,607 |
Contributions received in cash from employer | 2019-12-31 | $115,607 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $769,368 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $769,368 |
Contract administrator fees | 2019-12-31 | $2,274 |
Contract administrator fees | 2019-12-31 | $2,274 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MARKS PANETH LLP |
Accountancy firm name | 2019-12-31 | MARKS PANETH LLP |
Accountancy firm EIN | 2019-12-31 | 113518842 |
Accountancy firm EIN | 2019-12-31 | 113518842 |
2018 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2018 401k financial data |
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Total income from all sources (including contributions) | 2018-12-31 | $139,357 |
Total of all expenses incurred | 2018-12-31 | $1,055,097 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,034,972 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $6,370 |
Value of total corrective distributions | 2018-12-31 | $11,036 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $670,179 |
Value of total assets at end of year | 2018-12-31 | $8,707,643 |
Value of total assets at beginning of year | 2018-12-31 | $9,623,383 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $2,719 |
Total interest from all sources | 2018-12-31 | $20,292 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $544,085 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $544,085 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $560,720 |
Participant contributions at end of year | 2018-12-31 | $196,638 |
Participant contributions at beginning of year | 2018-12-31 | $153,026 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,394 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-915,740 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $8,707,643 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $9,623,383 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $782 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $7,544,834 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $8,514,028 |
Interest on participant loans | 2018-12-31 | $7,531 |
Interest earned on other investments | 2018-12-31 | $12,761 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $966,171 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $956,329 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,095,199 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $107,065 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,034,972 |
Contract administrator fees | 2018-12-31 | $1,937 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MARKS PANETH LLP |
Accountancy firm EIN | 2018-12-31 | 113518842 |
2017 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2017 401k financial data |
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Total income from all sources (including contributions) | 2017-12-31 | $2,391,415 |
Total of all expenses incurred | 2017-12-31 | $570,224 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $559,205 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $-4,574 |
Value of total corrective distributions | 2017-12-31 | $10,415 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $696,250 |
Value of total assets at end of year | 2017-12-31 | $9,623,383 |
Value of total assets at beginning of year | 2017-12-31 | $7,802,192 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $5,178 |
Total interest from all sources | 2017-12-31 | $19,074 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $387,015 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $387,015 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $512,115 |
Participant contributions at end of year | 2017-12-31 | $153,026 |
Participant contributions at beginning of year | 2017-12-31 | $145,952 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $78,985 |
Administrative expenses (other) incurred | 2017-12-31 | $5,178 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,821,191 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $9,623,383 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $7,802,192 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $8,514,028 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $6,745,161 |
Interest on participant loans | 2017-12-31 | $6,822 |
Interest earned on other investments | 2017-12-31 | $12,252 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $956,329 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $911,079 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,289,076 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $105,150 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $559,205 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MARKS PANETH LLP |
Accountancy firm EIN | 2017-12-31 | 113518842 |
2016 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2016 401k financial data |
---|
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $9,762 |
Total income from all sources (including contributions) | 2016-12-31 | $1,008,094 |
Total of all expenses incurred | 2016-12-31 | $297,813 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $290,289 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $6,558 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $643,223 |
Value of total assets at end of year | 2016-12-31 | $7,802,192 |
Value of total assets at beginning of year | 2016-12-31 | $7,101,673 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $966 |
Total interest from all sources | 2016-12-31 | $19,193 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $242,824 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $242,824 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $497,061 |
Participant contributions at end of year | 2016-12-31 | $145,952 |
Participant contributions at beginning of year | 2016-12-31 | $101,960 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $8,844 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $40,548 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $9,762 |
Administrative expenses (other) incurred | 2016-12-31 | $966 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $710,281 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $7,802,192 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,091,911 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $6,745,161 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $6,194,074 |
Interest on participant loans | 2016-12-31 | $7,102 |
Interest earned on other investments | 2016-12-31 | $12,091 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $911,079 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $796,257 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $102,854 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $105,614 |
Employer contributions (assets) at end of year | 2016-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $538 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $290,289 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MARKS PANETH LLP |
Accountancy firm EIN | 2016-12-31 | 113518842 |
