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NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 401k Plan overview

Plan NameNATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES
Plan identification number 003

NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATCHAUG HOSPITAL, INC has sponsored the creation of one or more 401k plans.

Company Name:NATCHAUG HOSPITAL, INC
Employer identification number (EIN):060966963
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032014-10-01
0032013-10-01MARK LAPIERRE
0032012-10-01MARK LAPIERRE
0032011-10-01MARK LAPIERRE
0032010-10-01MARK LAPIERRE
0032009-10-01MARK LAPIERRE
0032009-10-01PAUL V. MALONEY
0032009-10-01PAUL V. MALONEY
0032008-10-01MARK LAPIERRE
0032008-10-01

Plan Statistics for NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES

401k plan membership statisitcs for NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES

Measure Date Value
2014: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-10-01305
Total number of active participants reported on line 7a of the Form 55002014-10-01178
Number of retired or separated participants receiving benefits2014-10-0131
Number of other retired or separated participants entitled to future benefits2014-10-01121
Total of all active and inactive participants2014-10-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-011
2013: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-10-01296
Total number of active participants reported on line 7a of the Form 55002013-10-01168
Number of retired or separated participants receiving benefits2013-10-0125
Number of other retired or separated participants entitled to future benefits2013-10-01112
Total of all active and inactive participants2013-10-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-014
2012: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-10-01286
Total number of active participants reported on line 7a of the Form 55002012-10-01171
Number of retired or separated participants receiving benefits2012-10-0124
Number of other retired or separated participants entitled to future benefits2012-10-01101
Total of all active and inactive participants2012-10-01296
Total participants2012-10-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-012
2011: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-10-01263
Total number of active participants reported on line 7a of the Form 55002011-10-01174
Number of retired or separated participants receiving benefits2011-10-0124
Number of other retired or separated participants entitled to future benefits2011-10-0186
Total of all active and inactive participants2011-10-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-012
2010: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2010 401k membership
Total participants, beginning-of-year2010-10-01254
Total number of active participants reported on line 7a of the Form 55002010-10-01164
Number of retired or separated participants receiving benefits2010-10-0124
Number of other retired or separated participants entitled to future benefits2010-10-0175
Total of all active and inactive participants2010-10-01263
Total participants2010-10-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-013
2009: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-10-01237
Total number of active participants reported on line 7a of the Form 55002009-10-01165
Number of retired or separated participants receiving benefits2009-10-0122
Number of other retired or separated participants entitled to future benefits2009-10-0167
Total of all active and inactive participants2009-10-01254
Total participants2009-10-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
2008: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2008 401k membership
Total participants, beginning-of-year2008-10-01217
Total number of active participants reported on line 7a of the Form 55002008-10-01155
Number of retired or separated participants receiving benefits2008-10-0121
Number of other retired or separated participants entitled to future benefits2008-10-0160
Total of all active and inactive participants2008-10-01236
Total participants2008-10-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-10-016

