BOARD OF TRUSTEES TRI STATE JOINT FUND has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2022 : TRI STATE JOINT FUND 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-06-30 | $-285,875 |
| Total unrealized appreciation/depreciation of assets | 2022-06-30 | $-285,875 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $12,283,855 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $9,820,746 |
| Total income from all sources (including contributions) | 2022-06-30 | $119,489,032 |
| Total loss/gain on sale of assets | 2022-06-30 | $-43,010 |
| Total of all expenses incurred | 2022-06-30 | $121,692,926 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-06-30 | $118,264,355 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-06-30 | $121,372,489 |
| Value of total assets at end of year | 2022-06-30 | $32,430,494 |
| Value of total assets at beginning of year | 2022-06-30 | $32,171,279 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-06-30 | $3,428,571 |
| Total interest from all sources | 2022-06-30 | $62,990 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-06-30 | $319,054 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-06-30 | $319,054 |
| Administrative expenses professional fees incurred | 2022-06-30 | $996,933 |
| Was this plan covered by a fidelity bond | 2022-06-30 | Yes |
| Value of fidelity bond cover | 2022-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-06-30 | $121,372,489 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-06-30 | $117,527,998 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-06-30 | $10,575,593 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-06-30 | $3,493,029 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-06-30 | $10,734,767 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-06-30 | $8,611,247 |
| Other income not declared elsewhere | 2022-06-30 | $2,430 |
| Administrative expenses (other) incurred | 2022-06-30 | $2,386,814 |
| Liabilities. Value of operating payables at end of year | 2022-06-30 | $1,521,288 |
| Liabilities. Value of operating payables at beginning of year | 2022-06-30 | $1,189,699 |
| Total non interest bearing cash at end of year | 2022-06-30 | $50,000 |
| Total non interest bearing cash at beginning of year | 2022-06-30 | $1,712,568 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
| Value of net income/loss | 2022-06-30 | $-2,203,894 |
| Value of net assets at end of year (total assets less liabilities) | 2022-06-30 | $20,146,639 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-06-30 | $22,350,533 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-06-30 | No |
| Investment advisory and management fees | 2022-06-30 | $44,824 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-06-30 | $14,372,408 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-06-30 | $19,585,585 |
| Income. Interest from US Government securities | 2022-06-30 | $18,128 |
| Income. Interest from corporate debt instruments | 2022-06-30 | $40,436 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-06-30 | $3,323,020 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-06-30 | $6,509,583 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-06-30 | $6,509,583 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-06-30 | $4,426 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-06-30 | $736,357 |
| Asset value of US Government securities at end of year | 2022-06-30 | $1,727,137 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-06-30 | $-1,939,046 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-06-30 | No |
| Asset. Corporate debt instrument preferred debt at end of year | 2022-06-30 | $2,152,962 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-06-30 | $2,887 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-06-30 | $589,684 |
| Liabilities. Value of benefit claims payable at end of year | 2022-06-30 | $27,800 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-06-30 | $19,800 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2022-06-30 | $226,487 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2022-06-30 | $280,830 |
| Did the plan have assets held for investment | 2022-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-06-30 | No |
| Aggregate proceeds on sale of assets | 2022-06-30 | $941,275 |
| Aggregate carrying amount (costs) on sale of assets | 2022-06-30 | $984,285 |
| Opinion of an independent qualified public accountant for this plan | 2022-06-30 | Unqualified |
| Accountancy firm name | 2022-06-30 | S.M. ESPOSITO & COMPANY, P.C. |
| Accountancy firm EIN | 2022-06-30 | 061298465 |
| 2021 : TRI STATE JOINT FUND 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-06-30 | $-548,358 |
| Total unrealized appreciation/depreciation of assets | 2021-06-30 | $-548,358 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $9,820,746 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $9,328,506 |
| Total income from all sources (including contributions) | 2021-06-30 | $115,200,773 |
| Total loss/gain on sale of assets | 2021-06-30 | $1,207,473 |
| Total of all expenses incurred | 2021-06-30 | $111,095,591 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-06-30 | $108,065,251 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-06-30 | $111,601,109 |
| Value of total assets at end of year | 2021-06-30 | $32,171,279 |
| Value of total assets at beginning of year | 2021-06-30 | $27,573,857 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-06-30 | $3,030,340 |
| Total interest from all sources | 2021-06-30 | $5,902 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-06-30 | $189,342 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-06-30 | $172,385 |
| Administrative expenses professional fees incurred | 2021-06-30 | $925,604 |
| Was this plan covered by a fidelity bond | 2021-06-30 | Yes |
| Value of fidelity bond cover | 2021-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-06-30 | $111,601,109 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-06-30 | $107,337,746 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-06-30 | $3,493,029 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-06-30 | $5,098,465 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-06-30 | $8,611,247 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-06-30 | $8,242,457 |
| Other income not declared elsewhere | 2021-06-30 | $1,048 |
| Administrative expenses (other) incurred | 2021-06-30 | $2,064,390 |
| Liabilities. Value of operating payables at end of year | 2021-06-30 | $1,189,699 |
| Liabilities. Value of operating payables at beginning of year | 2021-06-30 | $1,066,949 |
| Total non interest bearing cash at end of year | 2021-06-30 | $1,712,568 |
