401k Plan data: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN plan

THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan Name	THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN
Plan identification number	003

THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

THE PHOENIX COMPANIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE PHOENIX COMPANIES, INC.

Employer identification number (EIN): 060493340

NAIC Classification: 524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01 SUZETTE LOURO
003 2016-01-01
003 2015-01-01 SUZETTE LOURO
003 2014-01-01 SUZETTE LOURO
003 2013-01-01 SUZETTE LOURO
003 2012-01-01 SUZETTE LOURO
003 2011-01-01 SUZETTE LOURO
003 2010-01-01 SUZETTE LOURO
003 2009-01-01 JODY BERESIN 2010-09-28
003 2009-01-01 JODY BERESIN
003 2009-01-01 JODY BERESIN

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2016-01-01	SUZETTE LOURO
003	2016-01-01
003	2015-01-01	SUZETTE LOURO
003	2014-01-01	SUZETTE LOURO
003	2013-01-01	SUZETTE LOURO
003	2012-01-01	SUZETTE LOURO
003	2011-01-01	SUZETTE LOURO
003	2010-01-01	SUZETTE LOURO
003	2009-01-01		JODY BERESIN	2010-09-28
003	2009-01-01	JODY BERESIN
003	2009-01-01	JODY BERESIN

Plan Statistics for THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN

Measure Date Value
2016: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,278
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 621
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 610
Total of all active and inactive participants 2016-01-01 1,232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,232
Number of participants with account balances 2016-01-01 1,226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,316
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 634
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 644
Total of all active and inactive participants 2015-01-01 1,278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,278
Number of participants with account balances 2015-01-01 1,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,327
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 637
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 679
Total of all active and inactive participants 2014-01-01 1,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,316
Number of participants with account balances 2014-01-01 1,311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,360
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 622
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 705
Total of all active and inactive participants 2013-01-01 1,327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,327
Number of participants with account balances 2013-01-01 1,324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,430
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 607
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 751
Total of all active and inactive participants 2012-01-01 1,359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,360
Number of participants with account balances 2012-01-01 1,342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,522
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 611
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 817
Total of all active and inactive participants 2011-01-01 1,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 1,430
Number of participants with account balances 2011-01-01 1,407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,809
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 634
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 885
Total of all active and inactive participants 2010-01-01 1,519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 3
Total participants 2010-01-01 1,522
Number of participants with account balances 2010-01-01 1,503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,125
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 795
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,011
Total of all active and inactive participants 2009-01-01 1,806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3
Total participants 2009-01-01 1,809
Number of participants with account balances 2009-01-01 1,799
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,278
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	621
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	610
Total of all active and inactive participants	2016-01-01	1,232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,232
Number of participants with account balances	2016-01-01	1,226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,316
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	634
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	644
Total of all active and inactive participants	2015-01-01	1,278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,278
Number of participants with account balances	2015-01-01	1,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,327
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	637
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	679
Total of all active and inactive participants	2014-01-01	1,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,316
Number of participants with account balances	2014-01-01	1,311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,360
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	622
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	705
Total of all active and inactive participants	2013-01-01	1,327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,327
Number of participants with account balances	2013-01-01	1,324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,430
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	607
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	751
Total of all active and inactive participants	2012-01-01	1,359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,360
Number of participants with account balances	2012-01-01	1,342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,522
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	611
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	817
Total of all active and inactive participants	2011-01-01	1,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	1,430
Number of participants with account balances	2011-01-01	1,407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,809
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	634
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	885
Total of all active and inactive participants	2010-01-01	1,519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	3
Total participants	2010-01-01	1,522
Number of participants with account balances	2010-01-01	1,503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,125
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	795
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,011
Total of all active and inactive participants	2009-01-01	1,806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	1,809
Number of participants with account balances	2009-01-01	1,799
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN

