401k Plan data: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN plan

HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	002

HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC.

Employer identification number (EIN): 060795307

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01 CYNTHIA L. AMBROSE CYNTHIA L. AMBROSE 2014-10-03
002 2012-01-01 CYNTHIA L. AMBROSE CYNTHIA L. AMBROSE 2013-10-10
002 2011-01-01 CYNTHIA AMBROSE CYNTHIA AMBROSE 2012-10-12
002 2010-01-01 CYNTHIA AMBROSE CYNTHIA AMBROSE 2011-10-13
002 2009-01-01 WILLIAM CERUZZI WILLIAM CERUZZI 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-01-01	CYNTHIA L. AMBROSE	CYNTHIA L. AMBROSE	2014-10-03
002	2012-01-01	CYNTHIA L. AMBROSE	CYNTHIA L. AMBROSE	2013-10-10
002	2011-01-01	CYNTHIA AMBROSE	CYNTHIA AMBROSE	2012-10-12
002	2010-01-01	CYNTHIA AMBROSE	CYNTHIA AMBROSE	2011-10-13
002	2009-01-01	WILLIAM CERUZZI	WILLIAM CERUZZI	2010-10-15

Plan Statistics for HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2013: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 252
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 224
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 37
Total of all active and inactive participants 2013-01-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 261
Number of participants with account balances 2013-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 10
2012: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 243
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 219
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 33
Total of all active and inactive participants 2012-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 252
Number of participants with account balances 2012-01-01 236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 243
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 218
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 30
Total of all active and inactive participants 2011-01-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 248
Number of participants with account balances 2011-01-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2010: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 212
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 30
Total of all active and inactive participants 2010-01-01 242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 242
Number of participants with account balances 2010-01-01 213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 4
2009: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 214
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 186
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 32
Total of all active and inactive participants 2009-01-01 218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 218
Number of participants with account balances 2009-01-01 209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2013: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	252
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	224
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	37
Total of all active and inactive participants	2013-01-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	261
Number of participants with account balances	2013-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	10
2012: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	219
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	33
Total of all active and inactive participants	2012-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	252
Number of participants with account balances	2012-01-01	236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	218
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	30
Total of all active and inactive participants	2011-01-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	248
Number of participants with account balances	2011-01-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2010: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	212
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	30
Total of all active and inactive participants	2010-01-01	242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	242
Number of participants with account balances	2010-01-01	213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	4
2009: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	214
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	186
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	32
Total of all active and inactive participants	2009-01-01	218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	218
Number of participants with account balances	2009-01-01	209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2013 : HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$27,482,555
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,460,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,416,598
Value of total corrective distributions	2013-12-31	$7,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,779,440
Value of total assets at end of year	2013-12-31	$116,588,414
Value of total assets at beginning of year	2013-12-31	$93,566,732
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$36,636
Total interest from all sources	2013-12-31	$18,211
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,276,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,276,884
Administrative expenses professional fees incurred	2013-12-31	$22,438
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,665,303
Participant contributions at end of year	2013-12-31	$596,611
Participant contributions at beginning of year	2013-12-31	$330,315
Participant contributions at end of year	2013-12-31	$26,941
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$12,686,905
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$10,310,094
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$16,432
Other income not declared elsewhere	2013-12-31	$1,597,235
Administrative expenses (other) incurred	2013-12-31	$14,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$23,021,682
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$116,588,414
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$93,566,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$99,258,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$79,591,315
Interest on participant loans	2013-12-31	$18,211
Value of interest in common/collective trusts at end of year	2013-12-31	$3,880,299
Value of interest in common/collective trusts at beginning of year	2013-12-31	$3,207,885
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$16,711,295
Net investment gain or loss from common/collective trusts	2013-12-31	$99,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,097,705
Employer contributions (assets) at end of year	2013-12-31	$138,852
Employer contributions (assets) at beginning of year	2013-12-31	$127,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,416,598
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	COHN REZNICK, LLP
Accountancy firm EIN	2013-12-31	221478099
