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THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameTHE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

THE UNITED ILLUMINATING COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE UNITED ILLUMINATING COMPANY
Employer identification number (EIN):060571640
NAIC Classification:221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01ANGEL A. BRUNO ANGEL A. BRUNO2017-10-16
0022015-01-01ANGEL BRUNO STEVEN P. FAVUZZA2016-10-11
0022014-01-01DIANE PIVIROTTO STEVEN FAVUZZA2015-10-01
0022013-01-01STEVEN FAVUZZA DIANE PIVIROTTO2014-10-14
0022012-01-01STEVEN P. FAVUZZA DIANE PIVIROTTO2013-10-10
0022011-01-01STEVEN P. FAVUZZA DIANE PIVIROTTO2012-10-12
0022010-01-01STEVEN P. FAVUZZA DIANE PIVIROTTO2011-10-26
0022009-01-01STEVEN P. FAVUZZA

Plan Statistics for THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,967
Total number of active participants reported on line 7a of the Form 55002016-01-011,580
Number of retired or separated participants receiving benefits2016-01-0148
Number of other retired or separated participants entitled to future benefits2016-01-01345
Total of all active and inactive participants2016-01-011,973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-011,978
Number of participants with account balances2016-01-011,949
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0121
2015: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,940
Total number of active participants reported on line 7a of the Form 55002015-01-011,573
Number of retired or separated participants receiving benefits2015-01-0142
Number of other retired or separated participants entitled to future benefits2015-01-01347
Total of all active and inactive participants2015-01-011,962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-011,967
Number of participants with account balances2015-01-011,936
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0137
2014: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,970
Total number of active participants reported on line 7a of the Form 55002014-01-011,560
Number of retired or separated participants receiving benefits2014-01-0144
Number of other retired or separated participants entitled to future benefits2014-01-01330
Total of all active and inactive participants2014-01-011,934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-011,940
Number of participants with account balances2014-01-011,901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0133
2013: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,312
Total number of active participants reported on line 7a of the Form 55002013-01-011,595
Number of retired or separated participants receiving benefits2013-01-0138
Number of other retired or separated participants entitled to future benefits2013-01-01331
Total of all active and inactive participants2013-01-011,964
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-011,970
Number of participants with account balances2013-01-011,905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,295
Total number of active participants reported on line 7a of the Form 55002012-01-011,103
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-01204
Total of all active and inactive participants2012-01-011,312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,312
Number of participants with account balances2012-01-011,310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0128
2011: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,316
Total number of active participants reported on line 7a of the Form 55002011-01-011,104
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01189
Total of all active and inactive participants2011-01-011,294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,295
Number of participants with account balances2011-01-011,293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0120
2010: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,277
Total number of active participants reported on line 7a of the Form 55002010-01-011,096
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01217
Total of all active and inactive participants2010-01-011,313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-011,316
Number of participants with account balances2010-01-011,306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0118
2009: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,292
Total number of active participants reported on line 7a of the Form 55002009-01-011,052
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01222
Total of all active and inactive participants2009-01-011,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-011,277
Number of participants with account balances2009-01-011,277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0118

