401k Plan data: THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP plan

THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 401k Plan overview

Plan Name	THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP
Plan identification number	002

THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE HOSPITAL OF CENTRAL CONNECTICUT has sponsored the creation of one or more 401k plans.

Company Name: THE HOSPITAL OF CENTRAL CONNECTICUT

Employer identification number (EIN): 060646768

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2011-01-01 ELIZABETH LYNCH
002 2009-01-01 BRIAN A ROGOZ BRIAN A ROGOZ 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2011-01-01	ELIZABETH LYNCH
002	2009-01-01	BRIAN A ROGOZ		BRIAN A ROGOZ	2010-10-11

Plan Statistics for THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP

401k plan membership statisitcs for THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP

Measure Date Value
2011: THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,369
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,084
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 991
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 228
Total of all active and inactive participants 2009-01-01 1,219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,219
Number of participants with account balances 2009-01-01 1,219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 101

Measure	Date	Value
2011: THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,369
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,084
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	991
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	228
Total of all active and inactive participants	2009-01-01	1,219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,219
Number of participants with account balances	2009-01-01	1,219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	101

Financial Data on THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP

Measure	Date	Value
2011 : THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-02-28	$0
Total transfer of assets from this plan	2011-02-28	$15,370,155
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-02-28	$0
Total income from all sources (including contributions)	2011-02-28	$710,440
Total loss/gain on sale of assets	2011-02-28	$0
Total of all expenses incurred	2011-02-28	$26,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-02-28	$4,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-02-28	$451,079
Value of total assets at end of year	2011-02-28	$0
Value of total assets at beginning of year	2011-02-28	$14,686,606
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-02-28	$22,400
Total interest from all sources	2011-02-28	$6,105
Total dividends received (eg from common stock, registered investment company shares)	2011-02-28	$1,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-02-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-02-28	$0
Total dividends received from registered investment company shares (eg mutual funds)	2011-02-28	$1,749
Was this plan covered by a fidelity bond	2011-02-28	Yes
Value of fidelity bond cover	2011-02-28	$500,000
If this is an individual account plan, was there a blackout period	2011-02-28	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-02-28	$0
Were there any nonexempt tranactions with any party-in-interest	2011-02-28	No
Contributions received from participants	2011-02-28	$238,646
Participant contributions at end of year	2011-02-28	$0
Participant contributions at beginning of year	2011-02-28	$251,763
Income. Received or receivable in cash from other sources (including rollovers)	2011-02-28	$6,730
Administrative expenses (other) incurred	2011-02-28	$22,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-02-28	No
Value of net income/loss	2011-02-28	$683,549
Value of net assets at end of year (total assets less liabilities)	2011-02-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-02-28	$14,686,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-02-28	No
Were any leases to which the plan was party in default or uncollectible	2011-02-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-02-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-02-28	$11,428,150
Interest on participant loans	2011-02-28	$948
Interest earned on other investments	2011-02-28	$5,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-02-28	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-02-28	$1,569,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-02-28	$251,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-02-28	No
Was there a failure to transmit to the plan any participant contributions	2011-02-28	No
Has the plan failed to provide any benefit when due under the plan	2011-02-28	No
Contributions received in cash from employer	2011-02-28	$205,703
Employer contributions (assets) at end of year	2011-02-28	$0
Employer contributions (assets) at beginning of year	2011-02-28	$1,437,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-02-28	$4,491
Did the plan have assets held for investment	2011-02-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-02-28	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2011-02-28	Disclaimer
Accountancy firm name	2011-02-28	SASLOW LUFKIN & BUGGY LLP
Accountancy firm EIN	2011-02-28	061533253
2010 : THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$5,969,235
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$814,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$785,181
Expenses. Certain deemed distributions of participant loans	2010-12-31	$4,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,770,793
Value of total assets at end of year	2010-12-31	$14,686,606
Value of total assets at beginning of year	2010-12-31	$9,532,160
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$25,124
Total interest from all sources	2010-12-31	$38,747
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$93,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2010-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$93,224
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,528,649
Participant contributions at end of year	2010-12-31	$251,763
Participant contributions at beginning of year	2010-12-31	$128,289
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$504,171
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$25,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,154,446
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$14,686,606
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$9,532,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$11,428,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$7,173,980
Interest on participant loans	2010-12-31	$6,985
Interest earned on other investments	2010-12-31	$31,762
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,569,334
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$932,100
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,066,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,737,973
Employer contributions (assets) at end of year	2010-12-31	$1,437,359
Employer contributions (assets) at beginning of year	2010-12-31	$1,297,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$785,181
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SASLOW, LUFKIN & BUGGY
Accountancy firm EIN	2010-12-31	061533253
2009 : THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP

2011: THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE HOSPITAL OF CENTRAL CONNECTICUT AT NEW BRITAIN GENL & BRADLEY MEM RSP 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE HOSPITAL OF CENTRAL CONNECTICUT
Employer identification number (EIN):	060646768
NAIC Classification:	622000
NAIC Description:	Hospitals