Measure	Date	Value
2016 : THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$19,536,767
Total loss/gain on sale of assets	2016-12-31	$24,323
Total of all expenses incurred	2016-12-31	$20,877,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$20,862,903
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$10,020,767
Value of total assets at end of year	2016-12-31	$162,772,843
Value of total assets at beginning of year	2016-12-31	$164,113,793
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$14,814
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$75,194
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$6,430,857
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$6,430,857
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$5,746,301
Participant contributions at end of year	2016-12-31	$1,555,283
Participant contributions at beginning of year	2016-12-31	$1,699,265
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$177,071
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$14,814
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$-1,340,950
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$162,772,843
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$164,113,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$145,487,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$145,497,164
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$71,471
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$7,164,314
Value of interest in common/collective trusts at beginning of year	2016-12-31	$6,502,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$8,282,180
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$7,066,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$7,066,498
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$3,723
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,938,526
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$47,100
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$2,587,800
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$4,097,395
Employer contributions (assets) at end of year	2016-12-31	$283,481
Employer contributions (assets) at beginning of year	2016-12-31	$760,206
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$20,862,903
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$2,612,135
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$2,587,812
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	COHNREZNICK LLP
Accountancy firm EIN	2016-12-31	221478099
2015 : THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-1,341,065
Total unrealized appreciation/depreciation of assets	2015-12-31	$-1,341,065
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$11,302,400
Total loss/gain on sale of assets	2015-12-31	$-394,500
Total of all expenses incurred	2015-12-31	$14,609,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$14,554,812
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$10,735,256
Value of total assets at end of year	2015-12-31	$164,113,793
Value of total assets at beginning of year	2015-12-31	$167,420,732
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$54,527
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$78,097
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$8,688,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$8,688,919
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$5,656,840
Participant contributions at end of year	2015-12-31	$1,699,265
Participant contributions at beginning of year	2015-12-31	$1,859,876
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$565,929
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$54,527
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-3,306,939
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$164,113,793
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$167,420,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$145,497,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$147,551,856
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$76,956
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$6,502,860
Value of interest in common/collective trusts at beginning of year	2015-12-31	$5,884,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$7,066,498
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$7,005,273
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$7,005,273
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1,141
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-6,487,103
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$22,796
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$2,587,800
Assets. Invements in employer securities at beginning of year	2015-12-31	$4,432,335
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$4,512,487
Employer contributions (assets) at end of year	2015-12-31	$760,206
Employer contributions (assets) at beginning of year	2015-12-31	$686,881
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$14,554,812
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$623,967
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$1,018,467
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	COHNREZNICK LLP
Accountancy firm EIN	2015-12-31	221478099
2014 : THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$486,928
Total unrealized appreciation/depreciation of assets	2014-12-31	$486,928
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$20,500,340
Total loss/gain on sale of assets	2014-12-31	$-38,546
Total of all expenses incurred	2014-12-31	$15,155,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$15,054,004
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$1,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$10,127,237
Value of total assets at end of year	2014-12-31	$167,420,732
Value of total assets at beginning of year	2014-12-31	$162,076,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$100,603
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$150,743
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$10,404,780
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$10,404,780
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$5,329,359
Participant contributions at end of year	2014-12-31	$1,859,876
Participant contributions at beginning of year	2014-12-31	$1,784,003
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$82,098
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$100,603
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$5,344,688
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$167,420,732
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$162,076,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$147,551,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$141,585,047
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$81,979
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$68,000
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$5,884,511
Value of interest in common/collective trusts at beginning of year	2014-12-31	$6,430,462
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$7,005,273
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$7,628,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$7,628,712
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$764
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-678,022
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$47,220
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$4,432,335
Assets. Invements in employer securities at beginning of year	2014-12-31	$4,421,967
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$4,715,780
Employer contributions (assets) at end of year	2014-12-31	$686,881
Employer contributions (assets) at beginning of year	2014-12-31	$225,853
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$15,054,004
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$478,498
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$517,044
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	COHNREZNICK LLP
Accountancy firm EIN	2014-12-31	221478099
2013 : THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$2,633,817
Total unrealized appreciation/depreciation of assets	2013-12-31	$2,633,817
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$4,834
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$40,709,606
Total loss/gain on sale of assets	2013-12-31	$211,017
Total of all expenses incurred	2013-12-31	$11,660,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$11,556,904
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$323
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$9,619,893
Value of total assets at end of year	2013-12-31	$162,076,044
Value of total assets at beginning of year	2013-12-31	$133,031,433
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$102,934
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$79,127
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$6,552,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$6,552,954
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,961,233
Participant contributions at end of year	2013-12-31	$1,784,003
Participant contributions at beginning of year	2013-12-31	$1,596,960
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,046,851
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$10
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$102,934
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$4,834
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$29,049,445
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$162,076,044
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$133,026,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$141,585,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$114,079,000
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$78,262
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$6,430,462
Value of interest in common/collective trusts at beginning of year	2013-12-31	$6,786,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$7,628,712
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$8,103,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$8,103,272
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$865
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$21,649,890
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-37,092
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$4,421,967
