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THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN
Plan identification number 001

THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE BASS PLATING COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE BASS PLATING COMPANY
Employer identification number (EIN):060725188
NAIC Classification:332810

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-09-01PETER MASTROBATTISTA2024-01-04
0012021-09-01PETER MASTROBATTISTA2023-05-24
0012020-09-01
0012019-09-01
0012018-09-01
0012017-09-01
0012016-09-01PETER MASTROBATTISTA
0012015-09-01PETER MASTROBATTISTA
0012014-09-01PETER MASTROBATTISTA
0012013-09-01PETER MASTROBATTISTA
0012012-09-01PETER MASTROBATTISTA
0012011-09-01PETER MASTROBATTISTA
0012010-09-01ROCCO MASTROBATTISTA2012-02-27

Plan Statistics for THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-09-0124
Total number of active participants reported on line 7a of the Form 55002020-09-0121
Number of retired or separated participants receiving benefits2020-09-010
Number of other retired or separated participants entitled to future benefits2020-09-015
Total of all active and inactive participants2020-09-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-09-010
Total participants2020-09-0126
Number of participants with account balances2020-09-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-09-013
2019: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-09-0124
Total number of active participants reported on line 7a of the Form 55002019-09-0118
Number of retired or separated participants receiving benefits2019-09-010
Number of other retired or separated participants entitled to future benefits2019-09-016
Total of all active and inactive participants2019-09-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-010
Total participants2019-09-0124
Number of participants with account balances2019-09-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-015
2018: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-09-0124
Total number of active participants reported on line 7a of the Form 55002018-09-0123
Number of retired or separated participants receiving benefits2018-09-010
Number of other retired or separated participants entitled to future benefits2018-09-011
Total of all active and inactive participants2018-09-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-010
Total participants2018-09-0124
Number of participants with account balances2018-09-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-011
2017: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-09-0121
Total number of active participants reported on line 7a of the Form 55002017-09-0122
Number of retired or separated participants receiving benefits2017-09-010
Number of other retired or separated participants entitled to future benefits2017-09-012
Total of all active and inactive participants2017-09-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-010
Total participants2017-09-0124
Number of participants with account balances2017-09-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-011
2016: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-09-0125
Total number of active participants reported on line 7a of the Form 55002016-09-0120
Number of retired or separated participants receiving benefits2016-09-010
Number of other retired or separated participants entitled to future benefits2016-09-011
Total of all active and inactive participants2016-09-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-0121
Number of participants with account balances2016-09-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-011
2015: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-0121
Total number of active participants reported on line 7a of the Form 55002015-09-0120
Number of retired or separated participants receiving benefits2015-09-010
Number of other retired or separated participants entitled to future benefits2015-09-015
Total of all active and inactive participants2015-09-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-0125
Number of participants with account balances2015-09-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-011
2014: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-0123
Total number of active participants reported on line 7a of the Form 55002014-09-0121
Number of retired or separated participants receiving benefits2014-09-010
Number of other retired or separated participants entitled to future benefits2014-09-010
Total of all active and inactive participants2014-09-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-0121
Number of participants with account balances2014-09-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-012
2013: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-0123
Total number of active participants reported on line 7a of the Form 55002013-09-0123
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-010
Total of all active and inactive participants2013-09-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-0123
Number of participants with account balances2013-09-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-010
2012: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-0123
Total number of active participants reported on line 7a of the Form 55002012-09-0122
Number of retired or separated participants receiving benefits2012-09-010
Number of other retired or separated participants entitled to future benefits2012-09-011
Total of all active and inactive participants2012-09-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-0123
Number of participants with account balances2012-09-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-011
2011: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-09-0121
Total number of active participants reported on line 7a of the Form 55002011-09-0122
Number of retired or separated participants receiving benefits2011-09-010
Number of other retired or separated participants entitled to future benefits2011-09-011
Total of all active and inactive participants2011-09-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-0123
Number of participants with account balances2011-09-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-012