2015 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2015 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $9,762 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,137 |
Total income from all sources (including contributions) | 2015-12-31 | $560,013 |
Total of all expenses incurred | 2015-12-31 | $805,328 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $794,528 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $8,837 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $577,268 |
Value of total assets at end of year | 2015-12-31 | $7,101,673 |
Value of total assets at beginning of year | 2015-12-31 | $7,339,363 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,963 |
Total interest from all sources | 2015-12-31 | $37,955 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $244,290 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $244,290 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $419,714 |
Participant contributions at end of year | 2015-12-31 | $101,960 |
Participant contributions at beginning of year | 2015-12-31 | $157,318 |
Participant contributions at end of year | 2015-12-31 | $8,844 |
Participant contributions at beginning of year | 2015-12-31 | $10,549 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $63,382 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $9,762 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $2,137 |
Administrative expenses (other) incurred | 2015-12-31 | $1,963 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-245,315 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,091,911 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $7,337,226 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $6,194,074 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $6,386,633 |
Interest on participant loans | 2015-12-31 | $7,226 |
Interest earned on other investments | 2015-12-31 | $30,729 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $796,257 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $775,821 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-502,579 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $203,079 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $94,172 |
Employer contributions (assets) at end of year | 2015-12-31 | $538 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $9,042 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $794,528 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MARKS PANETH LLP |
Accountancy firm EIN | 2015-12-31 | 113518842 |
2014 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2014 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $2,137 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $6,593 |
Total income from all sources (including contributions) | 2014-12-31 | $1,122,400 |
Total of all expenses incurred | 2014-12-31 | $276,071 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $257,792 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $15,651 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $564,619 |
Value of total assets at end of year | 2014-12-31 | $7,339,363 |
Value of total assets at beginning of year | 2014-12-31 | $6,497,490 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,628 |
Total interest from all sources | 2014-12-31 | $17,766 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $408,101 |
Participant contributions at end of year | 2014-12-31 | $157,318 |
Participant contributions at beginning of year | 2014-12-31 | $137,082 |
Participant contributions at end of year | 2014-12-31 | $10,549 |
Participant contributions at beginning of year | 2014-12-31 | $14,705 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $66,316 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $2,137 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $6,593 |
Administrative expenses (other) incurred | 2014-12-31 | $2,628 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $846,329 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $7,337,226 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,490,897 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $6,386,633 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $5,576,818 |
Interest on participant loans | 2014-12-31 | $7,504 |
Interest earned on other investments | 2014-12-31 | $10,262 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $775,821 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $757,180 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $540,015 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $90,202 |
Employer contributions (assets) at end of year | 2014-12-31 | $9,042 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $11,705 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $257,792 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MARKS PANETH LLP |
Accountancy firm EIN | 2014-12-31 | 113518842 |
2013 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2013 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $6,593 |
Total income from all sources (including contributions) | 2013-12-31 | $1,714,116 |
Total of all expenses incurred | 2013-12-31 | $281,727 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $273,099 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $3,503 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $523,745 |
Value of total assets at end of year | 2013-12-31 | $6,497,490 |
Value of total assets at beginning of year | 2013-12-31 | $5,058,508 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,125 |
Total interest from all sources | 2013-12-31 | $13,075 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $340 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $340 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $404,455 |
Participant contributions at end of year | 2013-12-31 | $137,082 |
Participant contributions at beginning of year | 2013-12-31 | $133,299 |
Participant contributions at end of year | 2013-12-31 | $14,705 |
Participant contributions at beginning of year | 2013-12-31 | $10 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $22,941 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $6,593 |
Administrative expenses (other) incurred | 2013-12-31 | $5,125 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,432,389 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,490,897 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,058,508 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,778,069 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $5,576,818 |
Interest on participant loans | 2013-12-31 | $5,225 |
Interest earned on other investments | 2013-12-31 | $7,850 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,147,098 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $757,180 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $133,959 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $988,467 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $54,530 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $96,349 |
Employer contributions (assets) at end of year | 2013-12-31 | $11,705 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $32 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $273,099 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MARKS PANETH LLP |