| Total non interest bearing cash at beginning of year | 2021-06-30 | $50,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
| Value of net income/loss | 2021-06-30 | $4,105,182 |
| Value of net assets at end of year (total assets less liabilities) | 2021-06-30 | $22,350,533 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-06-30 | $18,245,351 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-06-30 | No |
| Investment advisory and management fees | 2021-06-30 | $40,346 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-06-30 | $19,585,585 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-06-30 | $13,212,755 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-06-30 | $6,509,583 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-06-30 | $7,269,251 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-06-30 | $7,269,251 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-06-30 | $5,902 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-06-30 | $727,505 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-06-30 | $2,744,257 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-06-30 | No |
| Income. Dividends from common stock | 2021-06-30 | $16,957 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-06-30 | $589,684 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-06-30 | $1,664,898 |
| Liabilities. Value of benefit claims payable at end of year | 2021-06-30 | $19,800 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-06-30 | $19,100 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2021-06-30 | $280,830 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2021-06-30 | $278,488 |
| Did the plan have assets held for investment | 2021-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-06-30 | No |
| Aggregate proceeds on sale of assets | 2021-06-30 | $2,979,776 |
| Aggregate carrying amount (costs) on sale of assets | 2021-06-30 | $1,772,303 |
| Opinion of an independent qualified public accountant for this plan | 2021-06-30 | Unqualified |
| Accountancy firm name | 2021-06-30 | S.M. ESPOSITO & COMPANY, P.C. |
| Accountancy firm EIN | 2021-06-30 | 061298465 |
| 2020 : TRI STATE JOINT FUND 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-06-30 | $-15,557 |
| Total unrealized appreciation/depreciation of assets | 2020-06-30 | $-15,557 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $9,328,506 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $8,727,852 |
| Total income from all sources (including contributions) | 2020-06-30 | $101,910,723 |
| Total loss/gain on sale of assets | 2020-06-30 | $343,252 |
| Total of all expenses incurred | 2020-06-30 | $100,625,541 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $97,605,952 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $100,818,492 |
| Value of total assets at end of year | 2020-06-30 | $27,573,857 |
| Value of total assets at beginning of year | 2020-06-30 | $25,688,021 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $3,019,589 |
| Total interest from all sources | 2020-06-30 | $114,260 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-06-30 | $186,513 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-06-30 | $172,506 |
| Administrative expenses professional fees incurred | 2020-06-30 | $927,253 |
| Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
| Value of fidelity bond cover | 2020-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-06-30 | $100,818,492 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-06-30 | $96,846,066 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-06-30 | $5,098,465 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-06-30 | $7,702,629 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-06-30 | $8,242,457 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-06-30 | $7,520,239 |
| Other income not declared elsewhere | 2020-06-30 | $63,913 |
| Administrative expenses (other) incurred | 2020-06-30 | $2,033,083 |
| Liabilities. Value of operating payables at end of year | 2020-06-30 | $1,066,949 |
| Liabilities. Value of operating payables at beginning of year | 2020-06-30 | $1,184,113 |
| Total non interest bearing cash at end of year | 2020-06-30 | $50,000 |
| Total non interest bearing cash at beginning of year | 2020-06-30 | $62,770 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Value of net income/loss | 2020-06-30 | $1,285,182 |
| Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $18,245,351 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $16,960,169 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
| Investment advisory and management fees | 2020-06-30 | $59,253 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-06-30 | $13,212,755 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-06-30 | $8,729,926 |
| Income. Interest from US Government securities | 2020-06-30 | $46,989 |
| Income. Interest from corporate debt instruments | 2020-06-30 | $35,846 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-06-30 | $7,269,251 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-06-30 | $3,748,737 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-06-30 | $3,748,737 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-06-30 | $31,425 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-06-30 | $759,886 |
| Asset value of US Government securities at end of year | 2020-06-30 | $0 |
| Asset value of US Government securities at beginning of year | 2020-06-30 | $2,113,449 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-06-30 | $399,850 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
| Income. Dividends from common stock | 2020-06-30 | $14,007 |
| Asset. Corporate debt instrument preferred debt at end of year | 2020-06-30 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2020-06-30 | $1,404,843 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-06-30 | $1,664,898 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-06-30 | $1,663,256 |
| Liabilities. Value of benefit claims payable at end of year | 2020-06-30 | $19,100 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-06-30 | $23,500 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2020-06-30 | $278,488 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2020-06-30 | $262,411 |
| Did the plan have assets held for investment | 2020-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
| Aggregate proceeds on sale of assets | 2020-06-30 | $6,803,756 |
| Aggregate carrying amount (costs) on sale of assets | 2020-06-30 | $6,460,504 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Unqualified |
| Accountancy firm name | 2020-06-30 | S.M. ESPOSITO & COMPANY, P.C |
| Accountancy firm EIN | 2020-06-30 | 061298465 |
