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YALE-NEW HAVEN HOSPITAL 403B PLAN 401k Plan overview

Plan NameYALE-NEW HAVEN HOSPITAL 403B PLAN
Plan identification number 002

YALE-NEW HAVEN HOSPITAL 403B PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

YALE-NEW HAVEN HOSPITAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:YALE-NEW HAVEN HOSPITAL, INC.
Employer identification number (EIN):060646652
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan YALE-NEW HAVEN HOSPITAL 403B PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01ROBERT M. GARVEY
0022011-01-01ROBERT M GARVEY
0022010-01-01ROBERT M GARVEY
0022009-01-01ROBERT M. GARVEY

Plan Statistics for YALE-NEW HAVEN HOSPITAL 403B PLAN

401k plan membership statisitcs for YALE-NEW HAVEN HOSPITAL 403B PLAN

Measure Date Value
2017: YALE-NEW HAVEN HOSPITAL 403B PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0120,465
Total number of active participants reported on line 7a of the Form 55002017-01-0117,791
Number of retired or separated participants receiving benefits2017-01-011,255
Number of other retired or separated participants entitled to future benefits2017-01-013,157
Total of all active and inactive participants2017-01-0122,203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0119
Total participants2017-01-0122,222
Number of participants with account balances2017-01-0119,447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: YALE-NEW HAVEN HOSPITAL 403B PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0119,674
Total number of active participants reported on line 7a of the Form 55002016-01-0116,989
Number of retired or separated participants receiving benefits2016-01-011,246
Number of other retired or separated participants entitled to future benefits2016-01-012,204
Total of all active and inactive participants2016-01-0120,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0126
Total participants2016-01-0120,465
Number of participants with account balances2016-01-0115,388
2015: YALE-NEW HAVEN HOSPITAL 403B PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0119,005
Total number of active participants reported on line 7a of the Form 55002015-01-0116,354
Number of retired or separated participants receiving benefits2015-01-011,201
Number of other retired or separated participants entitled to future benefits2015-01-012,092
Total of all active and inactive participants2015-01-0119,647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0127
Total participants2015-01-0119,674
Number of participants with account balances2015-01-0115,401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: YALE-NEW HAVEN HOSPITAL 403B PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0118,265
Total number of active participants reported on line 7a of the Form 55002014-01-0115,895
Number of retired or separated participants receiving benefits2014-01-011,338
Number of other retired or separated participants entitled to future benefits2014-01-011,769
Total of all active and inactive participants2014-01-0119,002
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-0119,005
Number of participants with account balances2014-01-0115,268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: YALE-NEW HAVEN HOSPITAL 403B PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0117,327
Total number of active participants reported on line 7a of the Form 55002013-01-0115,469
Number of retired or separated participants receiving benefits2013-01-011,039
Number of other retired or separated participants entitled to future benefits2013-01-011,757
Total of all active and inactive participants2013-01-0118,265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0118,265
Number of participants with account balances2013-01-0115,387
2012: YALE-NEW HAVEN HOSPITAL 403B PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0113,020
Total number of active participants reported on line 7a of the Form 55002012-01-0115,094
Number of retired or separated participants receiving benefits2012-01-01726
Number of other retired or separated participants entitled to future benefits2012-01-011,506
Total of all active and inactive participants2012-01-0117,326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-0117,327
Number of participants with account balances2012-01-0114,657
2011: YALE-NEW HAVEN HOSPITAL 403B PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0111,803
Total number of active participants reported on line 7a of the Form 55002011-01-0110,601
Number of retired or separated participants receiving benefits2011-01-01736
Number of other retired or separated participants entitled to future benefits2011-01-011,677
Total of all active and inactive participants2011-01-0113,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-016
Total participants2011-01-0113,020
Number of participants with account balances2011-01-0110,740
2010: YALE-NEW HAVEN HOSPITAL 403B PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0110,525
Total number of active participants reported on line 7a of the Form 55002010-01-0110,062
Number of retired or separated participants receiving benefits2010-01-01606
Number of other retired or separated participants entitled to future benefits2010-01-011,134
Total of all active and inactive participants2010-01-0111,802
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-0111,803
Number of participants with account balances2010-01-019,819
2009: YALE-NEW HAVEN HOSPITAL 403B PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0110,125
Total number of active participants reported on line 7a of the Form 55002009-01-018,656
Number of retired or separated participants receiving benefits2009-01-01470
Number of other retired or separated participants entitled to future benefits2009-01-011,398
Total of all active and inactive participants2009-01-0110,524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-0110,525
Number of participants with account balances2009-01-017,724

