401k Plan data: KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN plan

KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN 401k Plan overview

Plan Name	KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN
Plan identification number	003

KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. has sponsored the creation of one or more 401k plans.

Company Name: KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC.

Employer identification number (EIN): 111718626

NAIC Classification: 339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2011-01-01 PETER NEWTON PETER NEWTON 2012-07-31
003 2009-01-01 JENNIFER ROOSSIEN MYLES LEMIN 2010-09-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2011-01-01	PETER NEWTON		PETER NEWTON	2012-07-31
003	2009-01-01	JENNIFER ROOSSIEN		MYLES LEMIN	2010-09-29

Plan Statistics for KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN

401k plan membership statisitcs for KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN

Measure Date Value
2011: KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 221
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 306
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 153
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 110
Total of all active and inactive participants 2009-01-01 263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 264
Number of participants with account balances 2009-01-01 263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	221
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	306
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	153
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	110
Total of all active and inactive participants	2009-01-01	263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	264
Number of participants with account balances	2009-01-01	263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN

Measure	Date	Value
2011 : KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-02	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-02	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-02	$0
Total income from all sources (including contributions)	2011-12-02	$254,637
Total loss/gain on sale of assets	2011-12-02	$0
Total of all expenses incurred	2011-12-02	$17,593,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-02	$17,588,264
Value of total corrective distributions	2011-12-02	$4,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-02	$455
Value of total assets at end of year	2011-12-02	$0
Value of total assets at beginning of year	2011-12-02	$17,338,754
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-02	$390
Total interest from all sources	2011-12-02	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-02	$5,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-02	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-02	$0
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-02	$5,518
Was this plan covered by a fidelity bond	2011-12-02	Yes
Value of fidelity bond cover	2011-12-02	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-02	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-02	No
Contributions received from participants	2011-12-02	$376
Participant contributions at end of year	2011-12-02	$0
Participant contributions at beginning of year	2011-12-02	$122,404
Participant contributions at end of year	2011-12-02	$0
Participant contributions at beginning of year	2011-12-02	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-02	$5,008
Administrative expenses (other) incurred	2011-12-02	$390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-02	No
Value of net income/loss	2011-12-02	$-17,338,754
Value of net assets at end of year (total assets less liabilities)	2011-12-02	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-12-02	$17,338,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-02	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-02	No
Were any leases to which the plan was party in default or uncollectible	2011-12-02	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-02	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-02	$12,390,160
Interest on participant loans	2011-12-02	$0
Value of interest in common/collective trusts at end of year	2011-12-02	$0
Value of interest in common/collective trusts at beginning of year	2011-12-02	$4,826,190
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-02	$235,714
Net investment gain or loss from common/collective trusts	2011-12-02	$12,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-02	No
Was there a failure to transmit to the plan any participant contributions	2011-12-02	No
Has the plan failed to provide any benefit when due under the plan	2011-12-02	No
Contributions received in cash from employer	2011-12-02	$79
Employer contributions (assets) at end of year	2011-12-02	$0
Employer contributions (assets) at beginning of year	2011-12-02	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-02	$17,583,256
Did the plan have assets held for investment	2011-12-02	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-02	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-02	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-02	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-02	Disclaimer
Accountancy firm name	2011-12-02	EICHEN & DIMEGLIO, P.C.
Accountancy firm EIN	2011-12-02	113320902
2010 : KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,512,583
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$11,695,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$11,670,852
Value of total corrective distributions	2010-12-31	$23,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$653,579
Value of total assets at end of year	2010-12-31	$17,338,754
Value of total assets at beginning of year	2010-12-31	$26,521,345
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,085
Total interest from all sources	2010-12-31	$11,404
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$368,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2010-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$368,695
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$425,676
Participant contributions at end of year	2010-12-31	$122,404
Participant contributions at beginning of year	2010-12-31	$283,927
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$8,418
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$8,546
Other income not declared elsewhere	2010-12-31	$987
Administrative expenses (other) incurred	2010-12-31	$1,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-9,182,591
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$17,338,754
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$26,521,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$12,390,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$19,282,940
Interest on participant loans	2010-12-31	$11,404
Value of interest in common/collective trusts at end of year	2010-12-31	$4,826,190
Value of interest in common/collective trusts at beginning of year	2010-12-31	$6,941,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,447,263
Net investment gain or loss from common/collective trusts	2010-12-31	$30,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$219,357
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$4,573
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$11,670,852
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	EICHEN & DIMEGLIO
Accountancy firm EIN	2010-12-31	113320902

Form 5500 Responses for KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN

2011: KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC. RETIREMENT INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KONICA MINOLTA GRAPHIC IMAGING U.S.A., INC.
Employer identification number (EIN):	111718626
NAIC Classification:	339900