| 2019 : TRI STATE JOINT FUND 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-06-30 | $-162,892 |
| Total unrealized appreciation/depreciation of assets | 2019-06-30 | $-162,892 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $8,727,852 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $7,210,459 |
| Total income from all sources (including contributions) | 2019-06-30 | $104,740,334 |
| Total loss/gain on sale of assets | 2019-06-30 | $-440,223 |
| Total of all expenses incurred | 2019-06-30 | $104,646,449 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-06-30 | $101,639,635 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-06-30 | $104,655,788 |
| Value of total assets at end of year | 2019-06-30 | $25,688,021 |
| Value of total assets at beginning of year | 2019-06-30 | $24,076,743 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-06-30 | $3,006,814 |
| Total interest from all sources | 2019-06-30 | $101,540 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-06-30 | $214,837 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-06-30 | $168,690 |
| Administrative expenses professional fees incurred | 2019-06-30 | $815,455 |
| Was this plan covered by a fidelity bond | 2019-06-30 | Yes |
| Value of fidelity bond cover | 2019-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-06-30 | $104,655,788 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-06-30 | $100,887,264 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-06-30 | $7,702,629 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-06-30 | $3,615,824 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-06-30 | $7,520,239 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-06-30 | $6,078,945 |
| Other income not declared elsewhere | 2019-06-30 | $1,546 |
| Administrative expenses (other) incurred | 2019-06-30 | $2,130,533 |
| Liabilities. Value of operating payables at end of year | 2019-06-30 | $1,184,113 |
| Liabilities. Value of operating payables at beginning of year | 2019-06-30 | $1,115,314 |
| Total non interest bearing cash at end of year | 2019-06-30 | $62,770 |
| Total non interest bearing cash at beginning of year | 2019-06-30 | $58,289 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Value of net income/loss | 2019-06-30 | $93,885 |
| Value of net assets at end of year (total assets less liabilities) | 2019-06-30 | $16,960,169 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-06-30 | $16,866,284 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-06-30 | No |
| Investment advisory and management fees | 2019-06-30 | $60,826 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-06-30 | $8,729,926 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-06-30 | $6,465,511 |
| Income. Interest from US Government securities | 2019-06-30 | $29,256 |
| Income. Interest from corporate debt instruments | 2019-06-30 | $31,534 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-06-30 | $3,748,737 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-06-30 | $6,086,332 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-06-30 | $6,086,332 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-06-30 | $40,750 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-06-30 | $752,371 |
| Asset value of US Government securities at end of year | 2019-06-30 | $2,113,449 |
| Asset value of US Government securities at beginning of year | 2019-06-30 | $1,748,308 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-06-30 | $369,738 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-06-30 | No |
| Income. Dividends from common stock | 2019-06-30 | $46,147 |
| Asset. Corporate debt instrument preferred debt at end of year | 2019-06-30 | $1,404,843 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2019-06-30 | $1,102,280 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-06-30 | $1,663,256 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-06-30 | $2,998,647 |
| Liabilities. Value of benefit claims payable at end of year | 2019-06-30 | $23,500 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-06-30 | $16,200 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2019-06-30 | $262,411 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2019-06-30 | $2,001,552 |
| Did the plan have assets held for investment | 2019-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-06-30 | No |
| Aggregate proceeds on sale of assets | 2019-06-30 | $4,620,462 |
| Aggregate carrying amount (costs) on sale of assets | 2019-06-30 | $5,060,685 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-06-30 | Unqualified |
| Accountancy firm name | 2019-06-30 | S.M. ESPOSITO & COMPANY, P.C. |
| Accountancy firm EIN | 2019-06-30 | 061298465 |
| 2018 : TRI STATE JOINT FUND 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2018-06-30 | $20,511 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-06-30 | $-575,728 |
| Total unrealized appreciation/depreciation of assets | 2018-06-30 | $-555,217 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $7,210,459 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $4,503,037 |
| Total income from all sources (including contributions) | 2018-06-30 | $94,393,201 |
| Total loss/gain on sale of assets | 2018-06-30 | $956,280 |
| Total of all expenses incurred | 2018-06-30 | $93,225,063 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-06-30 | $90,304,896 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-06-30 | $93,410,718 |
| Value of total assets at end of year | 2018-06-30 | $24,076,743 |
| Value of total assets at beginning of year | 2018-06-30 | $20,201,183 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-06-30 | $2,920,167 |
| Total interest from all sources | 2018-06-30 | $67,570 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-06-30 | $185,364 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-06-30 | $121,022 |
| Administrative expenses professional fees incurred | 2018-06-30 | $855,531 |
| Was this plan covered by a fidelity bond | 2018-06-30 | Yes |
| Value of fidelity bond cover | 2018-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-06-30 | $93,410,718 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-06-30 | $89,570,435 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-06-30 | $3,615,824 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-06-30 | $3,231,272 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-06-30 | $6,078,945 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-06-30 | $3,432,552 |
| Other income not declared elsewhere | 2018-06-30 | $4,327 |
| Administrative expenses (other) incurred | 2018-06-30 | $2,006,154 |
| Liabilities. Value of operating payables at end of year | 2018-06-30 | $1,115,314 |
| Liabilities. Value of operating payables at beginning of year | 2018-06-30 | $1,033,385 |