Financial Data on YALE-NEW HAVEN HOSPITAL 403B PLAN

Measure Date Value
2017 : YALE-NEW HAVEN HOSPITAL 403B PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$277,983,710
Total of all expenses incurred2017-12-31$53,702,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$52,895,574
Expenses. Certain deemed distributions of participant loans2017-12-31$599,291
Value of total corrective distributions2017-12-31$7,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$104,781,617
Value of total assets at end of year2017-12-31$1,167,141,944
Value of total assets at beginning of year2017-12-31$942,860,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$199,754
Total interest from all sources2017-12-31$3,099,978
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$54,229,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$54,229,496
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$88,413,725
Participant contributions at end of year2017-12-31$18,497,003
Participant contributions at beginning of year2017-12-31$16,500,920
Assets. Other investments not covered elsewhere at end of year2017-12-31$11,114,154
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$9,031,765
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$16,367,892
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$163,468
Other income not declared elsewhere2017-12-31$1,141,875
Administrative expenses (other) incurred2017-12-31$199,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$224,281,486
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,167,141,944
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$942,860,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,029,990,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$814,652,019
Interest on participant loans2017-12-31$702,056
Interest earned on other investments2017-12-31$2,356,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$6,247,441
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$6,604,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$6,604,234
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$41,277
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$101,292,606
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$96,071,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$114,730,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$52,732,106
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : YALE-NEW HAVEN HOSPITAL 403B PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$154,198,832
Total of all expenses incurred2016-12-31$50,537,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$50,251,092
Expenses. Certain deemed distributions of participant loans2016-12-31$139,706
Value of total corrective distributions2016-12-31$15,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$89,998,036
Value of total assets at end of year2016-12-31$942,860,458
Value of total assets at beginning of year2016-12-31$839,198,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$131,116
Total interest from all sources2016-12-31$3,354,973
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$29,990,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$29,990,864
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$80,768,350
Participant contributions at end of year2016-12-31$16,500,920
Participant contributions at beginning of year2016-12-31$15,971,168
Assets. Other investments not covered elsewhere at end of year2016-12-31$9,031,765
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$7,925,954
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$9,229,686
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$424,795
Other income not declared elsewhere2016-12-31$888,443
Administrative expenses (other) incurred2016-12-31$131,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$103,661,643
Value of net assets at end of year (total assets less liabilities)2016-12-31$942,860,458
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$839,198,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$814,652,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$722,763,844
Interest on participant loans2016-12-31$656,529
Interest earned on other investments2016-12-31$2,695,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$6,604,234
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$6,580,301
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$6,580,301
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,849
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$96,071,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$85,957,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$29,966,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$49,826,297
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : YALE-NEW HAVEN HOSPITAL 403B PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$92,215,321
Total of all expenses incurred2015-12-31$44,921,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$44,344,677
Expenses. Certain deemed distributions of participant loans2015-12-31$446,303
Value of total corrective distributions2015-12-31$12,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$85,936,499
Value of total assets at end of year2015-12-31$839,198,815
Value of total assets at beginning of year2015-12-31$791,904,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$118,285
Total interest from all sources2015-12-31$3,081,461
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$35,544,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$35,544,888
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$76,620,470
Participant contributions at end of year2015-12-31$15,971,168
Participant contributions at beginning of year2015-12-31$13,927,658
Participant contributions at beginning of year2015-12-31$11,881
Assets. Other investments not covered elsewhere at end of year2015-12-31$7,925,954
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$6,337,908
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$9,316,029
Other income not declared elsewhere2015-12-31$889,316
Administrative expenses (other) incurred2015-12-31$118,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$47,293,901
Value of net assets at end of year (total assets less liabilities)2015-12-31$839,198,815
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$791,904,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$722,763,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$684,050,500
Interest on participant loans2015-12-31$599,111
Interest earned on other investments2015-12-31$2,481,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$6,580,301
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,755,274
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,755,274
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$557
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$85,957,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$82,821,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-33,236,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$44,344,677
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31MARCUM LLP
Accountancy firm EIN2015-12-31111986323
2014 : YALE-NEW HAVEN HOSPITAL 403B PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$130,737,353
Total of all expenses incurred2014-12-31$48,032,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$47,391,130
Expenses. Certain deemed distributions of participant loans2014-12-31$502,770
Value of total corrective distributions2014-12-31$3,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$84,430,554
Value of total assets at end of year2014-12-31$791,904,914
Value of total assets at beginning of year2014-12-31$709,200,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$135,505
Total interest from all sources2014-12-31$2,996,015
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$52,425,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$52,425,884
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$70,127,240
Participant contributions at end of year2014-12-31$13,927,658
Participant contributions at beginning of year2014-12-31$12,042,179
Participant contributions at end of year2014-12-31$11,881
Participant contributions at beginning of year2014-12-31$2,637,739
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$14,303,314
Other income not declared elsewhere2014-12-31$1,226,167
Administrative expenses (other) incurred2014-12-31$135,505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$82,704,855
Value of net assets at end of year (total assets less liabilities)2014-12-31$791,904,914
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$709,200,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$689,805,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$608,988,564
Interest on participant loans2014-12-31$530,701
Interest earned on other investments2014-12-31$2,464,888
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$5,337,772
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,634,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,634,232
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$82,821,693
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$81,897,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-10,341,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$47,391,130
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MARCUM LLP
Accountancy firm EIN2014-12-31111986323
2013 : YALE-NEW HAVEN HOSPITAL 403B PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$208,864,051
Total of all expenses incurred2013-12-31$30,319,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$29,663,233
Expenses. Certain deemed distributions of participant loans2013-12-31$556,189
Value of total corrective distributions2013-12-31$6,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$106,649,355
Value of total assets at end of year2013-12-31$709,200,059
Value of total assets at beginning of year2013-12-31$530,655,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$93,541
Total interest from all sources2013-12-31$2,711,945
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$22,038,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$22,038,689
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$64,960,830
Participant contributions at end of year2013-12-31$12,042,179
Participant contributions at beginning of year2013-12-31$9,649,601
Participant contributions at end of year2013-12-31$2,637,739
Participant contributions at beginning of year2013-12-31$2,441,684
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$41,688,525
Administrative expenses (other) incurred2013-12-31$93,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$178,544,822
Value of net assets at end of year (total assets less liabilities)2013-12-31$709,200,059
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$530,655,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$608,988,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$445,145,958
Interest on participant loans2013-12-31$433,449
Interest earned on other investments2013-12-31$2,278,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$3,634,232
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,858,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,858,153
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$383
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$81,897,345
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$69,559,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$77,464,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$29,663,233
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MARCUM LLP
Accountancy firm EIN2013-12-31111986323
2012 : YALE-NEW HAVEN HOSPITAL 403B PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$223,778,211
Total of all expenses incurred2012-12-31$18,865,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$18,459,086
Expenses. Certain deemed distributions of participant loans2012-12-31$321,666
Value of total corrective distributions2012-12-31$17,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$181,836,312
Value of total assets at end of year2012-12-31$530,655,237
Value of total assets at beginning of year2012-12-31$325,742,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$67,096
Total interest from all sources2012-12-31$2,409,052
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$12,389,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$12,389,544
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$51,925,018
Participant contributions at end of year2012-12-31$9,649,601
Participant contributions at beginning of year2012-12-31$6,153,249
Participant contributions at end of year2012-12-31$2,441,684
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$129,911,294
Administrative expenses (other) incurred2012-12-31$67,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$204,912,987
Value of net assets at end of year (total assets less liabilities)2012-12-31$530,655,237
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$325,742,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$445,145,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$259,050,283
Interest on participant loans2012-12-31$295,671
Interest earned on other investments2012-12-31$2,113,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,858,153
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,188,507
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,188,507
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$249
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$69,559,841
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$58,350,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$27,143,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$18,459,086
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MARCUM LLP
Accountancy firm EIN2012-12-31111986323
2011 : YALE-NEW HAVEN HOSPITAL 403B PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$44,228,221
Total of all expenses incurred2011-12-31$16,319,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$16,263,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$46,702,171
Value of total assets at end of year2011-12-31$325,742,250
Value of total assets at beginning of year2011-12-31$297,833,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$56,760
Total interest from all sources2011-12-31$2,305,635
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$7,354,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$7,354,293
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$41,252,678
Participant contributions at end of year2011-12-31$6,153,249
Participant contributions at beginning of year2011-12-31$4,865,398
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,449,493
Administrative expenses (other) incurred2011-12-31$56,760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$27,908,455
Value of net assets at end of year (total assets less liabilities)2011-12-31$325,742,250
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$297,833,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$259,050,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$238,348,158
Interest on participant loans2011-12-31$314,917
Interest earned on other investments2011-12-31$1,990,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,188,507
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,290,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,290,367
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$171
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$58,350,211
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$53,329,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-12,133,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$16,263,006
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MARCUM LLP
Accountancy firm EIN2011-12-31111986323
2010 : YALE-NEW HAVEN HOSPITAL 403B PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$68,376,543
Total of all expenses incurred2010-12-31$16,671,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$16,625,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$37,886,886
Value of total assets at end of year2010-12-31$297,833,795
Value of total assets at beginning of year2010-12-31$246,128,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$46,232
Total interest from all sources2010-12-31$2,067,810
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,662,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$4,662,810
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$35,416,989
Participant contributions at end of year2010-12-31$4,865,398
Participant contributions at beginning of year2010-12-31$3,877,027
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,469,897
Administrative expenses (other) incurred2010-12-31$46,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$51,704,826
Value of net assets at end of year (total assets less liabilities)2010-12-31$297,833,795
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$246,128,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$238,348,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$192,882,500
Interest on participant loans2010-12-31$261,785
Interest earned on other investments2010-12-31$1,805,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,290,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$294,202
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$294,202
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$83
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$53,329,872
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$49,075,240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$23,759,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$16,625,485
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MARCUM LLP
Accountancy firm EIN2010-12-31111986323

Form 5500 Responses for YALE-NEW HAVEN HOSPITAL 403B PLAN

2017: YALE-NEW HAVEN HOSPITAL 403B PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: YALE-NEW HAVEN HOSPITAL 403B PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: YALE-NEW HAVEN HOSPITAL 403B PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: YALE-NEW HAVEN HOSPITAL 403B PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: YALE-NEW HAVEN HOSPITAL 403B PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: YALE-NEW HAVEN HOSPITAL 403B PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: YALE-NEW HAVEN HOSPITAL 403B PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: YALE-NEW HAVEN HOSPITAL 403B PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: YALE-NEW HAVEN HOSPITAL 403B PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number60189
Policy instance 1

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