Financial Data on THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016 : THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$8,647
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$48,171,130
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$26,875,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$26,694,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$22,638,495
Value of total assets at end of year2016-12-31$408,190,992
Value of total assets at beginning of year2016-12-31$386,903,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$180,199
Total interest from all sources2016-12-31$225,666
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$8,627,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$8,627,142
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$13,840,695
Participant contributions at end of year2016-12-31$5,056,219
Participant contributions at beginning of year2016-12-31$5,234,009
Participant contributions at end of year2016-12-31$366,009
Participant contributions at beginning of year2016-12-31$315,423
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$680,178
Other income not declared elsewhere2016-12-31$43,449
Administrative expenses (other) incurred2016-12-31$180,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$21,296,034
Value of net assets at end of year (total assets less liabilities)2016-12-31$408,190,992
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$386,903,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$313,266,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$289,786,817
Interest on participant loans2016-12-31$225,666
Value of interest in master investment trust accounts at end of year2016-12-31$40,796,617
Value of interest in master investment trust accounts at beginning of year2016-12-31$47,321,029
Value of interest in common/collective trusts at end of year2016-12-31$48,384,803
Value of interest in common/collective trusts at beginning of year2016-12-31$43,985,763
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$14,477,417
Net investment gain or loss from common/collective trusts2016-12-31$930,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$8,117,622
Employer contributions (assets) at end of year2016-12-31$320,498
Employer contributions (assets) at beginning of year2016-12-31$260,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$26,694,897
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DWORKEN, HILLMAN, LAMORTE AND STERC
Accountancy firm EIN2016-12-31061308345
2015 : THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$1,615
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$30,605,637
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$19,727,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$19,668,767
Value of total corrective distributions2015-12-31$1,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$21,342,754
Value of total assets at end of year2015-12-31$386,903,605
Value of total assets at beginning of year2015-12-31$376,023,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$57,651
Total interest from all sources2015-12-31$235,621
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$14,543,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$12,933,718
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$13,368,381
Participant contributions at end of year2015-12-31$5,234,009
Participant contributions at beginning of year2015-12-31$5,141,723
Participant contributions at end of year2015-12-31$315,423
Participant contributions at beginning of year2015-12-31$525,184
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$353,726
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$2,914
Other income not declared elsewhere2015-12-31$48,028
Administrative expenses (other) incurred2015-12-31$57,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$10,878,147
Value of net assets at end of year (total assets less liabilities)2015-12-31$386,903,605
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$376,023,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$289,786,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$282,418,169
Interest on participant loans2015-12-31$235,621
Value of interest in master investment trust accounts at end of year2015-12-31$47,321,029
Value of interest in master investment trust accounts at beginning of year2015-12-31$55,119,693
Value of interest in common/collective trusts at end of year2015-12-31$43,985,763
Value of interest in common/collective trusts at beginning of year2015-12-31$32,548,749
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-11,887,691
Net investment gain or loss from common/collective trusts2015-12-31$-320,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,620,647
Employer contributions (assets) at end of year2015-12-31$260,564
Employer contributions (assets) at beginning of year2015-12-31$270,325
Income. Dividends from common stock2015-12-31$1,609,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$19,665,853
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31DWORKEN, HILLMAN, LAMORTE AND STERC
Accountancy firm EIN2015-12-31061308345
2014 : THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$51,425,106
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$28,050,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$27,991,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$21,434,548
Value of total assets at end of year2014-12-31$376,023,843
Value of total assets at beginning of year2014-12-31$352,649,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$59,028
Total interest from all sources2014-12-31$230,920
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$12,161,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$9,983,679
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$13,177,708
Participant contributions at end of year2014-12-31$5,141,723
Participant contributions at beginning of year2014-12-31$4,705,230
Participant contributions at end of year2014-12-31$525,184
Participant contributions at beginning of year2014-12-31$502,139
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,031,447
Other income not declared elsewhere2014-12-31$68,075
Administrative expenses (other) incurred2014-12-31$59,028
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$23,374,637
Value of net assets at end of year (total assets less liabilities)2014-12-31$376,023,843
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$352,649,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$282,418,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$264,604,487
Interest on participant loans2014-12-31$230,920
Value of interest in master investment trust accounts at end of year2014-12-31$55,119,693
Value of interest in master investment trust accounts at beginning of year2014-12-31$48,954,985
Value of interest in common/collective trusts at end of year2014-12-31$32,548,749
Value of interest in common/collective trusts at beginning of year2014-12-31$33,612,978
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$10,811,157
Net investment gain or loss from common/collective trusts2014-12-31$675,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,225,393
Employer contributions (assets) at end of year2014-12-31$270,325
Employer contributions (assets) at beginning of year2014-12-31$269,387
Income. Dividends from common stock2014-12-31$2,177,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$27,991,441
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DWORKEN, HILLMAN,LAMORTE AND STERC
Accountancy firm EIN2014-12-31061308345
2013 : THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$110,974,757
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$64,576,738
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$17,059,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$17,013,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$18,560,843
Value of total assets at end of year2013-12-31$352,649,206
Value of total assets at beginning of year2013-12-31$194,157,697
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$46,373
Total interest from all sources2013-12-31$182,459
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$8,114,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$8,114,545
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$10,976,340
Participant contributions at end of year2013-12-31$4,705,230
Participant contributions at beginning of year2013-12-31$2,460,258
Participant contributions at end of year2013-12-31$502,139
Participant contributions at beginning of year2013-12-31$385,928
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$665,521
Other income not declared elsewhere2013-12-31$38,644
Administrative expenses (other) incurred2013-12-31$46,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$47,516,752
Value of net assets at end of year (total assets less liabilities)2013-12-31$352,649,206
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$194,157,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$264,604,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$128,855,995
Interest on participant loans2013-12-31$182,459
