401k Plan data: LOCAL 1102 AMALGAMATED WELFARE FUND plan

LOCAL 1102 AMALGAMATED WELFARE FUND 401k Plan overview

Plan Name	LOCAL 1102 AMALGAMATED WELFARE FUND
Plan identification number	501

LOCAL 1102 AMALGAMATED WELFARE FUND Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Dental Vision Death benefits (include travel accident but not life insurance)

401k Sponsoring company profile

LOCAL 1102 AMALGAMATED WELFARE FUND has sponsored the creation of one or more 401k plans.

Company Name: LOCAL 1102 AMALGAMATED WELFARE FUND

Employer identification number (EIN): 111968437

NAIC Classification: 525100
NAIC Description: Insurance and Employee Benefit Funds

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LOCAL 1102 AMALGAMATED WELFARE FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
501 2013-01-01 FRANK BAIL IRA SILVER 2014-07-25
501 2012-01-01 FRANK BAIL IRA SILVER 2013-07-22
501 2011-01-01 FRANK BAIL IRA SILVER 2012-07-18
501 2010-01-01 FRANK S. BAIL IRA B. SILVER 2011-07-12
501 2009-01-01 JAMES SANPHILLIPO

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
501	2013-01-01	FRANK BAIL	IRA SILVER	2014-07-25
501	2012-01-01	FRANK BAIL	IRA SILVER	2013-07-22
501	2011-01-01	FRANK BAIL	IRA SILVER	2012-07-18
501	2010-01-01	FRANK S. BAIL	IRA B. SILVER	2011-07-12
501	2009-01-01	JAMES SANPHILLIPO

Plan Statistics for LOCAL 1102 AMALGAMATED WELFARE FUND

401k plan membership statisitcs for LOCAL 1102 AMALGAMATED WELFARE FUND

Measure Date Value
2013: LOCAL 1102 AMALGAMATED WELFARE FUND 2013 401k membership
Total participants, beginning-of-year 2013-01-01 671
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
Number of employers contributing to the scheme 2013-01-01 41
2012: LOCAL 1102 AMALGAMATED WELFARE FUND 2012 401k membership
Total participants, beginning-of-year 2012-01-01 758
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 671
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 671
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
Number of employers contributing to the scheme 2012-01-01 41
2011: LOCAL 1102 AMALGAMATED WELFARE FUND 2011 401k membership
Total participants, beginning-of-year 2011-01-01 738
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 729
Number of retired or separated participants receiving benefits 2011-01-01 29
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 758
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
Number of employers contributing to the scheme 2011-01-01 43
2010: LOCAL 1102 AMALGAMATED WELFARE FUND 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,129
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 693
Number of retired or separated participants receiving benefits 2010-01-01 45
Total of all active and inactive participants 2010-01-01 738
Total participants 2010-01-01 738
Number of employers contributing to the scheme 2010-01-01 49
2009: LOCAL 1102 AMALGAMATED WELFARE FUND 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,254
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,129
Total of all active and inactive participants 2009-01-01 1,129
Number of employers contributing to the scheme 2009-01-01 112

Measure	Date	Value
2013: LOCAL 1102 AMALGAMATED WELFARE FUND 2013 401k membership
Total participants, beginning-of-year	2013-01-01	671
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
Number of employers contributing to the scheme	2013-01-01	41
2012: LOCAL 1102 AMALGAMATED WELFARE FUND 2012 401k membership
Total participants, beginning-of-year	2012-01-01	758
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	671
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	671
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
Number of employers contributing to the scheme	2012-01-01	41
2011: LOCAL 1102 AMALGAMATED WELFARE FUND 2011 401k membership
Total participants, beginning-of-year	2011-01-01	738
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	729
Number of retired or separated participants receiving benefits	2011-01-01	29
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	758
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
Number of employers contributing to the scheme	2011-01-01	43
2010: LOCAL 1102 AMALGAMATED WELFARE FUND 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,129
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	693
Number of retired or separated participants receiving benefits	2010-01-01	45
Total of all active and inactive participants	2010-01-01	738
Total participants	2010-01-01	738
Number of employers contributing to the scheme	2010-01-01	49
2009: LOCAL 1102 AMALGAMATED WELFARE FUND 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,254
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,129
Total of all active and inactive participants	2009-01-01	1,129
Number of employers contributing to the scheme	2009-01-01	112

