WILLIAM F. MALLOY AGENCY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WILLIAM MALLOY PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2014: WILLIAM MALLOY PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-12-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-12-01 | 7 |
| Number of retired or separated participants receiving benefits | 2014-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-12-01 | 1 |
| Total of all active and inactive participants | 2014-12-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-12-01 | 0 |
| Total participants | 2014-12-01 | 8 |
| Number of participants with account balances | 2014-12-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-12-01 | 0 |
| 2013: WILLIAM MALLOY PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-12-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-12-01 | 7 |
| Number of retired or separated participants receiving benefits | 2013-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-12-01 | 1 |
| Total of all active and inactive participants | 2013-12-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-12-01 | 0 |
| Total participants | 2013-12-01 | 8 |
| Number of participants with account balances | 2013-12-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-12-01 | 0 |
| 2012: WILLIAM MALLOY PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-12-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-12-01 | 7 |
| Number of retired or separated participants receiving benefits | 2012-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-12-01 | 1 |
| Total of all active and inactive participants | 2012-12-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-12-01 | 0 |
| Total participants | 2012-12-01 | 8 |
| Number of participants with account balances | 2012-12-01 | 7 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-12-01 | 0 |
| 2011: WILLIAM MALLOY PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-12-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-12-01 | 8 |
| Number of retired or separated participants receiving benefits | 2011-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-12-01 | 1 |
| Total of all active and inactive participants | 2011-12-01 | 9 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-12-01 | 0 |
| Total participants | 2011-12-01 | 9 |
| Number of participants with account balances | 2011-12-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-12-01 | 0 |
| Measure | Date | Value |
|---|
| 2015 : WILLIAM MALLOY PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-11-30 | $0 |
| Total income from all sources | 2015-11-30 | $28,375 |
| Expenses. Total of all expenses incurred | 2015-11-30 | $20,001 |
| Benefits paid (including direct rollovers) | 2015-11-30 | $19,977 |
| Total plan assets at end of year | 2015-11-30 | $749,272 |
| Total plan assets at beginning of year | 2015-11-30 | $740,898 |
| Value of fidelity bond covering the plan | 2015-11-30 | $67,000 |
| Total contributions received or receivable from participants | 2015-11-30 | $26,877 |
| Expenses. Other expenses not covered elsewhere | 2015-11-30 | $24 |
| Contributions received from other sources (not participants or employers) | 2015-11-30 | $0 |
| Other income received | 2015-11-30 | $-6,667 |
| Net income (gross income less expenses) | 2015-11-30 | $8,374 |
| Net plan assets at end of year (total assets less liabilities) | 2015-11-30 | $749,272 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-11-30 | $740,898 |
| Assets. Value of participant loans | 2015-11-30 | $6,176 |
| Total contributions received or receivable from employer(s) | 2015-11-30 | $8,165 |
| Value of certain deemed distributions of participant loans | 2015-11-30 | $0 |
| Value of corrective distributions | 2015-11-30 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-11-30 | $0 |
| 2014 : WILLIAM MALLOY PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-11-30 | $0 |
| Total income from all sources | 2014-11-30 | $62,165 |
| Expenses. Total of all expenses incurred | 2014-11-30 | $35,688 |
| Benefits paid (including direct rollovers) | 2014-11-30 | $35,664 |
| Total plan assets at end of year | 2014-11-30 | $740,898 |
| Total plan assets at beginning of year | 2014-11-30 | $714,421 |
| Value of fidelity bond covering the plan | 2014-11-30 | $67,000 |
| Total contributions received or receivable from participants | 2014-11-30 | $25,203 |
| Expenses. Other expenses not covered elsewhere | 2014-11-30 | $24 |
| Contributions received from other sources (not participants or employers) | 2014-11-30 | $0 |
| Other income received | 2014-11-30 | $32,298 |
| Net income (gross income less expenses) | 2014-11-30 | $26,477 |
| Net plan assets at end of year (total assets less liabilities) | 2014-11-30 | $740,898 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-11-30 | $714,421 |
| Assets. Value of participant loans | 2014-11-30 | $8,845 |
| Total contributions received or receivable from employer(s) | 2014-11-30 | $4,664 |
| Value of certain deemed distributions of participant loans | 2014-11-30 | $0 |
| Value of corrective distributions | 2014-11-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2014-11-30 | $0 |
| Minimum employer required contribution for this plan year | 2014-11-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-11-30 | $0 |
| 2013 : WILLIAM MALLOY PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-11-30 | $0 |
| Total income from all sources | 2013-11-30 | $106,906 |
| Expenses. Total of all expenses incurred | 2013-11-30 | $21,497 |
| Benefits paid (including direct rollovers) | 2013-11-30 | $21,447 |
| Total plan assets at end of year | 2013-11-30 | $714,421 |
| Total plan assets at beginning of year | 2013-11-30 | $629,012 |
| Value of fidelity bond covering the plan | 2013-11-30 | $67,000 |
| Total contributions received or receivable from participants | 2013-11-30 | $25,142 |
| Expenses. Other expenses not covered elsewhere | 2013-11-30 | $50 |
| Contributions received from other sources (not participants or employers) | 2013-11-30 | $0 |
| Other income received | 2013-11-30 | $77,120 |
| Net income (gross income less expenses) | 2013-11-30 | $85,409 |
| Net plan assets at end of year (total assets less liabilities) | 2013-11-30 | $714,421 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-11-30 | $629,012 |
| Assets. Value of participant loans | 2013-11-30 | $21,458 |
