EMPOWER ANNUITY INSURANCE COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SMALL CAP GROWTH / EIM FUND - SASG6
| Measure | Date | Value |
|---|
| 2012 : SMALL CAP GROWTH / EIM FUND - SASG6 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-923,506 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-923,506 |
| Total transfer of assets to this plan | 2012-12-31 | $1,407 |
| Total transfer of assets from this plan | 2012-12-31 | $8,903,039 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $2,128 |
| Total income from all sources (including contributions) | 2012-12-31 | $451,572 |
| Total loss/gain on sale of assets | 2012-12-31 | $1,369,981 |
| Total of all expenses incurred | 2012-12-31 | $3,982 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $0 |
| Value of total assets at beginning of year | 2012-12-31 | $8,456,170 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,982 |
| Total interest from all sources | 2012-12-31 | $202 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $4,895 |
| Administrative expenses professional fees incurred | 2012-12-31 | $-14 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $3,558 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $2,128 |
| Administrative expenses (other) incurred | 2012-12-31 | $2,145 |
| Value of net income/loss | 2012-12-31 | $447,590 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,454,042 |
| Investment advisory and management fees | 2012-12-31 | $1,851 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $323,672 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $323,672 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $202 |
| Income. Dividends from common stock | 2012-12-31 | $4,895 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $8,128,940 |
| Aggregate proceeds on sale of assets | 2012-12-31 | $11,474,612 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $10,104,631 |
| 2011 : SMALL CAP GROWTH / EIM FUND - SASG6 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-3,606,206 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-3,606,206 |
| Total transfer of assets to this plan | 2011-12-31 | $1,020,131 |
| Total transfer of assets from this plan | 2011-12-31 | $13,089,261 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $2,128 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $90,112 |
| Total income from all sources (including contributions) | 2011-12-31 | $592,000 |
| Total loss/gain on sale of assets | 2011-12-31 | $4,172,515 |
| Total of all expenses incurred | 2011-12-31 | $75,515 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $8,456,170 |
| Value of total assets at beginning of year | 2011-12-31 | $20,096,799 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $75,515 |
| Total interest from all sources | 2011-12-31 | $828 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $24,863 |
| Administrative expenses professional fees incurred | 2011-12-31 | $375 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $3,558 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $2,250 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $2,128 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $90,112 |
| Administrative expenses (other) incurred | 2011-12-31 | $4,527 |
| Value of net income/loss | 2011-12-31 | $516,485 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,454,042 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $20,006,687 |
| Investment advisory and management fees | 2011-12-31 | $70,613 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $0 |
| Interest earned on other investments | 2011-12-31 | $4 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $323,672 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,028,124 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,028,124 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $824 |
| Income. Dividends from common stock | 2011-12-31 | $24,863 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $8,128,940 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $19,066,425 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $27,395,805 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $23,223,290 |
| 2010 : SMALL CAP GROWTH / EIM FUND - SASG6 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $2,755,147 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $2,755,147 |
| Total transfer of assets to this plan | 2010-12-31 | $6,282,254 |
| Total transfer of assets from this plan | 2010-12-31 | $5,327,293 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $90,112 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $823 |
| Total income from all sources (including contributions) | 2010-12-31 | $4,803,266 |
| Total loss/gain on sale of assets | 2010-12-31 | $1,970,370 |
| Total of all expenses incurred | 2010-12-31 | $160,707 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $20,096,799 |
| Value of total assets at beginning of year | 2010-12-31 | $14,409,990 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $160,707 |
| Total interest from all sources | 2010-12-31 | $2,085 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $75,664 |
| Administrative expenses professional fees incurred | 2010-12-31 | $524 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $2,250 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $2,279 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $90,112 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $823 |
| Administrative expenses (other) incurred | 2010-12-31 | $3,340 |
| Value of net income/loss | 2010-12-31 | $4,642,559 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $20,006,687 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $14,409,167 |
| Investment advisory and management fees | 2010-12-31 | $156,843 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,028,124 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $648,699 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $648,699 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $2,085 |
| Income. Dividends from common stock | 2010-12-31 | $75,664 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $19,066,425 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $13,759,012 |
| Aggregate proceeds on sale of assets | 2010-12-31 | $34,558,279 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $32,587,909 |