| Total non interest bearing cash at end of year | 2018-06-30 | $58,289 |
| Total non interest bearing cash at beginning of year | 2018-06-30 | $52,294 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Value of net income/loss | 2018-06-30 | $1,168,138 |
| Value of net assets at end of year (total assets less liabilities) | 2018-06-30 | $16,866,284 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-06-30 | $15,698,146 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-06-30 | No |
| Investment advisory and management fees | 2018-06-30 | $58,482 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-06-30 | $6,465,511 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-06-30 | $3,829,657 |
| Income. Interest from US Government securities | 2018-06-30 | $23,061 |
| Income. Interest from corporate debt instruments | 2018-06-30 | $22,626 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-06-30 | $6,086,332 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-06-30 | $3,491,413 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-06-30 | $3,491,413 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-06-30 | $21,883 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-06-30 | $734,461 |
| Asset value of US Government securities at end of year | 2018-06-30 | $1,748,308 |
| Asset value of US Government securities at beginning of year | 2018-06-30 | $1,959,198 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-06-30 | $324,159 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-06-30 | No |
| Income. Dividends from common stock | 2018-06-30 | $64,342 |
| Asset. Corporate debt instrument preferred debt at end of year | 2018-06-30 | $1,102,280 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2018-06-30 | $921,323 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-06-30 | $2,998,647 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-06-30 | $4,770,444 |
| Liabilities. Value of benefit claims payable at end of year | 2018-06-30 | $16,200 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-06-30 | $37,100 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2018-06-30 | $2,001,552 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2018-06-30 | $1,945,582 |
| Did the plan have assets held for investment | 2018-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-06-30 | No |
| Aggregate proceeds on sale of assets | 2018-06-30 | $4,175,230 |
| Aggregate carrying amount (costs) on sale of assets | 2018-06-30 | $3,218,950 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-06-30 | Unqualified |
| Accountancy firm name | 2018-06-30 | S.M. ESPOSITO & COMPANY, P.C. |
| Accountancy firm EIN | 2018-06-30 | 061298465 |
| 2017 : TRI STATE JOINT FUND 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2017-06-30 | $5,308 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-06-30 | $532,522 |
| Total unrealized appreciation/depreciation of assets | 2017-06-30 | $537,830 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $4,503,037 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $5,264,577 |
| Total income from all sources (including contributions) | 2017-06-30 | $96,293,383 |
| Total loss/gain on sale of assets | 2017-06-30 | $282,260 |
| Total of all expenses incurred | 2017-06-30 | $95,187,280 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-06-30 | $92,242,680 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-06-30 | $95,150,193 |
| Value of total assets at end of year | 2017-06-30 | $20,201,183 |
| Value of total assets at beginning of year | 2017-06-30 | $19,856,620 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-06-30 | $2,944,600 |
| Total interest from all sources | 2017-06-30 | $49,959 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-06-30 | $154,435 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-06-30 | $89,137 |
| Administrative expenses professional fees incurred | 2017-06-30 | $839,750 |
| Was this plan covered by a fidelity bond | 2017-06-30 | Yes |
| Value of fidelity bond cover | 2017-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-06-30 | $95,150,193 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-06-30 | $92,242,680 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-06-30 | $3,231,272 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-06-30 | $2,476,696 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-06-30 | $3,432,552 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-06-30 | $4,267,025 |
| Other income not declared elsewhere | 2017-06-30 | $1,918 |
| Administrative expenses (other) incurred | 2017-06-30 | $2,045,016 |
| Liabilities. Value of operating payables at end of year | 2017-06-30 | $1,033,385 |
| Liabilities. Value of operating payables at beginning of year | 2017-06-30 | $986,452 |
| Total non interest bearing cash at end of year | 2017-06-30 | $52,294 |
| Total non interest bearing cash at beginning of year | 2017-06-30 | $50,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Value of net income/loss | 2017-06-30 | $1,106,103 |
| Value of net assets at end of year (total assets less liabilities) | 2017-06-30 | $15,698,146 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-06-30 | $14,592,043 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-06-30 | No |
| Investment advisory and management fees | 2017-06-30 | $59,834 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-06-30 | $3,829,657 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-06-30 | $3,123,732 |
| Income. Interest from US Government securities | 2017-06-30 | $25,416 |
| Income. Interest from corporate debt instruments | 2017-06-30 | $14,131 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-06-30 | $3,491,413 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-06-30 | $5,634,567 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-06-30 | $5,634,567 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-06-30 | $10,412 |
| Asset value of US Government securities at end of year | 2017-06-30 | $1,959,198 |
| Asset value of US Government securities at beginning of year | 2017-06-30 | $1,865,431 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-06-30 | $116,788 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-06-30 | No |
| Income. Dividends from common stock | 2017-06-30 | $65,298 |
| Asset. Corporate debt instrument preferred debt at end of year | 2017-06-30 | $921,323 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2017-06-30 | $848,081 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-06-30 | $4,770,444 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-06-30 | $3,903,756 |