| Total contributions received or receivable from employer(s) | 2013-11-30 | $4,644 |
| Value of certain deemed distributions of participant loans | 2013-11-30 | $0 |
| Value of corrective distributions | 2013-11-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2013-11-30 | $0 |
| Minimum employer required contribution for this plan year | 2013-11-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2013-11-30 | $0 |
| 2012 : WILLIAM MALLOY PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-11-30 | $0 |
| Total income from all sources | 2012-11-30 | $89,312 |
| Expenses. Total of all expenses incurred | 2012-11-30 | $189,761 |
| Benefits paid (including direct rollovers) | 2012-11-30 | $188,946 |
| Total plan assets at end of year | 2012-11-30 | $629,012 |
| Total plan assets at beginning of year | 2012-11-30 | $729,461 |
| Value of fidelity bond covering the plan | 2012-11-30 | $67,000 |
| Total contributions received or receivable from participants | 2012-11-30 | $27,224 |
| Expenses. Other expenses not covered elsewhere | 2012-11-30 | $815 |
| Contributions received from other sources (not participants or employers) | 2012-11-30 | $0 |
| Other income received | 2012-11-30 | $56,969 |
| Net income (gross income less expenses) | 2012-11-30 | $-100,449 |
| Net plan assets at end of year (total assets less liabilities) | 2012-11-30 | $629,012 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-11-30 | $729,461 |
| Assets. Value of participant loans | 2012-11-30 | $25,241 |
| Total contributions received or receivable from employer(s) | 2012-11-30 | $5,119 |
| Value of certain deemed distributions of participant loans | 2012-11-30 | $0 |
| Value of corrective distributions | 2012-11-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2012-11-30 | $0 |
| Minimum employer required contribution for this plan year | 2012-11-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-11-30 | $0 |
| 2014: WILLIAM MALLOY PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-12-01 | Type of plan entity | Single employer plan |
| 2014-12-01 | Submission has been amended | No |
| 2014-12-01 | This submission is the final filing | No |
| 2014-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-12-01 | Plan is a collectively bargained plan | No |
| 2014-12-01 | Plan funding arrangement – Insurance | Yes |
| 2014-12-01 | Plan funding arrangement – Trust | Yes |
| 2014-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: WILLIAM MALLOY PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-12-01 | Type of plan entity | Single employer plan |
| 2013-12-01 | Submission has been amended | No |
| 2013-12-01 | This submission is the final filing | No |
| 2013-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-12-01 | Plan is a collectively bargained plan | No |
| 2013-12-01 | Plan funding arrangement – Insurance | Yes |
| 2013-12-01 | Plan funding arrangement – Trust | Yes |
| 2013-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: WILLIAM MALLOY PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-12-01 | Type of plan entity | Single employer plan |
| 2012-12-01 | Submission has been amended | No |
| 2012-12-01 | This submission is the final filing | No |
| 2012-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-12-01 | Plan is a collectively bargained plan | No |
| 2012-12-01 | Plan funding arrangement – Insurance | Yes |
| 2012-12-01 | Plan funding arrangement – Trust | Yes |
| 2012-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: WILLIAM MALLOY PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-12-01 | Type of plan entity | Single employer plan |
| 2011-12-01 | Submission has been amended | No |
| 2011-12-01 | This submission is the final filing | No |
| 2011-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-12-01 | Plan is a collectively bargained plan | No |
| 2011-12-01 | Plan funding arrangement – Insurance | Yes |
| 2011-12-01 | Plan funding arrangement – Trust | Yes |
| 2011-12-01 | Plan benefit arrangement – Insurance | Yes |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-831279 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-831279 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2014-12-01 | | Insurance policy end date | 2015-11-30 | | Total amount of commissions paid to insurance broker | USD $2,909 | | Total amount of fees paid to insurance company | USD $291 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,909 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 291 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH, PIERCE, FENNER & |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-831279 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-831279 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2013-12-01 | | Insurance policy end date | 2014-11-30 | | Total amount of commissions paid to insurance broker | USD $2,762 | | Total amount of fees paid to insurance company | USD $276 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,762 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 276 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH, PIERCE, FENNER & |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-831279 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-831279 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2012-12-01 | | Insurance policy end date | 2013-11-30 | | Total amount of commissions paid to insurance broker | USD $875 | | Total amount of fees paid to insurance company | USD $287 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $875 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 287 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH PIERCE FENNER SMITH I |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-831279 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-831279 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2011-12-01 | | Insurance policy end date | 2012-11-30 | | Total amount of commissions paid to insurance broker | USD $5,829 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | MH2345 |
| Policy instance | 2 |
| Insurance contract or identification number | MH2345 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2011-12-01 | | Insurance policy end date | 2012-11-30 | | Total amount of commissions paid to insurance broker | USD $506 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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