Financial Data on NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES

Measure Date Value
2015 : NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$-99,704
Total unrealized appreciation/depreciation of assets2015-09-30$-99,704
Total income from all sources (including contributions)2015-09-30$1,180,841
Total loss/gain on sale of assets2015-09-30$-10,122
Total of all expenses incurred2015-09-30$244,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$201,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,210,000
Value of total assets at end of year2015-09-30$8,678,467
Value of total assets at beginning of year2015-09-30$7,742,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$42,646
Total interest from all sources2015-09-30$44,654
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$112,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$320,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-09-300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Minimum employer required contribution for this plan year2015-09-30$0
Amount contributed by the employer to the plan for this plan year2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Total non interest bearing cash at end of year2015-09-30$1,508
Total non interest bearing cash at beginning of year2015-09-30$1,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$936,456
Value of net assets at end of year (total assets less liabilities)2015-09-30$8,678,467
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$7,742,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Investment advisory and management fees2015-09-30$42,646
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$3,155,197
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$2,789,742
Interest earned on other investments2015-09-30$44,654
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$88,196
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$222,387
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$222,387
Asset value of US Government securities at end of year2015-09-30$50,414
Asset value of US Government securities at beginning of year2015-09-30$152,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-76,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30Yes
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$1,210,000
Employer contributions (assets) at end of year2015-09-30$1,210,000
Employer contributions (assets) at beginning of year2015-09-30$720,000
Income. Dividends from common stock2015-09-30$112,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$201,739
Asset. Corporate debt instrument preferred debt at end of year2015-09-30$1,849,579
Asset. Corporate debt instrument preferred debt at beginning of year2015-09-30$1,513,297
Asset. Corporate debt instrument debt (other) at end of year2015-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-09-30$100,643
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$2,323,573
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$2,242,629
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$648,649
Aggregate carrying amount (costs) on sale of assets2015-09-30$658,771
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2015-09-30061648707
2014 : NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-09-30$228,722
Total unrealized appreciation/depreciation of assets2014-09-30$228,722
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$1,279,051
Total loss/gain on sale of assets2014-09-30$668
Total of all expenses incurred2014-09-30$207,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$152,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$827,000
Value of total assets at end of year2014-09-30$7,742,011
Value of total assets at beginning of year2014-09-30$6,670,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$54,746
Total interest from all sources2014-09-30$47,383
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$91,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Administrative expenses professional fees incurred2014-09-30$15,150
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$320,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Total non interest bearing cash at end of year2014-09-30$1,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$1,071,351
Value of net assets at end of year (total assets less liabilities)2014-09-30$7,742,011
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$6,670,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Investment advisory and management fees2014-09-30$39,596
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$2,789,742
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$2,261,728
Interest earned on other investments2014-09-30$47,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$222,387
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$293,280
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$293,280
Asset value of US Government securities at end of year2014-09-30$152,053
Asset value of US Government securities at beginning of year2014-09-30$305,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$83,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30Yes
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$827,000
Employer contributions (assets) at end of year2014-09-30$720,000
Employer contributions (assets) at beginning of year2014-09-30$573,000
Income. Dividends from common stock2014-09-30$91,770
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$152,954
Asset. Corporate debt instrument preferred debt at end of year2014-09-30$1,513,297
Asset. Corporate debt instrument preferred debt at beginning of year2014-09-30$1,391,809
Asset. Corporate debt instrument debt (other) at end of year2014-09-30$100,643
Asset. Corporate debt instrument debt (other) at beginning of year2014-09-30$105,579
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$2,242,629
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$1,739,612
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$239,407
Aggregate carrying amount (costs) on sale of assets2014-09-30$238,739
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2014-09-30061648707
2013 : NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$161,440
Total unrealized appreciation/depreciation of assets2013-09-30$161,440
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$187,658
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$51,310
Total income from all sources (including contributions)2013-09-30$1,339,304
Total loss/gain on sale of assets2013-09-30$-2,462
Total of all expenses incurred2013-09-30$301,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$123,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$918,000
Value of total assets at end of year2013-09-30$6,670,660
Value of total assets at beginning of year2013-09-30$5,496,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$177,661
Total interest from all sources2013-09-30$47,049
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$70,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Administrative expenses professional fees incurred2013-09-30$145,523
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$320,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-09-30$187,658
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-09-30$51,310
Total non interest bearing cash at end of year2013-09-30$573,000
Total non interest bearing cash at beginning of year2013-09-30$535,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$1,037,760
Value of net assets at end of year (total assets less liabilities)2013-09-30$6,483,002
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$5,445,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$32,138
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$2,261,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$1,223,923
Interest earned on other investments2013-09-30$47,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$293,280