| Liabilities. Value of benefit claims payable at end of year | 2017-06-30 | $37,100 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-06-30 | $11,100 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2017-06-30 | $1,945,582 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2017-06-30 | $1,954,357 |
| Did the plan have assets held for investment | 2017-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-06-30 | No |
| Aggregate proceeds on sale of assets | 2017-06-30 | $3,163,021 |
| Aggregate carrying amount (costs) on sale of assets | 2017-06-30 | $2,880,761 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-06-30 | Unqualified |
| Accountancy firm name | 2017-06-30 | S.M. ESPOSITO & COMPANY, P.C. |
| Accountancy firm EIN | 2017-06-30 | 061298465 |
| 2016 : TRI STATE JOINT FUND 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-06-30 | $-491,757 |
| Total unrealized appreciation/depreciation of assets | 2016-06-30 | $-491,757 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $5,264,577 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $4,687,808 |
| Total income from all sources (including contributions) | 2016-06-30 | $92,251,928 |
| Total loss/gain on sale of assets | 2016-06-30 | $101,802 |
| Total of all expenses incurred | 2016-06-30 | $92,256,541 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $89,170,813 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $92,343,504 |
| Value of total assets at end of year | 2016-06-30 | $19,856,620 |
| Value of total assets at beginning of year | 2016-06-30 | $19,284,464 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $3,085,728 |
| Total interest from all sources | 2016-06-30 | $65,742 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $136,100 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-06-30 | $71,114 |
| Administrative expenses professional fees incurred | 2016-06-30 | $935,428 |
| Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
| Value of fidelity bond cover | 2016-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-06-30 | $92,343,504 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-06-30 | $88,460,941 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-06-30 | $2,476,696 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-06-30 | $1,646,683 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-06-30 | $4,267,025 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-06-30 | $3,619,604 |
| Other income not declared elsewhere | 2016-06-30 | $3,207 |
| Administrative expenses (other) incurred | 2016-06-30 | $2,092,447 |
| Liabilities. Value of operating payables at end of year | 2016-06-30 | $986,452 |
| Liabilities. Value of operating payables at beginning of year | 2016-06-30 | $1,029,104 |
| Total non interest bearing cash at end of year | 2016-06-30 | $50,000 |
| Total non interest bearing cash at beginning of year | 2016-06-30 | $51,745 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Value of net income/loss | 2016-06-30 | $-4,613 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $14,592,043 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $14,596,656 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
| Investment advisory and management fees | 2016-06-30 | $57,853 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-30 | $3,123,732 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-30 | $2,339,656 |
| Income. Interest from US Government securities | 2016-06-30 | $43,599 |
| Income. Interest from corporate debt instruments | 2016-06-30 | $14,155 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-06-30 | $5,634,567 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-06-30 | $5,877,456 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-06-30 | $5,877,456 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-06-30 | $7,988 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-06-30 | $709,872 |
| Asset value of US Government securities at end of year | 2016-06-30 | $1,865,431 |
| Asset value of US Government securities at beginning of year | 2016-06-30 | $2,202,045 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-06-30 | $93,330 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
| Income. Dividends from common stock | 2016-06-30 | $64,986 |
| Asset. Corporate debt instrument preferred debt at end of year | 2016-06-30 | $848,081 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2016-06-30 | $456,776 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-06-30 | $3,903,756 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-06-30 | $4,658,967 |
| Liabilities. Value of benefit claims payable at end of year | 2016-06-30 | $11,100 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-06-30 | $39,100 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2016-06-30 | $1,954,357 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2016-06-30 | $2,051,136 |
| Did the plan have assets held for investment | 2016-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
| Aggregate proceeds on sale of assets | 2016-06-30 | $3,057,095 |
| Aggregate carrying amount (costs) on sale of assets | 2016-06-30 | $2,955,293 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Unqualified |
| Accountancy firm name | 2016-06-30 | S.M. ESPOSITO & COMPANY, P.C. |
| Accountancy firm EIN | 2016-06-30 | 061298465 |
| 2015 : TRI STATE JOINT FUND 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-06-30 | $-944,629 |
| Total unrealized appreciation/depreciation of assets | 2015-06-30 | $-944,629 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $4,687,808 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $6,421,808 |
| Total income from all sources (including contributions) | 2015-06-30 | $85,469,809 |
| Total loss/gain on sale of assets | 2015-06-30 | $1,281,261 |
| Total of all expenses incurred | 2015-06-30 | $86,111,011 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $83,123,215 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $84,966,327 |
| Value of total assets at end of year | 2015-06-30 | $19,284,464 |
| Value of total assets at beginning of year | 2015-06-30 | $21,659,666 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-06-30 | $2,987,796 |
| Total interest from all sources | 2015-06-30 | $90,458 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-06-30 | $96,918 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-06-30 | $6,160 |
| Administrative expenses professional fees incurred | 2015-06-30 | $872,254 |
| Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
| Value of fidelity bond cover | 2015-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-06-30 | $84,966,327 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-06-30 | $82,431,468 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-06-30 | $1,646,683 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-06-30 | $2,674,527 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-06-30 | $3,619,604 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-06-30 | $4,883,366 |