2012 : HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$17,216,944
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,211,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,153,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,479,122
Value of total assets at end of year	2012-12-31	$93,566,732
Value of total assets at beginning of year	2012-12-31	$78,561,588
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$57,879
Total interest from all sources	2012-12-31	$18,331
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,364,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,364,776
Administrative expenses professional fees incurred	2012-12-31	$53,949
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,475,770
Participant contributions at end of year	2012-12-31	$330,315
Participant contributions at beginning of year	2012-12-31	$435,972
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$61,994
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$10,310,094
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$9,446,923
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$84,503
Other income not declared elsewhere	2012-12-31	$1,223,102
Administrative expenses (other) incurred	2012-12-31	$3,930
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$15,005,144
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$93,566,732
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$78,561,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$79,591,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$65,247,023
Interest on participant loans	2012-12-31	$18,331
Value of interest in common/collective trusts at end of year	2012-12-31	$3,207,885
Value of interest in common/collective trusts at beginning of year	2012-12-31	$3,272,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$8,038,737
Net investment gain or loss from common/collective trusts	2012-12-31	$92,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,918,849
Employer contributions (assets) at end of year	2012-12-31	$127,123
Employer contributions (assets) at beginning of year	2012-12-31	$97,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,153,921
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COHNREZNICK LLP
Accountancy firm EIN	2012-12-31	221478099
2011 : HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,321,512
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,765,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,734,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,085,965
Value of total assets at end of year	2011-12-31	$78,561,588
Value of total assets at beginning of year	2011-12-31	$76,005,365
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$31,187
Total interest from all sources	2011-12-31	$20,863
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,846,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,846,000
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,352,561
Participant contributions at end of year	2011-12-31	$435,972
Participant contributions at beginning of year	2011-12-31	$406,361
Participant contributions at end of year	2011-12-31	$61,994
Participant contributions at beginning of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$9,446,923
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$8,983,866
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4,168
Other income not declared elsewhere	2011-12-31	$13,516
Administrative expenses (other) incurred	2011-12-31	$5,505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$2,556,223
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$78,561,588
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$76,005,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$25,682
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$65,247,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$63,736,705
Interest on participant loans	2011-12-31	$20,863
Value of interest in common/collective trusts at end of year	2011-12-31	$3,272,438
Value of interest in common/collective trusts at beginning of year	2011-12-31	$2,780,161
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,751,898
Net investment gain or loss from common/collective trusts	2011-12-31	$107,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,729,236
Employer contributions (assets) at end of year	2011-12-31	$97,238
Employer contributions (assets) at beginning of year	2011-12-31	$98,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,734,102
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	J.H. COHN, LLP
Accountancy firm EIN	2011-12-31	221478099
2010 : HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$14,613,001
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$954,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$946,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,754,675
Value of total assets at end of year	2010-12-31	$76,005,365
Value of total assets at beginning of year	2010-12-31	$62,346,591
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,263
Total interest from all sources	2010-12-31	$22,673
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,341,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,341,225
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,158,233
Participant contributions at end of year	2010-12-31	$406,361
Participant contributions at beginning of year	2010-12-31	$490,649
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$8,983,866
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$7,444,099
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$7,831
Other income not declared elsewhere	2010-12-31	$1,073,622
Administrative expenses (other) incurred	2010-12-31	$7,263
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$13,658,774
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$76,005,365
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$62,346,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$63,736,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$54,256,811
Interest on participant loans	2010-12-31	$22,673
Value of interest in common/collective trusts at end of year	2010-12-31	$2,780,161
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$7,260,442
Net investment gain or loss from common/collective trusts	2010-12-31	$160,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,588,611
Employer contributions (assets) at end of year	2010-12-31	$98,272
Employer contributions (assets) at beginning of year	2010-12-31	$155,032
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$946,964
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	J.H. COHN, LLP
Accountancy firm EIN	2010-12-31	221478099

Form 5500 Responses for HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN

2013: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HARTFORD ANESTHESIOLOGY ASSOCIATES, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HARTFORD ANESTHESIOLOGY ASSOCIATES, INC.
Employer identification number (EIN):	060795307
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)