Financial Data on LOCAL 1102 AMALGAMATED WELFARE FUND

Measure	Date	Value
2013 : LOCAL 1102 AMALGAMATED WELFARE FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$2,079,421
Total unrealized appreciation/depreciation of assets	2013-12-31	$2,079,421
Total transfer of assets from this plan	2013-12-31	$21,473,007
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,050,804
Total income from all sources (including contributions)	2013-12-31	$9,404,982
Total loss/gain on sale of assets	2013-12-31	$380,466
Total of all expenses incurred	2013-12-31	$4,666,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,146,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,484,255
Value of total assets at end of year	2013-12-31	$0
Value of total assets at beginning of year	2013-12-31	$17,784,933
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$519,489
Total interest from all sources	2013-12-31	$276,676
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$184,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$54,038
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$51,036
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$969,109
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$99,967
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$59,142
Administrative expenses (other) incurred	2013-12-31	$337,622
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$101,162
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$464,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,738,878
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$16,734,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$127,829
Income. Interest from loans (other than to participants)	2013-12-31	$25,580
Income. Interest from US Government securities	2013-12-31	$96,453
Income. Interest from corporate debt instruments	2013-12-31	$148,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$2,537,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$2,537,257
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$5,968
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$2,877,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$6,433,219
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$106,428
Income. Dividends from common stock	2013-12-31	$184,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,146,615
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$2,357,354
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$911,767
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$7,458,085
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$890,500
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$3,192
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$10,873,524
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$10,493,058
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BERDON LLP
Accountancy firm EIN	2013-12-31	130485070
2012 : LOCAL 1102 AMALGAMATED WELFARE FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$973,152
Total unrealized appreciation/depreciation of assets	2012-12-31	$973,152
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,050,804
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$992,797
Total income from all sources (including contributions)	2012-12-31	$8,484,414
Total loss/gain on sale of assets	2012-12-31	$279,443
Total of all expenses incurred	2012-12-31	$6,676,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,134,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,612,271
Value of total assets at end of year	2012-12-31	$17,784,933
Value of total assets at beginning of year	2012-12-31	$15,918,582
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$541,493
Total interest from all sources	2012-12-31	$301,085
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$174,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$53,557
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$14,658
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$969,109
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$799,775
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$6,134,577
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$99,967
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$152,961
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$59,142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$23,746
Other income not declared elsewhere	2012-12-31	$144,342
Administrative expenses (other) incurred	2012-12-31	$375,609
Liabilities. Value of operating payables at end of year	2012-12-31	$101,162
Liabilities. Value of operating payables at beginning of year	2012-12-31	$49,151
Total non interest bearing cash at end of year	2012-12-31	$464,159
Total non interest bearing cash at beginning of year	2012-12-31	$387,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,808,344
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$16,734,129
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$14,925,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$112,327
Income. Interest from loans (other than to participants)	2012-12-31	$32,899
Income. Interest from US Government securities	2012-12-31	$111,269
Income. Interest from corporate debt instruments	2012-12-31	$130,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$2,537,257
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$524,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$524,166
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$26,157
Asset value of US Government securities at end of year	2012-12-31	$2,877,615
Asset value of US Government securities at beginning of year	2012-12-31	$4,966,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$6,597,613
Employer contributions (assets) at end of year	2012-12-31	$106,428
Employer contributions (assets) at beginning of year	2012-12-31	$41,070
Income. Dividends from common stock	2012-12-31	$174,121
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$2,357,354
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$2,168,288
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$911,767
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$651,678
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$7,458,085
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$6,222,805
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$890,500
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$919,900
Assets. Value of buildings and other operty used in plan operation at end of year	2012-12-31	$3,192
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-12-31	$3,953
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$12,480,510
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$12,201,067
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	BERDON LLP
Accountancy firm EIN	2012-12-31	130485070
2011 : LOCAL 1102 AMALGAMATED WELFARE FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-288,192
Total unrealized appreciation/depreciation of assets	2011-12-31	$-288,192
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$992,797
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,870,531
Total income from all sources (including contributions)	2011-12-31	$7,203,192
Total loss/gain on sale of assets	2011-12-31	$534,668
Total of all expenses incurred	2011-12-31	$6,588,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$6,126,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,546,419
Value of total assets at end of year	2011-12-31	$15,918,582