| Other income not declared elsewhere | 2015-06-30 | $3,268 |
| Administrative expenses (other) incurred | 2015-06-30 | $2,050,124 |
| Liabilities. Value of operating payables at end of year | 2015-06-30 | $1,029,104 |
| Liabilities. Value of operating payables at beginning of year | 2015-06-30 | $1,506,442 |
| Total non interest bearing cash at end of year | 2015-06-30 | $51,745 |
| Total non interest bearing cash at beginning of year | 2015-06-30 | $50,678 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Value of net income/loss | 2015-06-30 | $-641,202 |
| Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $14,596,656 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $15,237,858 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
| Investment advisory and management fees | 2015-06-30 | $65,418 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-06-30 | $2,339,656 |
| Income. Interest from US Government securities | 2015-06-30 | $64,584 |
| Income. Interest from corporate debt instruments | 2015-06-30 | $18,344 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-06-30 | $5,877,456 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-06-30 | $5,858,332 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-06-30 | $5,858,332 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-06-30 | $7,530 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-06-30 | $691,747 |
| Asset value of US Government securities at end of year | 2015-06-30 | $2,202,045 |
| Asset value of US Government securities at beginning of year | 2015-06-30 | $2,936,439 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-06-30 | $-23,794 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
| Income. Dividends from common stock | 2015-06-30 | $90,758 |
| Asset. Corporate debt instrument preferred debt at end of year | 2015-06-30 | $456,776 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2015-06-30 | $1,918,836 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-06-30 | $4,658,967 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-06-30 | $6,153,462 |
| Liabilities. Value of benefit claims payable at end of year | 2015-06-30 | $39,100 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-06-30 | $32,000 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2015-06-30 | $2,051,136 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2015-06-30 | $2,067,392 |
| Did the plan have assets held for investment | 2015-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
| Aggregate proceeds on sale of assets | 2015-06-30 | $9,531,050 |
| Aggregate carrying amount (costs) on sale of assets | 2015-06-30 | $8,249,789 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Unqualified |
| Accountancy firm name | 2015-06-30 | S.M. ESPOSITO & COMPANY, P.C. |
| Accountancy firm EIN | 2015-06-30 | 061298465 |
| 2014 : TRI STATE JOINT FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-06-30 | $798,802 |
| Total unrealized appreciation/depreciation of assets | 2014-06-30 | $798,802 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $6,421,808 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $3,064,550 |
| Total income from all sources (including contributions) | 2014-06-30 | $83,055,243 |
| Total loss/gain on sale of assets | 2014-06-30 | $525,738 |
| Total of all expenses incurred | 2014-06-30 | $81,651,500 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $78,612,981 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $81,503,332 |
| Value of total assets at end of year | 2014-06-30 | $21,659,666 |
| Value of total assets at beginning of year | 2014-06-30 | $16,898,665 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $3,038,519 |
| Total interest from all sources | 2014-06-30 | $129,683 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-06-30 | $94,939 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
| Administrative expenses professional fees incurred | 2014-06-30 | $823,846 |
| Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
| Value of fidelity bond cover | 2014-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-06-30 | $81,503,332 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-06-30 | $78,038,845 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-06-30 | $2,674,527 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-06-30 | $816,359 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-06-30 | $4,883,366 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-06-30 | $1,902,191 |
| Other income not declared elsewhere | 2014-06-30 | $2,749 |
| Administrative expenses (other) incurred | 2014-06-30 | $2,141,797 |
| Liabilities. Value of operating payables at end of year | 2014-06-30 | $1,506,442 |
| Liabilities. Value of operating payables at beginning of year | 2014-06-30 | $1,162,359 |
| Total non interest bearing cash at end of year | 2014-06-30 | $50,678 |
| Total non interest bearing cash at beginning of year | 2014-06-30 | $60,958 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Value of net income/loss | 2014-06-30 | $1,403,743 |
| Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $15,237,858 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $13,834,115 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
| Investment advisory and management fees | 2014-06-30 | $72,876 |
| Income. Interest from US Government securities | 2014-06-30 | $77,621 |
| Income. Interest from corporate debt instruments | 2014-06-30 | $45,831 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-06-30 | $5,858,332 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-06-30 | $2,616,471 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-06-30 | $2,616,471 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-06-30 | $6,231 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-06-30 | $574,136 |
| Asset value of US Government securities at end of year | 2014-06-30 | $2,936,439 |
| Asset value of US Government securities at beginning of year | 2014-06-30 | $3,312,252 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
| Income. Dividends from common stock | 2014-06-30 | $94,939 |
| Asset. Corporate debt instrument preferred debt at end of year | 2014-06-30 | $1,918,836 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2014-06-30 | $2,797,884 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-06-30 | $6,153,462 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-06-30 | $5,268,341 |