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$102,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$102,945
Asset value of US Government securities at end of year2013-09-30$305,652
Asset value of US Government securities at beginning of year2013-09-30$716,582
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$145,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30Yes
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$918,000
Employer contributions (assets) at end of year2013-09-30$573,000
Employer contributions (assets) at beginning of year2013-09-30$535,000
Income. Dividends from common stock2013-09-30$70,005
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$123,883
Asset. Corporate debt instrument preferred debt at end of year2013-09-30$1,391,809
Asset. Corporate debt instrument preferred debt at beginning of year2013-09-30$1,205,373
Asset. Corporate debt instrument debt (other) at end of year2013-09-30$105,579
Asset. Corporate debt instrument debt (other) at beginning of year2013-09-30$109,921
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$1,739,612
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$1,602,808
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$765,873
Aggregate carrying amount (costs) on sale of assets2013-09-30$768,335
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30COHNREZNICK LLP
Accountancy firm EIN2013-09-30221478099
2012 : NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$235,743
Total unrealized appreciation/depreciation of assets2012-09-30$235,743
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$51,310
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$51,310
Total income from all sources (including contributions)2012-09-30$1,413,282
Total loss/gain on sale of assets2012-09-30$18,379
Total of all expenses incurred2012-09-30$143,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$113,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$901,000
Value of total assets at end of year2012-09-30$5,496,552
Value of total assets at beginning of year2012-09-30$4,226,894
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$29,933
Total interest from all sources2012-09-30$35,455
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$51,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Administrative expenses professional fees incurred2012-09-30$3,150
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$320,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$51,310
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$51,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$1,269,658
Value of net assets at end of year (total assets less liabilities)2012-09-30$5,445,242
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$4,175,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$26,783
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$1,223,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$1,158,176
Interest earned on other investments2012-09-30$35,455
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$102,945
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$28,082
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$28,082
Asset value of US Government securities at end of year2012-09-30$716,582
Asset value of US Government securities at beginning of year2012-09-30$925,877
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$171,316
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30Yes
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$901,000
Employer contributions (assets) at end of year2012-09-30$535,000
Employer contributions (assets) at beginning of year2012-09-30$706,000
Income. Dividends from common stock2012-09-30$51,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$113,691
Asset. Corporate debt instrument preferred debt at end of year2012-09-30$1,205,373
Asset. Corporate debt instrument preferred debt at beginning of year2012-09-30$416,690
Asset. Corporate debt instrument debt (other) at end of year2012-09-30$109,921
Asset. Corporate debt instrument debt (other) at beginning of year2012-09-30$112,776
Assets. Corporate common stocks other than exployer securities at end of year2012-09-30$1,602,808
Assets. Corporate common stocks other than exployer securities at beginning of year2012-09-30$879,293
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Aggregate proceeds on sale of assets2012-09-30$385,107
Aggregate carrying amount (costs) on sale of assets2012-09-30$366,728
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30COHNREZNICK LLP
Accountancy firm EIN2012-09-30221478099
2011 : NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$-21,126
Total unrealized appreciation/depreciation of assets2011-09-30$-21,126
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$957,153
Total loss/gain on sale of assets2011-09-30$5,607
Total of all expenses incurred2011-09-30$201,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$136,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$970,849
Value of total assets at end of year2011-09-30$4,226,894
Value of total assets at beginning of year2011-09-30$3,470,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$64,756
Total interest from all sources2011-09-30$36,023
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$47,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Administrative expenses professional fees incurred2011-09-30$40,300
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$420,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-09-30$51,310
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-09-30$56,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$756,071
Value of net assets at end of year (total assets less liabilities)2011-09-30$4,226,894
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$3,470,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Investment advisory and management fees2011-09-30$24,456
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$1,158,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$1,209,447
Interest earned on other investments2011-09-30$36,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$28,082
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$278,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$278,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$1,158,176
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$1,209,447
Asset value of US Government securities at end of year2011-09-30$925,877
Asset value of US Government securities at beginning of year2011-09-30$509,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-81,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30Yes
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$970,849
Employer contributions (assets) at end of year2011-09-30$706,000
Employer contributions (assets) at beginning of year2011-09-30$242,424
Income. Dividends from common stock2011-09-30$47,754
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$136,326
Asset. Corporate debt instrument preferred debt at end of year2011-09-30$416,690
Asset. Corporate debt instrument preferred debt at beginning of year2011-09-30$287,868
Asset. Corporate debt instrument debt (other) at end of year2011-09-30$112,776
Asset. Corporate debt instrument debt (other) at beginning of year2011-09-30$140,576
Assets. Corporate common stocks other than exployer securities at end of year2011-09-30$879,293
Assets. Corporate common stocks other than exployer securities at beginning of year2011-09-30$802,371
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Aggregate proceeds on sale of assets2011-09-30$659,454
Aggregate carrying amount (costs) on sale of assets2011-09-30$653,847
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30COHNREZNICK LLP
Accountancy firm EIN2011-09-30221478099
2010 : NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-09-30$56,904
Total unrealized appreciation/depreciation of assets2010-09-30$56,904
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-09-30$0
