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THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameTHE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

THE RIVER GROUP LLC has sponsored the creation of one or more 401k plans.

Company Name:THE RIVER GROUP LLC
Employer identification number (EIN):061660201
NAIC Classification:561490

Additional information about THE RIVER GROUP LLC

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2007-08-03
Company Identification Number: 1717700
Legal Registered Office Address: 928 WINGED FOOT WAY
-
CINCINNATI
United States of America (USA)
45245

More information about THE RIVER GROUP LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012010-01-01ALLEN NGUYEN
0012009-01-01SUSAN ASPENGREN
0012006-01-01SUSAN ASPENGREN

Plan Statistics for THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2010: THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012
Total number of active participants reported on line 7a of the Form 55002010-01-010
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-010
Number of participants with account balances2010-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-012
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012
Number of participants with account balances2009-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2006: THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN 2006 401k membership
Total participants, beginning-of-year2006-01-012
Total number of active participants reported on line 7a of the Form 55002006-01-012
Number of retired or separated participants receiving benefits2006-01-010
Number of other retired or separated participants entitled to future benefits2006-01-010
Total of all active and inactive participants2006-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-01-010
Total participants2006-01-012
Number of participants with account balances2006-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-01-010

Financial Data on THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2010 : THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total income from all sources2010-12-31$0
Expenses. Total of all expenses incurred2010-12-31$3,020,244
Benefits paid (including direct rollovers)2010-12-31$3,020,244
Total plan assets at end of year2010-12-31$0
Total plan assets at beginning of year2010-12-31$3,020,244
Other income received2010-12-31$0
Net income (gross income less expenses)2010-12-31$-3,020,244
Net plan assets at end of year (total assets less liabilities)2010-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,020,244
Assets. Value of employer securities2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$3,020,244
2006 : THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN 2006 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2006-12-31$0

Form 5500 Responses for THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN

2010: THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingYes
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2006: THE RIVER GROUP LLC EMPLOYEE STOCK OWNERSHIP PLAN 2006 form 5500 responses
2006-01-01Type of plan entitySingle employer plan
2006-01-01Submission has been amendedNo
2006-01-01This submission is the final filingNo
2006-01-01This return/report is a short plan year return/report (less than 12 months)No
2006-01-01Plan is a collectively bargained planNo
2006-01-01Plan funding arrangement – TrustYes
2006-01-01Plan benefit arrangement - TrustYes

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