| Liabilities. Value of benefit claims payable at end of year | 2014-06-30 | $32,000 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2014-06-30 | $2,067,392 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2014-06-30 | $2,026,400 |
| Did the plan have assets held for investment | 2014-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
| Aggregate proceeds on sale of assets | 2014-06-30 | $5,886,911 |
| Aggregate carrying amount (costs) on sale of assets | 2014-06-30 | $5,361,173 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Unqualified |
| Accountancy firm name | 2014-06-30 | S.M. ESPOSITO & COMPANY, P.C. |
| Accountancy firm EIN | 2014-06-30 | 061298465 |
| 2013 : TRI STATE JOINT FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-06-30 | $422,786 |
| Total unrealized appreciation/depreciation of assets | 2013-06-30 | $422,786 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $3,064,550 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $2,943,996 |
| Total income from all sources (including contributions) | 2013-06-30 | $80,667,007 |
| Total loss/gain on sale of assets | 2013-06-30 | $326,587 |
| Total of all expenses incurred | 2013-06-30 | $80,390,498 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $77,421,276 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $79,663,104 |
| Value of total assets at end of year | 2013-06-30 | $16,898,665 |
| Value of total assets at beginning of year | 2013-06-30 | $16,501,602 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $2,969,222 |
| Total interest from all sources | 2013-06-30 | $169,395 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-06-30 | $83,350 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
| Administrative expenses professional fees incurred | 2013-06-30 | $802,532 |
| Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
| Value of fidelity bond cover | 2013-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-06-30 | $79,663,104 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-06-30 | $76,883,018 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-06-30 | $816,359 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-06-30 | $1,346,988 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-06-30 | $1,902,191 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-06-30 | $2,160,848 |
| Other income not declared elsewhere | 2013-06-30 | $1,785 |
| Administrative expenses (other) incurred | 2013-06-30 | $2,099,428 |
| Liabilities. Value of operating payables at end of year | 2013-06-30 | $1,162,359 |
| Liabilities. Value of operating payables at beginning of year | 2013-06-30 | $783,148 |
| Total non interest bearing cash at end of year | 2013-06-30 | $60,958 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Value of net income/loss | 2013-06-30 | $276,509 |
| Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $13,834,115 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $13,557,606 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
| Investment advisory and management fees | 2013-06-30 | $67,262 |
| Interest earned on other investments | 2013-06-30 | $166 |
| Income. Interest from US Government securities | 2013-06-30 | $88,193 |
| Income. Interest from corporate debt instruments | 2013-06-30 | $77,881 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-06-30 | $2,616,471 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-06-30 | $5,576,991 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-06-30 | $5,576,991 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-06-30 | $3,155 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-06-30 | $538,258 |
| Asset value of US Government securities at end of year | 2013-06-30 | $3,312,252 |
| Asset value of US Government securities at beginning of year | 2013-06-30 | $1,672,327 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
| Income. Dividends from common stock | 2013-06-30 | $83,350 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-06-30 | $2,797,884 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-06-30 | $1,452,016 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-06-30 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-06-30 | $5,268,341 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-06-30 | $4,355,291 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2013-06-30 | $2,026,400 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2013-06-30 | $2,097,989 |
| Did the plan have assets held for investment | 2013-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
| Aggregate proceeds on sale of assets | 2013-06-30 | $4,734,839 |
| Aggregate carrying amount (costs) on sale of assets | 2013-06-30 | $4,408,252 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Unqualified |
| Accountancy firm name | 2013-06-30 | S.M. ESPOSITO & COMPANY, P.C. |
| Accountancy firm EIN | 2013-06-30 | 061298465 |
| 2012 : TRI STATE JOINT FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-06-30 | $-227,633 |
| Total unrealized appreciation/depreciation of assets | 2012-06-30 | $-227,633 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $2,943,996 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $3,595,688 |
| Total income from all sources (including contributions) | 2012-06-30 | $78,870,819 |
| Total loss/gain on sale of assets | 2012-06-30 | $156,024 |
| Total of all expenses incurred | 2012-06-30 | $79,387,230 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $76,463,341 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $78,773,261 |
| Value of total assets at end of year | 2012-06-30 | $16,501,602 |
| Value of total assets at beginning of year | 2012-06-30 | $17,669,705 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $2,923,889 |
| Total interest from all sources | 2012-06-30 | $101,498 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-06-30 | $65,363 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
| Administrative expenses professional fees incurred | 2012-06-30 | $749,132 |
| Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
| Value of fidelity bond cover | 2012-06-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-06-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-06-30 | $2,279,505 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-06-30 | $78,773,261 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-06-30 | $76,017,632 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-06-30 | $1,346,988 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-06-30 | $2,415,753 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-06-30 | $2,160,848 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-06-30 | $2,758,590 |
| Other income not declared elsewhere | 2012-06-30 | $2,306 |
| Administrative expenses (other) incurred | 2012-06-30 | $2,126,669 |
| Liabilities. Value of operating payables at end of year | 2012-06-30 | $783,148 |
