401k Plan data: UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN plan

UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN 401k Plan overview

Plan Name	UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN
Plan identification number	001

UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY ORTHOPAEDICS, P.C. has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY ORTHOPAEDICS, P.C.

Employer identification number (EIN): 061309687

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about UNIVERSITY ORTHOPAEDICS, P.C.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1990-12-13

Company Identification Number: 1498407

Legal Registered Office Address: 19 BRADHURST AVE SUITE 1300N
Westchester
HAWTHORNE
United States of America (USA)
10532

More information about UNIVERSITY ORTHOPAEDICS, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2015-01-01
001 2014-01-01 DAVID ASPRINIO, MD 2015-10-15
001 2013-01-01 DAVID ASPRINIO, M.D., TRUSTEE 2014-10-15 DAVID ASPRINIO, M.D. 2014-10-15
001 2012-01-01 DAVID ASPRINIO, M.D., TRUSTEE 2013-09-24 DAVID ASPRINIO, M.D. 2013-09-24
001 2011-01-01 DAVID ASPRINIO, M.D., TRUSTEE 2012-05-25 DAVID ASPRINIO, M.D. 2012-05-25
001 2009-01-01 DAVID ASPRINIO, M.D., TRUSTEE DAVID ASPRINIO, M.D. 2010-09-24
001 2009-01-01 DAVID ASPRINIO, M.D., TRUSTEE DAVID ASPRINIO, M.D. 2010-10-13
001 2009-01-01 DAVID ASPRINIO, M.D., TRUSTEE DAVID ASPRINIO, M.D. 2010-09-24

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2015-01-01
001	2014-01-01	DAVID ASPRINIO, MD	2015-10-15
001	2013-01-01	DAVID ASPRINIO, M.D., TRUSTEE	2014-10-15	DAVID ASPRINIO, M.D.	2014-10-15
001	2012-01-01	DAVID ASPRINIO, M.D., TRUSTEE	2013-09-24	DAVID ASPRINIO, M.D.	2013-09-24
001	2011-01-01	DAVID ASPRINIO, M.D., TRUSTEE	2012-05-25	DAVID ASPRINIO, M.D.	2012-05-25
001	2009-01-01	DAVID ASPRINIO, M.D., TRUSTEE		DAVID ASPRINIO, M.D.	2010-09-24
001	2009-01-01	DAVID ASPRINIO, M.D., TRUSTEE		DAVID ASPRINIO, M.D.	2010-10-13
001	2009-01-01	DAVID ASPRINIO, M.D., TRUSTEE		DAVID ASPRINIO, M.D.	2010-09-24

Plan Statistics for UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN

Measure Date Value
2009: UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 40
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 40
Number of participants with account balances 2009-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2009: UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	40
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	40
Number of participants with account balances	2009-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN

Measure	Date	Value
2010 : UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$375,236
Expenses. Total of all expenses incurred	2010-12-31	$961
Benefits paid (including direct rollovers)	2010-12-31	$961
Total plan assets at end of year	2010-12-31	$1,680,976
Total plan assets at beginning of year	2010-12-31	$1,306,701
Value of fidelity bond covering the plan	2010-12-31	$168,098
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$31,309
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$374,275
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,680,976
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,306,701
Assets. Value of participant loans	2010-12-31	$2,601
Total contributions received or receivable from employer(s)	2010-12-31	$343,927
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN

2009: UNIVERSITY ORTHOPAEDICS, P.C. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	UNIVERSITY ORTHOPAEDICS, P.C.
Employer identification number (EIN):	061309687
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1990-12-13
Company Identification Number:	1498407
Legal Registered Office Address:	19 BRADHURST AVE SUITE 1300N Westchester HAWTHORNE United States of America (USA) 10532