Accountancy firm EIN | 2013-12-31 | 113518842 |
2012 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2012 401k financial data |
---|
Total income from all sources (including contributions) | 2012-12-31 | $1,097,472 |
Total of all expenses incurred | 2012-12-31 | $490,230 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $486,980 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $470,648 |
Value of total assets at end of year | 2012-12-31 | $5,058,508 |
Value of total assets at beginning of year | 2012-12-31 | $4,451,266 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,250 |
Total interest from all sources | 2012-12-31 | $6,445 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $38,406 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $38,406 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $384,376 |
Participant contributions at end of year | 2012-12-31 | $133,299 |
Participant contributions at beginning of year | 2012-12-31 | $98,878 |
Participant contributions at end of year | 2012-12-31 | $10 |
Participant contributions at beginning of year | 2012-12-31 | $190 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $28,895 |
Administrative expenses (other) incurred | 2012-12-31 | $3,250 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $607,242 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,058,508 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,451,266 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,778,069 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,390,406 |
Interest on participant loans | 2012-12-31 | $6,445 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,147,098 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $961,701 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $444,702 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $137,271 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $57,377 |
Employer contributions (assets) at end of year | 2012-12-31 | $32 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $91 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $486,980 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MARKS PANETH & SHRON LLP |
Accountancy firm EIN | 2012-12-31 | 113518842 |
2011 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2011 401k financial data |
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Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $5,651 |
Total income from all sources (including contributions) | 2011-12-31 | $342,971 |
Total loss/gain on sale of assets | 2011-12-31 | $67,344 |
Total of all expenses incurred | 2011-12-31 | $268,805 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $265,280 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $503,091 |
Value of total assets at end of year | 2011-12-31 | $4,451,266 |
Value of total assets at beginning of year | 2011-12-31 | $4,382,751 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,525 |
Total interest from all sources | 2011-12-31 | $5,933 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $25,212 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $25,212 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $415,111 |
Participant contributions at end of year | 2011-12-31 | $98,878 |
Participant contributions at beginning of year | 2011-12-31 | $105,348 |
Participant contributions at end of year | 2011-12-31 | $190 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $25,087 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $5,651 |
Administrative expenses (other) incurred | 2011-12-31 | $3,525 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $74,166 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,451,266 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,377,100 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,390,406 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,388,294 |
Interest on participant loans | 2011-12-31 | $5,933 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $961,701 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $889,109 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-259,593 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $984 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $62,893 |
Employer contributions (assets) at end of year | 2011-12-31 | $91 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $265,280 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $580,921 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $513,577 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MARKS PANETH & SHRON LLP |
Accountancy firm EIN | 2011-12-31 | 113518842 |
2010 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2010 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $5,651 |
Total income from all sources (including contributions) | 2010-12-31 | $905,791 |
Total loss/gain on sale of assets | 2010-12-31 | $59,176 |
Total of all expenses incurred | 2010-12-31 | $168,420 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $158,720 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $7,200 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $473,154 |
Value of total assets at end of year | 2010-12-31 | $4,382,751 |
Value of total assets at beginning of year | 2010-12-31 | $3,639,729 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,500 |
Total interest from all sources | 2010-12-31 | $6,156 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $22,947 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $22,947 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $393,736 |
Participant contributions at end of year | 2010-12-31 | $105,348 |
Participant contributions at beginning of year | 2010-12-31 | $100,479 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $20,009 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $5,651 |
Other income not declared elsewhere | 2010-12-31 | $285 |
Administrative expenses (other) incurred | 2010-12-31 | $2,500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $737,371 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,377,100 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,639,729 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,388,294 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,900,353 |
Interest on participant loans | 2010-12-31 | $6,156 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $889,109 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $638,897 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $214,551 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $129,522 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $59,409 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $158,720 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $527,951 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $468,775 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MARKS PANETH & SHRON LLP |
Accountancy firm EIN | 2010-12-31 | 113518842 |
2009 : HARTLEY & PARKER, LTD., INC. 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |