Logo

YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 401k Plan overview

Plan NameYALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN
Plan identification number 004

YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

YALE-NEW HAVEN HOSPITAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:YALE-NEW HAVEN HOSPITAL, INC.
Employer identification number (EIN):060646652
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042023-01-01BENJAMIN TUDOR2024-09-10
0042022-01-01BENJAMIN TUDOR2023-08-25
0042021-01-01MELISSA TURNER2022-10-12
0042020-01-01ANGEL BRUNO2021-10-06
0042019-01-01LINDA LAFORTUNE2020-10-12
0042017-01-01
0042016-01-01
0042015-01-01
0042014-01-01
0042013-01-01
0042012-01-01ROBERT M. GARVEY
0042011-01-01ROBERT M GARVEY
0042009-01-01ROBERT M. GARVEY

Plan Statistics for YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN

401k plan membership statisitcs for YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN

Measure Date Value
2023: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0130,729
Total number of active participants reported on line 7a of the Form 55002023-01-0122,447
Number of retired or separated participants receiving benefits2023-01-012,091
Number of other retired or separated participants entitled to future benefits2023-01-016,759
Total of all active and inactive participants2023-01-0131,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0165
Total participants2023-01-0131,362
Number of participants with account balances2023-01-0128,092
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-011,531
2022: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0130,186
Total number of active participants reported on line 7a of the Form 55002022-01-0122,121
Number of retired or separated participants receiving benefits2022-01-012,035
Number of other retired or separated participants entitled to future benefits2022-01-016,517
Total of all active and inactive participants2022-01-0130,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0156
Total participants2022-01-0130,729
Number of participants with account balances2022-01-0127,039
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011,545
2021: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0126,982
Total number of active participants reported on line 7a of the Form 55002021-01-0122,661
Number of retired or separated participants receiving benefits2021-01-011,685
Number of other retired or separated participants entitled to future benefits2021-01-015,806
Total of all active and inactive participants2021-01-0130,152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0134
Total participants2021-01-0130,186
Number of participants with account balances2021-01-0124,385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011,165
2020: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0126,354
Total number of active participants reported on line 7a of the Form 55002020-01-0122,165
Number of retired or separated participants receiving benefits2020-01-011,227
Number of other retired or separated participants entitled to future benefits2020-01-014,566
Total of all active and inactive participants2020-01-0127,958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0124
Total participants2020-01-0127,982
Number of participants with account balances2020-01-0124,358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01973
2019: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0123,809
Total number of active participants reported on line 7a of the Form 55002019-01-0121,146
Number of retired or separated participants receiving benefits2019-01-011,080
Number of other retired or separated participants entitled to future benefits2019-01-014,099
Total of all active and inactive participants2019-01-0126,325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0129
Total participants2019-01-0126,354
Number of participants with account balances2019-01-0122,797
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01826
2017: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0121,004
Total number of active participants reported on line 7a of the Form 55002017-01-0117,791
Number of retired or separated participants receiving benefits2017-01-01962
Number of other retired or separated participants entitled to future benefits2017-01-013,533
Total of all active and inactive participants2017-01-0122,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0124
Total participants2017-01-0122,310
Number of participants with account balances2017-01-0120,121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01720
2016: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0119,334
Total number of active participants reported on line 7a of the Form 55002016-01-0116,989
Number of retired or separated participants receiving benefits2016-01-011,075
Number of other retired or separated participants entitled to future benefits2016-01-012,915
Total of all active and inactive participants2016-01-0120,979
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0125
Total participants2016-01-0121,004
Number of participants with account balances2016-01-0118,693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01852
2015: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0118,769
Total number of active participants reported on line 7a of the Form 55002015-01-0116,354
Number of retired or separated participants receiving benefits2015-01-01967
Number of other retired or separated participants entitled to future benefits2015-01-011,991
Total of all active and inactive participants2015-01-0119,312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0122
Total participants2015-01-0119,334
Number of participants with account balances2015-01-0115,473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011,280
2014: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0117,754
Total number of active participants reported on line 7a of the Form 55002014-01-0115,895
Number of retired or separated participants receiving benefits2014-01-011,113
Number of other retired or separated participants entitled to future benefits2014-01-011,757
Total of all active and inactive participants2014-01-0118,765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-0118,769
Number of participants with account balances2014-01-0115,345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011,284
2013: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0116,790
Total number of active participants reported on line 7a of the Form 55002013-01-0115,469
Number of retired or separated participants receiving benefits2013-01-01725
Number of other retired or separated participants entitled to future benefits2013-01-011,560
Total of all active and inactive participants2013-01-0117,754
Total participants2013-01-0117,754
Number of participants with account balances2013-01-0115,357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01966
2012: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0112,490
Total number of active participants reported on line 7a of the Form 55002012-01-0115,094
Number of retired or separated participants receiving benefits2012-01-01544
Number of other retired or separated participants entitled to future benefits2012-01-011,149
Total of all active and inactive participants2012-01-0116,787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-0116,790
Number of participants with account balances2012-01-0114,269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01594
2011: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0111,975
Total number of active participants reported on line 7a of the Form 55002011-01-0110,601
Number of retired or separated participants receiving benefits2011-01-01417
Number of other retired or separated participants entitled to future benefits2011-01-011,465
Total of all active and inactive participants2011-01-0112,483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-0112,490
Number of participants with account balances2011-01-0110,582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01564
2009: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-019,647
Total number of active participants reported on line 7a of the Form 55002009-01-018,656
Number of retired or separated participants receiving benefits2009-01-01261
Number of other retired or separated participants entitled to future benefits2009-01-011,086
Total of all active and inactive participants2009-01-0110,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-0110,004
Number of participants with account balances2009-01-017,474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01285

Financial Data on YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN

Measure Date Value
2023 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$219,666,628
Total of all expenses incurred2023-12-31$50,824,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$50,604,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$80,343,203
Value of total assets at end of year2023-12-31$911,642,465
Value of total assets at beginning of year2023-12-31$742,800,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$219,890
Total interest from all sources2023-12-31$1,473,208
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$21,033,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$21,033,293
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$2,006,667
Other income not declared elsewhere2023-12-31$996,989
Administrative expenses (other) incurred2023-12-31$160,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$168,841,943
Value of net assets at end of year (total assets less liabilities)2023-12-31$911,642,465
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$742,800,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$40,114
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$825,290,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$650,471,787
Interest earned on other investments2023-12-31$1,083,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$9,205,176
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$6,689,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$6,689,402
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$390,071
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$41,079,507
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$50,480,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$115,819,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$78,336,536
Employer contributions (assets) at end of year2023-12-31$36,067,742
Employer contributions (assets) at beginning of year2023-12-31$35,158,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$50,604,795
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BAKER TILLY US, LLP
Accountancy firm EIN2023-12-31301413443
Total income from all sources (including contributions)2023-01-01$219,666,628
Total of all expenses incurred2023-01-01$50,824,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$50,604,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$80,343,203
Value of total assets at end of year2023-01-01$911,642,465
Value of total assets at beginning of year2023-01-01$742,800,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$219,890
Total interest from all sources2023-01-01$1,473,208
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$21,033,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$21,033,293
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$5,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$2,006,667
Other income not declared elsewhere2023-01-01$996,989
Administrative expenses (other) incurred2023-01-01$160,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$168,841,943
Value of net assets at end of year (total assets less liabilities)2023-01-01$911,642,465
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$742,800,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$40,114
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$825,290,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$650,471,787
Interest earned on other investments2023-01-01$1,083,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$9,205,176
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$390,071
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$41,079,507
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$50,480,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$115,819,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$78,336,536
Employer contributions (assets) at end of year2023-01-01$36,067,742
Employer contributions (assets) at beginning of year2023-01-01$35,158,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$50,604,795
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-01-01No
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01BAKER TILLY US, LLP
Accountancy firm EIN2023-01-01301413443
2022 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-69,083,565
Total of all expenses incurred2022-12-31$40,781,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$40,570,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$77,052,975
Value of total assets at end of year2022-12-31$742,800,522
Value of total assets at beginning of year2022-12-31$852,665,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$210,862
Total interest from all sources2022-12-31$1,326,430
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$59,325,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$59,325,727
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,081,203
Other income not declared elsewhere2022-12-31$972,505
Administrative expenses (other) incurred2022-12-31$210,862
Total non interest bearing cash at beginning of year2022-12-31$15,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-109,864,796
Value of net assets at end of year (total assets less liabilities)2022-12-31$742,800,522
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$852,665,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$650,471,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$767,647,220
Interest earned on other investments2022-12-31$1,236,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$6,689,402
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$5,694,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$5,694,774
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$90,110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$50,480,782
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$47,765,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-207,761,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$73,971,772
Employer contributions (assets) at end of year2022-12-31$35,158,551
Employer contributions (assets) at beginning of year2022-12-31$31,542,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$40,570,369
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
Total income from all sources (including contributions)2022-01-01$-69,083,565
Total of all expenses incurred2022-01-01$40,781,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$40,570,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$77,052,975
Value of total assets at end of year2022-01-01$742,800,522
Value of total assets at beginning of year2022-01-01$852,665,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$210,862
Total interest from all sources2022-01-01$1,326,430
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$59,325,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$59,325,727
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$5,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$3,081,203
Other income not declared elsewhere2022-01-01$972,505
Administrative expenses (other) incurred2022-01-01$210,862
Total non interest bearing cash at beginning of year2022-01-01$15,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-109,864,796
Value of net assets at end of year (total assets less liabilities)2022-01-01$742,800,522
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$852,665,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$650,471,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$767,647,220
Interest earned on other investments2022-01-01$1,236,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$6,689,402
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$90,110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$50,480,782
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$47,765,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-207,761,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$73,971,772
Employer contributions (assets) at end of year2022-01-01$35,158,551
Employer contributions (assets) at beginning of year2022-01-01$31,542,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$40,570,369
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-01-01No
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01BAKER TILLY US, LLP
Accountancy firm EIN2022-01-01390859910
2021 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$178,792,015
Total of all expenses incurred2021-12-31$39,255,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$38,990,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$73,234,046
Value of total assets at end of year2021-12-31$852,665,318
Value of total assets at beginning of year2021-12-31$713,128,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$264,819
Total interest from all sources2021-12-31$1,168,714
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$72,975,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$72,975,212
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,201,800
Other income not declared elsewhere2021-12-31$909,970
Administrative expenses (other) incurred2021-12-31$264,819
Total non interest bearing cash at end of year2021-12-31$15,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$139,536,523
Value of net assets at end of year (total assets less liabilities)2021-12-31$852,665,318
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$713,128,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$767,647,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$631,497,329
Interest earned on other investments2021-12-31$1,167,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$5,694,774
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$6,104,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$6,104,520
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$736
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$47,765,374
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$45,190,677
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$30,504,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$69,032,246
Employer contributions (assets) at end of year2021-12-31$31,542,057
Employer contributions (assets) at beginning of year2021-12-31$30,336,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$38,990,673
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$172,187,291
Total of all expenses incurred2020-12-31$28,225,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$28,033,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$67,508,294
Value of total assets at end of year2020-12-31$713,128,795
Value of total assets at beginning of year2020-12-31$569,166,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$192,156
Total interest from all sources2020-12-31$1,254,183
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$33,454,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$33,454,012
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$5,988,824
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,572,673
Other income not declared elsewhere2020-12-31$650,596
Administrative expenses (other) incurred2020-12-31$192,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$143,961,984
Value of net assets at end of year (total assets less liabilities)2020-12-31$713,128,795
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$569,166,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$631,497,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$492,812,888
Interest earned on other investments2020-12-31$1,243,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$6,104,520
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,975,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,975,949
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$10,907
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$45,190,677
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$39,701,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$69,320,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$65,935,621
Employer contributions (assets) at end of year2020-12-31$30,336,269
Employer contributions (assets) at beginning of year2020-12-31$27,687,506
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$28,033,151
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$153,939,239
Total income from all sources (including contributions)2019-12-31$153,939,239
Total of all expenses incurred2019-12-31$20,790,097
Total of all expenses incurred2019-12-31$20,790,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$20,556,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$20,556,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$59,505,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$59,505,252
Value of total assets at end of year2019-12-31$569,166,811
Value of total assets at end of year2019-12-31$569,166,811
Value of total assets at beginning of year2019-12-31$436,017,669
Value of total assets at beginning of year2019-12-31$436,017,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$233,173
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$233,173
Total interest from all sources2019-12-31$1,250,762
Total interest from all sources2019-12-31$1,250,762
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$27,083,021
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$27,083,021
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$27,083,021
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$27,083,021
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$5,988,824
Assets. Other investments not covered elsewhere at end of year2019-12-31$5,988,824
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,778,128
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,778,128
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,627,128
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,627,128
Other income not declared elsewhere2019-12-31$483,574
Other income not declared elsewhere2019-12-31$483,574
Administrative expenses (other) incurred2019-12-31$233,173
Administrative expenses (other) incurred2019-12-31$233,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$133,149,142
Value of net income/loss2019-12-31$133,149,142
Value of net assets at end of year (total assets less liabilities)2019-12-31$569,166,811
Value of net assets at end of year (total assets less liabilities)2019-12-31$569,166,811
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$436,017,669
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$436,017,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$492,812,888
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$492,812,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$366,081,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$366,081,833
Interest earned on other investments2019-12-31$1,183,193
Interest earned on other investments2019-12-31$1,183,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,975,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,975,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,986,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,986,944
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,986,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,986,944
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$67,569
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$67,569
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$39,701,644
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$39,701,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$36,937,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$36,937,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$65,616,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$65,616,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31Yes
Contributions received in cash from employer2019-12-31$57,878,124
Employer contributions (assets) at end of year2019-12-31$27,687,506
Employer contributions (assets) at end of year2019-12-31$27,687,506
Employer contributions (assets) at beginning of year2019-12-31$26,233,558
Employer contributions (assets) at beginning of year2019-12-31$26,233,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$20,556,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$20,556,924
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$31,301,486
Total of all expenses incurred2018-12-31$17,944,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$17,699,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$55,955,366
Value of total assets at end of year2018-12-31$436,017,669
Value of total assets at beginning of year2018-12-31$422,660,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$245,031
Total interest from all sources2018-12-31$847,894
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$25,761,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$25,761,959
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,778,128
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$3,621,655
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$521,587