Total income from all sources (including contributions)2010-09-30$652,241
Total loss/gain on sale of assets2010-09-30$0
Total of all expenses incurred2010-09-30$170,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-09-30$111,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-09-30$427,033
Value of total assets at end of year2010-09-30$3,470,823
Value of total assets at beginning of year2010-09-30$2,989,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-09-30$59,558
Total interest from all sources2010-09-30$35,176
Total dividends received (eg from common stock, registered investment company shares)2010-09-30$36,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-09-30No
Administrative expenses professional fees incurred2010-09-30$36,581
Was this plan covered by a fidelity bond2010-09-30Yes
Value of fidelity bond cover2010-09-30$320,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0
Were there any nonexempt tranactions with any party-in-interest2010-09-30No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-09-30No
Value of net income/loss2010-09-30$481,651
Value of net assets at end of year (total assets less liabilities)2010-09-30$3,470,823
Value of net assets at beginning of year (total assets less liabilities)2010-09-30$2,989,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2010-09-30No
Were any leases to which the plan was party in default or uncollectible2010-09-30No
Investment advisory and management fees2010-09-30$22,977
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-09-30$1,209,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-09-30$896,185
Interest earned on other investments2010-09-30$35,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-09-30$278,738
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-09-30$732,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-09-30$732,984
Asset value of US Government securities at end of year2010-09-30$509,399
Asset value of US Government securities at beginning of year2010-09-30$280,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-09-30$96,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-09-30Yes
Was there a failure to transmit to the plan any participant contributions2010-09-30No
Has the plan failed to provide any benefit when due under the plan2010-09-30No
Contributions received in cash from employer2010-09-30$427,033
Employer contributions (assets) at end of year2010-09-30$242,424
Employer contributions (assets) at beginning of year2010-09-30$0
Income. Dividends from common stock2010-09-30$36,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-09-30$111,032
Asset. Corporate debt instrument preferred debt at end of year2010-09-30$287,868
Asset. Corporate debt instrument preferred debt at beginning of year2010-09-30$317,987
Asset. Corporate debt instrument debt (other) at end of year2010-09-30$140,576
Assets. Corporate common stocks other than exployer securities at end of year2010-09-30$802,371
Assets. Corporate common stocks other than exployer securities at beginning of year2010-09-30$761,744
Did the plan have assets held for investment2010-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-09-30Yes
Opinion of an independent qualified public accountant for this plan2010-09-30Disclaimer
Accountancy firm name2010-09-30COHNREZNICK LLP
Accountancy firm EIN2010-09-30221478099
2009 : NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2009 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2009-09-30$-47,015
Total unrealized appreciation/depreciation of assets2009-09-30$-47,015
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-09-30$85,389
Total income from all sources (including contributions)2009-09-30$412,039
Total loss/gain on sale of assets2009-09-30$0
Total of all expenses incurred2009-09-30$117,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2009-09-30$97,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2009-09-30$253,827
Value of total assets at end of year2009-09-30$2,989,172
Value of total assets at beginning of year2009-09-30$2,780,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2009-09-30$20,030
Total interest from all sources2009-09-30$45,598
Total dividends received (eg from common stock, registered investment company shares)2009-09-30$28,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2009-09-30No
Administrative expenses professional fees incurred2009-09-30$0
Was this plan covered by a fidelity bond2009-09-30Yes
Value of fidelity bond cover2009-09-30$320,000
If this is an individual account plan, was there a blackout period2009-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-09-30$0
Were there any nonexempt tranactions with any party-in-interest2009-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2009-09-30$85,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2009-09-30No
Value of net income/loss2009-09-30$294,104
Value of net assets at end of year (total assets less liabilities)2009-09-30$2,989,172
Value of net assets at beginning of year (total assets less liabilities)2009-09-30$2,695,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2009-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2009-09-30No
Were any leases to which the plan was party in default or uncollectible2009-09-30No
Investment advisory and management fees2009-09-30$20,030
Value of interest in registered invesment companies (eg mutual funds) at end of year2009-09-30$896,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2009-09-30$562,325
Interest earned on other investments2009-09-30$45,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2009-09-30$732,984
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2009-09-30$718,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2009-09-30$718,442
Asset value of US Government securities at end of year2009-09-30$280,272
Asset value of US Government securities at beginning of year2009-09-30$329,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)2009-09-30$131,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2009-09-30Yes
Was there a failure to transmit to the plan any participant contributions2009-09-30No
Has the plan failed to provide any benefit when due under the plan2009-09-30No
Contributions received in cash from employer2009-09-30$253,827
Employer contributions (assets) at end of year2009-09-30$0
Employer contributions (assets) at beginning of year2009-09-30$101,003
Income. Dividends from common stock2009-09-30$28,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2009-09-30$97,905
Asset. Corporate debt instrument debt (other) at end of year2009-09-30$317,987
Asset. Corporate debt instrument debt (other) at beginning of year2009-09-30$364,983
Assets. Corporate common stocks other than exployer securities at end of year2009-09-30$761,744
Assets. Corporate common stocks other than exployer securities at beginning of year2009-09-30$703,711
Did the plan have assets held for investment2009-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2009-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2009-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2009-09-30Yes
Opinion of an independent qualified public accountant for this plan2009-09-30Disclaimer
Accountancy firm name2009-09-30COHNREZNICK LLP
Accountancy firm EIN2009-09-30221478099

Form 5500 Responses for NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES

2014: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Plan is a collectively bargained planYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedYes
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedYes
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedYes
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedYes
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: NATCHAUG HOSPITAL PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2008-10-01Plan funding arrangement – TrustYes
2008-10-01Plan benefit arrangement - TrustYes

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