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CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 401k Plan overview

Plan NameCONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP
Plan identification number 002

CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC., P.C. has sponsored the creation of one or more 401k plans.

Company Name:CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC., P.C.
Employer identification number (EIN):060972237
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01BRIAN KING2023-10-04
0022021-01-01BRIAN KING2022-10-13
0022020-01-01BRIAN KING2021-09-07
0022019-01-01BRIAN KING2020-10-02
0022018-01-01PAUL DEMARTINI2019-07-29
0022017-01-01PAUL DEMARTINI2018-09-14
0022016-01-01PAUL DEMARTINI2017-09-21
0022015-01-01PAUL DEMARTINI2016-07-29
0022014-01-01PAUL DEMARTINI2015-10-15
0022013-01-01PAUL DEMARTINI
0022012-01-01PAUL DEMARTINI
0022011-01-01PAUL DEMARTINI
0022010-01-01PAUL DEMARTINI
0022009-01-01PAUL DEMARTINI

Plan Statistics for CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP

401k plan membership statisitcs for CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP

Measure Date Value
2013: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2013 401k membership
Total participants, beginning-of-year2013-01-0128
Total number of active participants reported on line 7a of the Form 55002013-01-0119
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0125
Number of participants with account balances2013-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2012 401k membership
Total participants, beginning-of-year2012-01-0127
Total number of active participants reported on line 7a of the Form 55002012-01-0119
Number of retired or separated participants receiving benefits2012-01-019
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0128
Number of participants with account balances2012-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2011 401k membership
Total participants, beginning-of-year2011-01-0126
Total number of active participants reported on line 7a of the Form 55002011-01-0119
Number of retired or separated participants receiving benefits2011-01-018
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0127
Number of participants with account balances2011-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2010 401k membership
Total participants, beginning-of-year2010-01-0120
Total number of active participants reported on line 7a of the Form 55002010-01-0117
Number of retired or separated participants receiving benefits2010-01-019
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0126
Number of participants with account balances2010-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2009 401k membership
Total participants, beginning-of-year2009-01-0120
Total number of active participants reported on line 7a of the Form 55002009-01-0115
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0122
Number of participants with account balances2009-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP

Measure Date Value
2013 : CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$736,817
Expenses. Total of all expenses incurred2013-12-31$180,266
Benefits paid (including direct rollovers)2013-12-31$180,266
Total plan assets at end of year2013-12-31$3,051,757
Total plan assets at beginning of year2013-12-31$2,495,206
Total contributions received or receivable from participants2013-12-31$82,810
Other income received2013-12-31$502,164
Net income (gross income less expenses)2013-12-31$556,551
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,051,757
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,495,206
Total contributions received or receivable from employer(s)2013-12-31$151,843
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$460,712
Expenses. Total of all expenses incurred2012-12-31$0
Total plan assets at end of year2012-12-31$2,495,206
Total plan assets at beginning of year2012-12-31$2,034,494
Total contributions received or receivable from participants2012-12-31$78,846
Other income received2012-12-31$226,540
Net income (gross income less expenses)2012-12-31$460,712
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,495,206
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,034,494
Total contributions received or receivable from employer(s)2012-12-31$155,326
2011 : CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$208,875
Expenses. Total of all expenses incurred2011-12-31$452,961
Benefits paid (including direct rollovers)2011-12-31$452,961
Total plan assets at end of year2011-12-31$2,034,494
Total plan assets at beginning of year2011-12-31$2,278,580
Total contributions received or receivable from participants2011-12-31$76,862
Other income received2011-12-31$-3,749
Net income (gross income less expenses)2011-12-31$-244,086
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,034,494
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,278,580
Total contributions received or receivable from employer(s)2011-12-31$135,762
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$399,764
Expenses. Total of all expenses incurred2010-12-31$0
Total plan assets at end of year2010-12-31$2,278,580
Total plan assets at beginning of year2010-12-31$1,878,816
Total contributions received or receivable from participants2010-12-31$71,130
Other income received2010-12-31$207,148
Net income (gross income less expenses)2010-12-31$399,764
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,278,580
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,878,816
Total contributions received or receivable from employer(s)2010-12-31$121,486
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP

2013: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CONNECTICUT VASCULAR & THORACIC SURGICAL ASSOC/. P.C. 401K / PSP 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number606766
Policy instance 1
Insurance contract or identification number606766
Number of Individuals Covered25
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $15,620
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractPENSION CONTRACTS
Commission paid to Insurance BrokerUSD $15,620
Insurance broker organization code?3
Insurance broker nameELLIS HILTZ
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number606766
Policy instance 1
Insurance contract or identification number606766
Number of Individuals Covered28
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $12,748
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractPENSION CONTRACTS
Commission paid to Insurance BrokerUSD $12,748
Insurance broker organization code?3
Insurance broker nameELLIS HILTZ
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number606766
Policy instance 1
Insurance contract or identification number606766
Number of Individuals Covered27
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $11,467
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractPENSION CONTRACTS
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number606766
Policy instance 1
Insurance contract or identification number606766
Number of Individuals Covered23
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $11,311
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractPENSION CONTRACTS
Commission paid to Insurance BrokerUSD $11,311
Insurance broker organization code?3
Insurance broker nameELLIS HILTZ

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