| Liabilities. Value of operating payables at beginning of year | 2012-06-30 | $837,098 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Value of net income/loss | 2012-06-30 | $-516,411 |
| Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $13,557,606 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $14,074,017 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
| Investment advisory and management fees | 2012-06-30 | $48,088 |
| Interest earned on other investments | 2012-06-30 | $700 |
| Income. Interest from US Government securities | 2012-06-30 | $43,208 |
| Income. Interest from corporate debt instruments | 2012-06-30 | $54,244 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-06-30 | $5,576,991 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-06-30 | $3,659,613 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-06-30 | $3,659,613 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-06-30 | $3,346 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-06-30 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-06-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-06-30 | $445,709 |
| Asset value of US Government securities at end of year | 2012-06-30 | $1,672,327 |
| Asset value of US Government securities at beginning of year | 2012-06-30 | $1,390,686 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
| Income. Dividends from common stock | 2012-06-30 | $65,363 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-06-30 | $1,452,016 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-06-30 | $1,377,517 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-06-30 | $4,355,291 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-06-30 | $4,442,893 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2012-06-30 | $2,097,989 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2012-06-30 | $2,103,738 |
| Did the plan have assets held for investment | 2012-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
| Aggregate proceeds on sale of assets | 2012-06-30 | $3,101,895 |
| Aggregate carrying amount (costs) on sale of assets | 2012-06-30 | $2,945,871 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Unqualified |
| Accountancy firm name | 2012-06-30 | S. M. ESPOSITO & COMPANY P.C. |
| Accountancy firm EIN | 2012-06-30 | 061298465 |
| 2011 : TRI STATE JOINT FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-06-30 | $969,711 |
| Total unrealized appreciation/depreciation of assets | 2011-06-30 | $969,711 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $3,595,688 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $3,761,926 |
| Total income from all sources (including contributions) | 2011-06-30 | $78,658,599 |
| Total loss/gain on sale of assets | 2011-06-30 | $198,494 |
| Total of all expenses incurred | 2011-06-30 | $78,091,853 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $75,123,997 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $77,241,528 |
| Value of total assets at end of year | 2011-06-30 | $17,669,705 |
| Value of total assets at beginning of year | 2011-06-30 | $17,269,197 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $2,967,856 |
| Total income from rents | 2011-06-30 | $1,350 |
| Total interest from all sources | 2011-06-30 | $152,539 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $66,146 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | No |
| Administrative expenses professional fees incurred | 2011-06-30 | $687,460 |
| Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
| Value of fidelity bond cover | 2011-06-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-06-30 | $2,279,505 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-06-30 | $3,743,062 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-06-30 | $77,241,528 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-06-30 | $74,684,884 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-06-30 | $2,415,753 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-06-30 | $1,338,660 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-06-30 | $2,758,590 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-06-30 | $3,010,481 |
| Other income not declared elsewhere | 2011-06-30 | $28,831 |
| Administrative expenses (other) incurred | 2011-06-30 | $2,222,059 |
| Liabilities. Value of operating payables at end of year | 2011-06-30 | $837,098 |
| Liabilities. Value of operating payables at beginning of year | 2011-06-30 | $751,445 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Value of net income/loss | 2011-06-30 | $566,746 |
| Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $14,074,017 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $13,507,271 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
| Investment advisory and management fees | 2011-06-30 | $58,337 |
| Interest earned on other investments | 2011-06-30 | $825 |
| Income. Interest from US Government securities | 2011-06-30 | $67,073 |
| Income. Interest from corporate debt instruments | 2011-06-30 | $73,379 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-06-30 | $3,659,613 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-06-30 | $2,424,741 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-06-30 | $2,424,741 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-06-30 | $11,262 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-06-30 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-06-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-06-30 | $439,113 |
| Asset value of US Government securities at end of year | 2011-06-30 | $1,390,686 |
| Asset value of US Government securities at beginning of year | 2011-06-30 | $2,082,161 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
| Income. Dividends from common stock | 2011-06-30 | $66,146 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-06-30 | $1,377,517 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-06-30 | $2,271,527 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-06-30 | $4,442,893 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-06-30 | $3,272,159 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2011-06-30 | $2,103,738 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-06-30 | $2,136,887 |
| Did the plan have assets held for investment | 2011-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | No |
| Aggregate proceeds on sale of assets | 2011-06-30 | $6,229,406 |
| Aggregate carrying amount (costs) on sale of assets | 2011-06-30 | $6,030,912 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Unqualified |
| Accountancy firm name | 2011-06-30 | S. M. ESPOSITO & COMPANY P.C. |
| Accountancy firm EIN | 2011-06-30 | 061298465 |