Financial Data on THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN

Measure Date Value
2021 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan2021-08-31$-28,158
Total income from all sources2021-08-31$109,137
Expenses. Total of all expenses incurred2021-08-31$29,935
Benefits paid (including direct rollovers)2021-08-31$29,872
Total plan assets at end of year2021-08-31$503,138
Total plan assets at beginning of year2021-08-31$452,094
Value of fidelity bond covering the plan2021-08-31$385,000
Total contributions received or receivable from participants2021-08-31$23,144
Other income received2021-08-31$69,369
Net income (gross income less expenses)2021-08-31$79,202
Net plan assets at end of year (total assets less liabilities)2021-08-31$503,138
Net plan assets at beginning of year (total assets less liabilities)2021-08-31$452,094
Total contributions received or receivable from employer(s)2021-08-31$16,624
Expenses. Administrative service providers (salaries,fees and commissions)2021-08-31$63
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-08-31$0
2020 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan2020-08-31$-4,153
Total income from all sources2020-08-31$86,945
Expenses. Total of all expenses incurred2020-08-31$2,990
Benefits paid (including direct rollovers)2020-08-31$2,977
Total plan assets at end of year2020-08-31$452,094
Total plan assets at beginning of year2020-08-31$372,292
Value of fidelity bond covering the plan2020-08-31$195,000
Total contributions received or receivable from participants2020-08-31$23,509
Other income received2020-08-31$46,804
Net income (gross income less expenses)2020-08-31$83,955
Net plan assets at end of year (total assets less liabilities)2020-08-31$452,094
Net plan assets at beginning of year (total assets less liabilities)2020-08-31$372,292
Total contributions received or receivable from employer(s)2020-08-31$16,632
Expenses. Administrative service providers (salaries,fees and commissions)2020-08-31$13
2019 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-08-31$49,839
Expenses. Total of all expenses incurred2019-08-31$27,392
Benefits paid (including direct rollovers)2019-08-31$27,385
Total plan assets at end of year2019-08-31$372,292
Total plan assets at beginning of year2019-08-31$349,845
Value of fidelity bond covering the plan2019-08-31$195,000
Total contributions received or receivable from participants2019-08-31$22,682
Other income received2019-08-31$10,280
Net income (gross income less expenses)2019-08-31$22,447
Net plan assets at end of year (total assets less liabilities)2019-08-31$372,292
Net plan assets at beginning of year (total assets less liabilities)2019-08-31$349,845
Total contributions received or receivable from employer(s)2019-08-31$16,877
Expenses. Administrative service providers (salaries,fees and commissions)2019-08-31$7
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-31$0
2018 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
2017 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-08-31$57,115
Expenses. Total of all expenses incurred2017-08-31$86,963
Benefits paid (including direct rollovers)2017-08-31$86,863
Total plan assets at end of year2017-08-31$316,093
Total plan assets at beginning of year2017-08-31$345,941
Value of fidelity bond covering the plan2017-08-31$195,000
Total contributions received or receivable from participants2017-08-31$18,099
Other income received2017-08-31$26,676
Net income (gross income less expenses)2017-08-31$-29,848
Net plan assets at end of year (total assets less liabilities)2017-08-31$316,093
Net plan assets at beginning of year (total assets less liabilities)2017-08-31$345,941
Total contributions received or receivable from employer(s)2017-08-31$12,340
Expenses. Administrative service providers (salaries,fees and commissions)2017-08-31$100
2016 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-08-31$51,202
Expenses. Total of all expenses incurred2016-08-31$13,595
Benefits paid (including direct rollovers)2016-08-31$13,445
Total plan assets at end of year2016-08-31$345,941
Total plan assets at beginning of year2016-08-31$308,334
Value of fidelity bond covering the plan2016-08-31$195,000
Total contributions received or receivable from participants2016-08-31$19,597
Other income received2016-08-31$20,051
Net income (gross income less expenses)2016-08-31$37,607
Net plan assets at end of year (total assets less liabilities)2016-08-31$345,941
Net plan assets at beginning of year (total assets less liabilities)2016-08-31$308,334
Total contributions received or receivable from employer(s)2016-08-31$11,554
Expenses. Administrative service providers (salaries,fees and commissions)2016-08-31$150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
2015 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-08-31$18,029
Expenses. Total of all expenses incurred2015-08-31$23,511
Benefits paid (including direct rollovers)2015-08-31$23,511
Total plan assets at end of year2015-08-31$308,334
Total plan assets at beginning of year2015-08-31$313,816
Value of fidelity bond covering the plan2015-08-31$195,000
Total contributions received or receivable from participants2015-08-31$18,315
Other income received2015-08-31$-8,557
Net income (gross income less expenses)2015-08-31$-5,482
Net plan assets at end of year (total assets less liabilities)2015-08-31$308,334
Net plan assets at beginning of year (total assets less liabilities)2015-08-31$313,816
Total contributions received or receivable from employer(s)2015-08-31$8,271
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
2014 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-08-31$63,911
Expenses. Total of all expenses incurred2014-08-31$1,953
Benefits paid (including direct rollovers)2014-08-31$1,953
Total plan assets at end of year2014-08-31$313,816
Total plan assets at beginning of year2014-08-31$251,858
Value of fidelity bond covering the plan2014-08-31$195,000
Total contributions received or receivable from participants2014-08-31$18,705
Contributions received from other sources (not participants or employers)2014-08-31$344
Other income received2014-08-31$33,590
Net income (gross income less expenses)2014-08-31$61,958
Net plan assets at end of year (total assets less liabilities)2014-08-31$313,816
Net plan assets at beginning of year (total assets less liabilities)2014-08-31$251,858
Total contributions received or receivable from employer(s)2014-08-31$11,272
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
2013 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-08-31$64,420
Expenses. Total of all expenses incurred2013-08-31$31,814
Benefits paid (including direct rollovers)2013-08-31$30,894
Total plan assets at end of year2013-08-31$251,858
Total plan assets at beginning of year2013-08-31$219,252
Value of fidelity bond covering the plan2013-08-31$195,000
Total contributions received or receivable from participants2013-08-31$16,352
Contributions received from other sources (not participants or employers)2013-08-31$21,198
Other income received2013-08-31$13,734
Net income (gross income less expenses)2013-08-31$32,606
Net plan assets at end of year (total assets less liabilities)2013-08-31$251,858
Net plan assets at beginning of year (total assets less liabilities)2013-08-31$219,252
Total contributions received or receivable from employer(s)2013-08-31$13,136
Expenses. Administrative service providers (salaries,fees and commissions)2013-08-31$920
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
2012 : THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-08-31$39,385
Expenses. Total of all expenses incurred2012-08-31$20,517
Benefits paid (including direct rollovers)2012-08-31$19,068
Total plan assets at end of year2012-08-31$219,252
Total plan assets at beginning of year2012-08-31$200,384
Value of fidelity bond covering the plan2012-08-31$195,000
Total contributions received or receivable from participants2012-08-31$11,742
Other income received2012-08-31$17,024
Net income (gross income less expenses)2012-08-31$18,868
Net plan assets at end of year (total assets less liabilities)2012-08-31$219,252
Net plan assets at beginning of year (total assets less liabilities)2012-08-31$200,384
Total contributions received or receivable from employer(s)2012-08-31$10,619
Expenses. Administrative service providers (salaries,fees and commissions)2012-08-31$1,449
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0

