EMPOWER ANNUITY INSURANCE COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan MID CAP VALUE / RIVERSOURCE FUND - SAMV5
| Measure | Date | Value |
|---|
| 2012 : MID CAP VALUE / RIVERSOURCE FUND - SAMV5 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-2,606,443 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-2,606,443 |
| Total transfer of assets to this plan | 2012-12-31 | $2,050,870 |
| Total transfer of assets from this plan | 2012-12-31 | $10,208,450 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $4,615 |
| Total income from all sources (including contributions) | 2012-12-31 | $462,890 |
| Total loss/gain on sale of assets | 2012-12-31 | $3,013,598 |
| Total of all expenses incurred | 2012-12-31 | $37,040 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $0 |
| Value of total assets at beginning of year | 2012-12-31 | $7,736,345 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $37,040 |
| Total interest from all sources | 2012-12-31 | $292 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $55,443 |
| Administrative expenses professional fees incurred | 2012-12-31 | $128 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $11,554 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $4,615 |
| Administrative expenses (other) incurred | 2012-12-31 | $1,088 |
| Value of net income/loss | 2012-12-31 | $425,850 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,731,730 |
| Investment advisory and management fees | 2012-12-31 | $35,824 |
| Interest earned on other investments | 2012-12-31 | $26 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $85,887 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $85,887 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $266 |
| Income. Dividends from common stock | 2012-12-31 | $55,443 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $7,638,904 |
| Aggregate proceeds on sale of assets | 2012-12-31 | $14,434,012 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $11,420,414 |
| 2011 : MID CAP VALUE / RIVERSOURCE FUND - SAMV5 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-4,995,099 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-4,995,099 |
| Total transfer of assets to this plan | 2011-12-31 | $4,220,765 |
| Total transfer of assets from this plan | 2011-12-31 | $15,543,793 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $4,615 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $10,562 |
| Total income from all sources (including contributions) | 2011-12-31 | $-1,631,715 |
| Total loss/gain on sale of assets | 2011-12-31 | $3,063,386 |
| Total of all expenses incurred | 2011-12-31 | $146,520 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $7,736,345 |
| Value of total assets at beginning of year | 2011-12-31 | $20,843,555 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $146,520 |
| Total interest from all sources | 2011-12-31 | $1,216 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $298,782 |
| Administrative expenses professional fees incurred | 2011-12-31 | $540 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $11,554 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $55,126 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $4,615 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $10,562 |
| Administrative expenses (other) incurred | 2011-12-31 | $10,887 |
| Value of net income/loss | 2011-12-31 | $-1,778,235 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,731,730 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $20,832,993 |
| Investment advisory and management fees | 2011-12-31 | $135,093 |
| Interest earned on other investments | 2011-12-31 | $10 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $85,887 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $589,228 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $589,228 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1,206 |
| Income. Dividends from common stock | 2011-12-31 | $298,782 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $7,638,904 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $20,199,201 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $29,833,452 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $26,770,066 |
| 2010 : MID CAP VALUE / RIVERSOURCE FUND - SAMV5 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $405,964 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $405,964 |
| Total transfer of assets to this plan | 2010-12-31 | $4,596,771 |
| Total transfer of assets from this plan | 2010-12-31 | $16,068,748 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $10,562 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $9,690 |
| Total income from all sources (including contributions) | 2010-12-31 | $5,075,338 |
| Total loss/gain on sale of assets | 2010-12-31 | $4,252,696 |
| Total of all expenses incurred | 2010-12-31 | $167,898 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $20,843,555 |
| Value of total assets at beginning of year | 2010-12-31 | $27,407,220 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $167,898 |
| Total interest from all sources | 2010-12-31 | $1,710 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $414,968 |
| Administrative expenses professional fees incurred | 2010-12-31 | $722 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $55,126 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $71,813 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $10,562 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $9,690 |
| Administrative expenses (other) incurred | 2010-12-31 | $7,127 |
| Value of net income/loss | 2010-12-31 | $4,907,440 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $20,832,993 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $27,397,530 |
| Investment advisory and management fees | 2010-12-31 | $160,049 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $589,228 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $309,466 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $309,466 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $1,710 |
| Income. Dividends from common stock | 2010-12-31 | $414,968 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $20,199,201 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $27,025,941 |
| Aggregate proceeds on sale of assets | 2010-12-31 | $40,665,999 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $36,413,303 |