Value of interest in master investment trust accounts at end of year2013-12-31$48,954,985
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$33,612,978
Value of interest in common/collective trusts at beginning of year2013-12-31$17,632,277
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$35,528,317
Net investment gain or loss from common/collective trusts2013-12-31$456,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$44,587,195
Contributions received in cash from employer2013-12-31$6,918,982
Employer contributions (assets) at end of year2013-12-31$269,387
Employer contributions (assets) at beginning of year2013-12-31$236,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$17,013,613
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31DWORKEN, HILLMAN, LAMORTE AND STERC
Accountancy firm EIN2013-12-31061308345
2012 : THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$469,135
Total unrealized appreciation/depreciation of assets2012-12-31$469,135
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$33,560,947
Total loss/gain on sale of assets2012-12-31$-1,874
Total of all expenses incurred2012-12-31$12,052,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$12,029,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$15,564,871
Value of total assets at end of year2012-12-31$194,157,697
Value of total assets at beginning of year2012-12-31$172,649,715
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$23,690
Total interest from all sources2012-12-31$127,604
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$5,124,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,045,380
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$9,506,655
Participant contributions at end of year2012-12-31$2,460,258
Participant contributions at beginning of year2012-12-31$2,261,987
Participant contributions at end of year2012-12-31$385,928
Participant contributions at beginning of year2012-12-31$73,356
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$379,244
Other income not declared elsewhere2012-12-31$3,341
Administrative expenses (other) incurred2012-12-31$23,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$21,507,982
Value of net assets at end of year (total assets less liabilities)2012-12-31$194,157,697
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$172,649,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$128,855,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$109,629,070
Interest on participant loans2012-12-31$127,604
Value of interest in common/collective trusts at end of year2012-12-31$17,632,277
Value of interest in common/collective trusts at beginning of year2012-12-31$18,053,586
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$11,831,221
Net investment gain or loss from common/collective trusts2012-12-31$442,569
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$44,587,195
Assets. Invements in employer securities at beginning of year2012-12-31$42,348,903
Contributions received in cash from employer2012-12-31$5,678,972
Employer contributions (assets) at end of year2012-12-31$236,044
Employer contributions (assets) at beginning of year2012-12-31$282,813
Income. Dividends from common stock2012-12-31$2,078,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$12,029,275
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$5,926,590
Aggregate carrying amount (costs) on sale of assets2012-12-31$5,928,464
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DWORKEN, HILLMAN, LAMORTE AND STERC
Accountancy firm EIN2012-12-31061308345
2011 : THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$6,089,337
Total unrealized appreciation/depreciation of assets2011-12-31$6,089,337
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$24,739,972
Total loss/gain on sale of assets2011-12-31$184,905
Total of all expenses incurred2011-12-31$9,783,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$9,761,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,013,337
Value of total assets at end of year2011-12-31$172,649,715
Value of total assets at beginning of year2011-12-31$157,693,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,655
Total interest from all sources2011-12-31$134,216
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,391,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,386,415
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,808,843
Participant contributions at end of year2011-12-31$2,261,987
Participant contributions at beginning of year2011-12-31$2,211,568
Participant contributions at end of year2011-12-31$73,356
Participant contributions at beginning of year2011-12-31$424,721
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$356,940
Other income not declared elsewhere2011-12-31$3,814
Administrative expenses (other) incurred2011-12-31$21,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$14,956,511
Value of net assets at end of year (total assets less liabilities)2011-12-31$172,649,715
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$157,693,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$109,629,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$104,120,325
Interest on participant loans2011-12-31$134,216
Value of interest in common/collective trusts at end of year2011-12-31$18,053,586
Value of interest in common/collective trusts at beginning of year2011-12-31$15,920,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-756,286
Net investment gain or loss from common/collective trusts2011-12-31$678,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$42,348,903
Assets. Invements in employer securities at beginning of year2011-12-31$34,644,463
Contributions received in cash from employer2011-12-31$4,847,554
Employer contributions (assets) at end of year2011-12-31$282,813
Employer contributions (assets) at beginning of year2011-12-31$372,033
Income. Dividends from common stock2011-12-31$2,005,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,761,806
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$5,165,470
Aggregate carrying amount (costs) on sale of assets2011-12-31$4,980,565
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DWORKEN, HILLMAN, LAMORTE AND STERC
Accountancy firm EIN2011-12-31061308345
2010 : THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,109,428
Total unrealized appreciation/depreciation of assets2010-12-31$2,109,428
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$29,293,177
Total loss/gain on sale of assets2010-12-31$14,004
Total of all expenses incurred2010-12-31$7,638,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,617,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,519,446
Value of total assets at end of year2010-12-31$157,693,204
Value of total assets at beginning of year2010-12-31$136,038,593
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$20,757
Total interest from all sources2010-12-31$116,116
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,066,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,144,114
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$8,165,283
Participant contributions at end of year2010-12-31$2,211,568
Participant contributions at beginning of year2010-12-31$1,861,875
Participant contributions at end of year2010-12-31$424,721
Participant contributions at beginning of year2010-12-31$44,170
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$231,177
Other income not declared elsewhere2010-12-31$3,593
Administrative expenses (other) incurred2010-12-31$20,757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$21,654,611
Value of net assets at end of year (total assets less liabilities)2010-12-31$157,693,204
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$136,038,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$104,120,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$87,549,210
Interest on participant loans2010-12-31$116,116
Value of interest in common/collective trusts at end of year2010-12-31$15,920,094
Value of interest in common/collective trusts at beginning of year2010-12-31$15,672,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$9,740,263
Net investment gain or loss from common/collective trusts2010-12-31$723,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$34,644,463
Assets. Invements in employer securities at beginning of year2010-12-31$30,702,566
Contributions received in cash from employer2010-12-31$4,122,986
Employer contributions (assets) at end of year2010-12-31$372,033
Employer contributions (assets) at beginning of year2010-12-31$208,516
Income. Dividends from common stock2010-12-31$1,922,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,617,809
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$4,272,146
Aggregate carrying amount (costs) on sale of assets2010-12-31$4,258,142
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DWORKEN, HILLMAN, LAMORTE AND STERC
Accountancy firm EIN2010-12-31061308345

Form 5500 Responses for THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN

2016: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE UIL HOLDINGS CORPORATION 401K EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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