Other income not declared elsewhere2018-12-31$418,419
Administrative expenses (other) incurred2018-12-31$245,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$13,357,034
Value of net assets at end of year (total assets less liabilities)2018-12-31$436,017,669
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$422,660,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$366,081,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$358,926,565
Interest earned on other investments2018-12-31$810,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,986,944
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,882,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,882,180
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$37,829
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$36,937,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$32,345,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-51,682,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$55,433,779
Employer contributions (assets) at end of year2018-12-31$26,233,558
Employer contributions (assets) at beginning of year2018-12-31$25,884,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$17,699,421
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$115,272,821
Total of all expenses incurred2017-12-31$13,210,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$13,060,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$54,101,939
Value of total assets at end of year2017-12-31$422,660,635
Value of total assets at beginning of year2017-12-31$320,598,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$149,704
Total interest from all sources2017-12-31$714,452
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$18,976,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$18,976,987
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$3,621,655
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,521,998
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$717,699
Other income not declared elsewhere2017-12-31$349,699
Administrative expenses (other) incurred2017-12-31$149,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$102,062,200
Value of net assets at end of year (total assets less liabilities)2017-12-31$422,660,635
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$320,598,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$358,926,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$263,931,931
Interest earned on other investments2017-12-31$702,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,882,180
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,847,262
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,847,262
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$11,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$32,345,288
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$29,543,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$41,129,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$53,384,240
Employer contributions (assets) at end of year2017-12-31$25,884,947
Employer contributions (assets) at beginning of year2017-12-31$22,754,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$13,060,917
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$69,340,135
Total of all expenses incurred2016-12-31$12,026,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,766,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$48,972,098
Value of total assets at end of year2016-12-31$320,598,435
Value of total assets at beginning of year2016-12-31$263,284,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$260,272
Total interest from all sources2016-12-31$843,346
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$9,649,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$9,649,054
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,521,998
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$2,169,224
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$952,952
Other income not declared elsewhere2016-12-31$471,808
Administrative expenses (other) incurred2016-12-31$260,272
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$57,313,530
Value of net assets at end of year (total assets less liabilities)2016-12-31$320,598,435
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$263,284,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$263,931,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$211,608,307
Interest earned on other investments2016-12-31$842,830
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,847,262
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,239,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,239,488
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$29,543,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$26,430,463
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$9,403,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$48,019,146
Employer contributions (assets) at end of year2016-12-31$22,754,238
Employer contributions (assets) at beginning of year2016-12-31$21,837,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$11,766,333
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$48,342,634
Total of all expenses incurred2015-12-31$10,843,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,458,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$46,497,530
Value of total assets at end of year2015-12-31$263,284,905
Value of total assets at beginning of year2015-12-31$225,785,332
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$384,667
Total interest from all sources2015-12-31$758,506
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$10,400,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$10,400,944
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,169,224
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,479,573
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$684,286
Other income not declared elsewhere2015-12-31$314,041
Administrative expenses (other) incurred2015-12-31$384,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$37,499,573
Value of net assets at end of year (total assets less liabilities)2015-12-31$263,284,905
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$225,785,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$211,608,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$179,726,563
Interest earned on other investments2015-12-31$758,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,239,488
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$919,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$919,525
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$26,430,463
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$25,108,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-9,628,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$45,813,244
Employer contributions (assets) at end of year2015-12-31$21,837,423
Employer contributions (assets) at beginning of year2015-12-31$18,551,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,458,394
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31MARCUM LLP
Accountancy firm EIN2015-12-31111986323
2014 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$55,436,597
Total of all expenses incurred2014-12-31$9,482,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,453,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$42,853,266
Value of total assets at end of year2014-12-31$225,785,332
Value of total assets at beginning of year2014-12-31$179,831,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,348
Total interest from all sources2014-12-31$720,222
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$13,596,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$13,596,300
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,069,598
Other income not declared elsewhere2014-12-31$321,308
Administrative expenses (other) incurred2014-12-31$29,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$45,953,601
Value of net assets at end of year (total assets less liabilities)2014-12-31$225,785,332
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$179,831,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$181,015,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$154,551,042
Interest earned on other investments2014-12-31$720,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,110,004
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$977,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$977,034