Form 5500 Responses for THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN

2020: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-09-01Type of plan entitySingle employer plan
2020-09-01Submission has been amendedNo
2020-09-01This submission is the final filingNo
2020-09-01This return/report is a short plan year return/report (less than 12 months)No
2020-09-01Plan is a collectively bargained planNo
2020-09-01Plan funding arrangement – InsuranceYes
2020-09-01Plan funding arrangement – TrustYes
2020-09-01Plan benefit arrangement – InsuranceYes
2020-09-01Plan benefit arrangement - TrustYes
2019: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-09-01Type of plan entitySingle employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)No
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – InsuranceYes
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement – InsuranceYes
2019-09-01Plan benefit arrangement - TrustYes
2018: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-09-01Type of plan entitySingle employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – InsuranceYes
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement – InsuranceYes
2018-09-01Plan benefit arrangement - TrustYes
2017: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-09-01Type of plan entitySingle employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – InsuranceYes
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement – InsuranceYes
2017-09-01Plan benefit arrangement - TrustYes
2016: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: THE BASS PLATING COMPANY UNION 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100048
Policy instance 1
Insurance contract or identification number100048
Number of Individuals Covered28
Insurance policy start date2020-09-01
Insurance policy end date2021-08-31
Total amount of commissions paid to insurance brokerUSD $1,759
Total amount of fees paid to insurance companyUSD $134
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,759
Insurance broker organization code?3
Amount paid for insurance broker fees84
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100048
Policy instance 1
Insurance contract or identification number100048
Number of Individuals Covered24
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Total amount of commissions paid to insurance brokerUSD $1,477
Total amount of fees paid to insurance companyUSD $202
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,477
Insurance broker organization code?3
Amount paid for insurance broker fees202
Additional information about fees paid to insurance brokerTPA COMPENSATION AND OTHER ALLOWANCES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100048
Policy instance 1
Insurance contract or identification number100048
Number of Individuals Covered26
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Total amount of commissions paid to insurance brokerUSD $1,407
Total amount of fees paid to insurance companyUSD $175
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $1,407
Insurance broker organization code?3
Amount paid for insurance broker fees175
Additional information about fees paid to insurance brokerTPA FEES PAID
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100048
Policy instance 1
Insurance contract or identification number100048
Number of Individuals Covered24
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Total amount of commissions paid to insurance brokerUSD $1,410
Total amount of fees paid to insurance companyUSD $362
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100048
Policy instance 1
Insurance contract or identification number100048
Number of Individuals Covered23
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Total amount of commissions paid to insurance brokerUSD $1,124
Total amount of fees paid to insurance companyUSD $153
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $1,124
Insurance broker organization code?3
Amount paid for insurance broker fees153
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameSWERDLIN NORTHEAST LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100048
Policy instance 1
Insurance contract or identification number100048
Number of Individuals Covered24
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Total amount of commissions paid to insurance brokerUSD $996
Total amount of fees paid to insurance companyUSD $135
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $996
Insurance broker organization code?3
Amount paid for insurance broker fees135
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePENRET SERVICES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100048
Policy instance 1
Insurance contract or identification number100048
Number of Individuals Covered24
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Total amount of commissions paid to insurance brokerUSD $924
Total amount of fees paid to insurance companyUSD $114
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $924
Insurance broker organization code?3
Amount paid for insurance broker fees114
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePENRET SERVICES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100048
Policy instance 1
Insurance contract or identification number100048
Number of Individuals Covered24
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Total amount of commissions paid to insurance brokerUSD $555
Total amount of fees paid to insurance companyUSD $937
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes

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