Assets. Invements in employer securities at beginning of year	2013-12-31	$2,248,971
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$3,611,809
Employer contributions (assets) at end of year	2013-12-31	$225,853
Employer contributions (assets) at beginning of year	2013-12-31	$216,428
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$11,556,904
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$678,958
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$467,941
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	COHNREZNICK LLP
Accountancy firm EIN	2013-12-31	221478099
2012 : THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-858,228
Total unrealized appreciation/depreciation of assets	2012-12-31	$-858,228
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$4,834
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$4,835
Total income from all sources (including contributions)	2012-12-31	$23,211,325
Total loss/gain on sale of assets	2012-12-31	$4,636
Total of all expenses incurred	2012-12-31	$14,321,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$14,366,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$8,429,597
Value of total assets at end of year	2012-12-31	$133,031,433
Value of total assets at beginning of year	2012-12-31	$124,141,270
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$-45,379
Total interest from all sources	2012-12-31	$71,656
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,967,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,967,048
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,847,766
Participant contributions at end of year	2012-12-31	$1,596,960
Participant contributions at beginning of year	2012-12-31	$1,435,666
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$2,490
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$141,007
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$10
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$940
Administrative expenses (other) incurred	2012-12-31	$-45,379
Liabilities. Value of operating payables at end of year	2012-12-31	$4,834
Liabilities. Value of operating payables at beginning of year	2012-12-31	$4,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$8,890,164
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$133,026,599
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$124,136,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$114,079,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$102,594,142
Interest on participant loans	2012-12-31	$70,474
Value of interest in common/collective trusts at end of year	2012-12-31	$6,786,792
Value of interest in common/collective trusts at beginning of year	2012-12-31	$6,071,227
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$8,103,272
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$9,473,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$9,473,765
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$11,469,445
Net investment gain or loss from common/collective trusts	2012-12-31	$127,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$2,248,971
Assets. Invements in employer securities at beginning of year	2012-12-31	$2,851,338
Contributions received in cash from employer	2012-12-31	$3,440,824
Employer contributions (assets) at end of year	2012-12-31	$216,428
Employer contributions (assets) at beginning of year	2012-12-31	$1,711,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$14,366,540
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$568,497
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$563,861
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	COHEN REZNICK
Accountancy firm EIN	2012-12-31	221478099
2011 : THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-1,041,611
Total unrealized appreciation/depreciation of assets	2011-12-31	$-1,041,611
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,835
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,334
Total income from all sources (including contributions)	2011-12-31	$7,798,381
Total loss/gain on sale of assets	2011-12-31	$-121,481
Total of all expenses incurred	2011-12-31	$14,744,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$14,719,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$10,409,023
Value of total assets at end of year	2011-12-31	$124,141,270
Value of total assets at beginning of year	2011-12-31	$131,084,986
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$24,875
Total interest from all sources	2011-12-31	$68,313
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$3,372,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$3,372,107
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$5,089,732
Participant contributions at end of year	2011-12-31	$1,435,666
Participant contributions at beginning of year	2011-12-31	$1,370,782
Participant contributions at end of year	2011-12-31	$2,490
Participant contributions at beginning of year	2011-12-31	$2,912
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$203,121
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$940
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,589
Administrative expenses (other) incurred	2011-12-31	$24,875
Liabilities. Value of operating payables at end of year	2011-12-31	$4,835
Liabilities. Value of operating payables at beginning of year	2011-12-31	$2,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-6,946,217
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$124,136,435
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$131,082,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$102,594,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$108,335,887
Interest on participant loans	2011-12-31	$67,166
Value of interest in common/collective trusts at end of year	2011-12-31	$6,071,227
Value of interest in common/collective trusts at beginning of year	2011-12-31	$6,667,288
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$9,473,765
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$9,748,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$9,748,738
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-5,067,337
Net investment gain or loss from common/collective trusts	2011-12-31	$179,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$2,851,338
Assets. Invements in employer securities at beginning of year	2011-12-31	$3,570,127
Contributions received in cash from employer	2011-12-31	$5,116,170
Employer contributions (assets) at end of year	2011-12-31	$1,711,702
Employer contributions (assets) at beginning of year	2011-12-31	$1,387,663
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$14,719,723
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$577,994
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$699,475
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	PRICEWATERHOUSE COOPERS
Accountancy firm EIN	2011-12-31	134008324
2010 : THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-251,164
Total unrealized appreciation/depreciation of assets	2010-12-31	$-251,164
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,334
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,333
Total income from all sources (including contributions)	2010-12-31	$26,276,403
Total loss/gain on sale of assets	2010-12-31	$-26,899
Total of all expenses incurred	2010-12-31	$21,604,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$21,578,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$10,623,063
Value of total assets at end of year	2010-12-31	$131,084,986
Value of total assets at beginning of year	2010-12-31	$126,413,210
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$25,894
Total interest from all sources	2010-12-31	$81,008
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,740,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,740,970
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,504,227
Participant contributions at end of year	2010-12-31	$1,370,782
Participant contributions at beginning of year	2010-12-31	$1,432,103
Participant contributions at end of year	2010-12-31	$2,912
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$228,480
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,589
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$32,768
Administrative expenses (other) incurred	2010-12-31	$25,894
Liabilities. Value of operating payables at end of year	2010-12-31	$2,334
Liabilities. Value of operating payables at beginning of year	2010-12-31	$2,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,671,775
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$131,082,652
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$126,410,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$108,335,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$99,946,360
Interest on participant loans	2010-12-31	$78,588
Value of interest in common/collective trusts at end of year	2010-12-31	$6,667,288
Value of interest in common/collective trusts at beginning of year	2010-12-31	$7,704,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$9,748,738
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$12,984,333
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$12,984,333
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$2,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$13,818,286
Net investment gain or loss from common/collective trusts	2010-12-31	$291,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$3,570,127
Assets. Invements in employer securities at beginning of year	2010-12-31	$4,080,153
Contributions received in cash from employer	2010-12-31	$4,890,356
Employer contributions (assets) at end of year	2010-12-31	$1,387,663
Employer contributions (assets) at beginning of year	2010-12-31	$233,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$21,578,734
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,115,275
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$1,142,174
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	PRICEWATERHOUSE COOPERS
Accountancy firm EIN	2010-12-31	134008324
2009 : THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN

2016: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE PHOENIX COMPANIES, INC. SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE PHOENIX COMPANIES, INC.
Employer identification number (EIN):	060493340
NAIC Classification:	524140