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$95
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$25,108,302
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$23,437,995
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-2,054,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$41,783,668
Employer contributions (assets) at end of year2014-12-31$18,551,369
Employer contributions (assets) at beginning of year2014-12-31$865,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,453,648
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MARCUM LLP
Accountancy firm EIN2014-12-31111986323
2013 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$50,095,310
Total of all expenses incurred2013-12-31$6,062,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,055,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$22,206,174
Value of total assets at end of year2013-12-31$179,831,731
Value of total assets at beginning of year2013-12-31$135,799,181
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,658
Total interest from all sources2013-12-31$700,952
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$6,115,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$6,115,215
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$878,390
Administrative expenses (other) incurred2013-12-31$7,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$44,032,550
Value of net assets at end of year (total assets less liabilities)2013-12-31$179,831,731
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$135,799,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$154,551,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$111,256,292
Interest earned on other investments2013-12-31$700,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$977,034
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$961,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$961,410
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$23,437,995
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$22,771,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$21,072,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$21,327,784
Employer contributions (assets) at end of year2013-12-31$865,660
Employer contributions (assets) at beginning of year2013-12-31$809,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,055,102
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MARCUM LLP
Accountancy firm EIN2013-12-31111986323
2012 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$33,486,009
Total of all expenses incurred2012-12-31$5,447,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,440,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$20,039,409
Value of total assets at end of year2012-12-31$135,799,181
Value of total assets at beginning of year2012-12-31$107,760,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,303
Total interest from all sources2012-12-31$748,192
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,157,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,157,772
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,379,253
Administrative expenses (other) incurred2012-12-31$7,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$28,038,219
Value of net assets at end of year (total assets less liabilities)2012-12-31$135,799,181
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$107,760,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$111,256,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$87,472,624
Interest earned on other investments2012-12-31$748,104
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$961,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$648,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$648,263
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$88
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$22,771,632
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$19,640,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,540,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$16,660,156
Employer contributions (assets) at end of year2012-12-31$809,847
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,440,487
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MARCUM LLP
Accountancy firm EIN2012-12-31111986323
2011 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$12,909,329
Total of all expenses incurred2011-12-31$3,283,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,277,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,112,174
Value of total assets at end of year2011-12-31$107,760,962
Value of total assets at beginning of year2011-12-31$98,135,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,667
Total interest from all sources2011-12-31$655,818
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,416,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,416,592
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$646,491
Administrative expenses (other) incurred2011-12-31$5,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,625,959
Value of net assets at end of year (total assets less liabilities)2011-12-31$107,760,962
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$98,135,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$87,472,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$80,254,853
Interest earned on other investments2011-12-31$655,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$648,263
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$558,736
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$558,736
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$66
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$19,640,075
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$17,321,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,275,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$13,465,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,277,703
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MARCUM LLP
Accountancy firm EIN2011-12-31111986323
2010 : YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$23,731,881
Total of all expenses incurred2010-12-31$4,541,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,537,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$13,488,404
Value of total assets at end of year2010-12-31$98,135,003
Value of total assets at beginning of year2010-12-31$78,945,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,566
Total interest from all sources2010-12-31$600,806
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,478,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,478,662
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,464,180
Administrative expenses (other) incurred2010-12-31$4,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$19,189,997
Value of net assets at end of year (total assets less liabilities)2010-12-31$98,135,003
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$78,945,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$80,254,853
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$62,758,032
Interest earned on other investments2010-12-31$600,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$558,736
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$58,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$58,939
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$24
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$17,321,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$16,128,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$8,164,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$12,024,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,537,318
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MARCUM LLP
Accountancy firm EIN2010-12-31111986323

Form 5500 Responses for YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN

2023: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2017: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: YALE-NEW HAVEN HOSPITAL MATCHING TAX SHELTER ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
Insurance contract or identification number060185
Number of Individuals Covered1132
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
Insurance contract or identification number060185
Number of Individuals Covered1249
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number060185
Policy instance 1

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
US 401k Lookup     VAT Lookup