Value of total assets at beginning of year	2011-12-31	$16,182,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$462,514
Total interest from all sources	2011-12-31	$266,015
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$144,282
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$52,230
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$103,462
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$799,775
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$104,115
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$6,121,362
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$152,961
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$73,819
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$23,746
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$594,594
Administrative expenses (other) incurred	2011-12-31	$302,782
Liabilities. Value of operating payables at end of year	2011-12-31	$49,151
Liabilities. Value of operating payables at beginning of year	2011-12-31	$40,537
Total non interest bearing cash at end of year	2011-12-31	$387,010
Total non interest bearing cash at beginning of year	2011-12-31	$163,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$614,316
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$14,925,785
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$14,311,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$107,502
Interest earned on other investments	2011-12-31	$26,119
Income. Interest from US Government securities	2011-12-31	$130,781
Income. Interest from corporate debt instruments	2011-12-31	$109,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$524,166
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$652,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$652,004
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$41
Asset value of US Government securities at end of year	2011-12-31	$4,966,876
Asset value of US Government securities at beginning of year	2011-12-31	$6,619,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$6,442,957
Employer contributions (assets) at end of year	2011-12-31	$41,070
Employer contributions (assets) at beginning of year	2011-12-31	$31,545
Income. Dividends from common stock	2011-12-31	$144,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,000
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$2,168,288
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$1,983,819
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$651,678
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$261,937
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$6,222,805
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$6,288,967
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$919,900
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$1,235,400
Assets. Value of buildings and other operty used in plan operation at end of year	2011-12-31	$3,953
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-12-31	$2,329
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$20,731,614
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$20,196,946
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	BERDON LLP
Accountancy firm EIN	2011-12-31	130485070
2010 : LOCAL 1102 AMALGAMATED WELFARE FUND 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$591,082
Total unrealized appreciation/depreciation of assets	2010-12-31	$591,082
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,870,531
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,573,019
Total income from all sources (including contributions)	2010-12-31	$7,280,117
Total loss/gain on sale of assets	2010-12-31	$147,240
Total of all expenses incurred	2010-12-31	$7,378,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$6,913,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,996,208
Value of total assets at end of year	2010-12-31	$16,182,000
Value of total assets at beginning of year	2010-12-31	$15,983,230
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$464,899
Total interest from all sources	2010-12-31	$146,376
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$285,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$51,253
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$203,780
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$104,115
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$6,908,960
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$73,819
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$50,969
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$594,594
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$65,128
Administrative expenses (other) incurred	2010-12-31	$301,387
Liabilities. Value of operating payables at end of year	2010-12-31	$40,537
Liabilities. Value of operating payables at beginning of year	2010-12-31	$6,415
Total non interest bearing cash at end of year	2010-12-31	$163,847
Total non interest bearing cash at beginning of year	2010-12-31	$180,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-98,742
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$14,311,469
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$14,410,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$112,259
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,168,076
Interest earned on other investments	2010-12-31	$3,472
Income. Interest from US Government securities	2010-12-31	$77,350
Income. Interest from corporate debt instruments	2010-12-31	$65,437
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$652,004
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$93,325
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$93,325
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$117
Asset value of US Government securities at end of year	2010-12-31	$6,619,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$114,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$5,792,428
Employer contributions (assets) at end of year	2010-12-31	$31,545
Employer contributions (assets) at beginning of year	2010-12-31	$10,150
Income. Dividends from common stock	2010-12-31	$285,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,000
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$1,983,819
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$261,937
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$6,288,967
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$5,477,309
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$1,235,400
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$1,501,476
Assets. Value of buildings and other operty used in plan operation at end of year	2010-12-31	$2,329
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$2,778
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$8,741,484
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$8,594,244
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	BERDON LLP
Accountancy firm EIN	2010-12-31	130485070

Form 5500 Responses for LOCAL 1102 AMALGAMATED WELFARE FUND

2013: LOCAL 1102 AMALGAMATED WELFARE FUND 2013 form 5500 responses
2013-01-01	Type of plan entity	Multi-employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	Yes
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: LOCAL 1102 AMALGAMATED WELFARE FUND 2012 form 5500 responses
2012-01-01	Type of plan entity	Multi-employer plan
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: LOCAL 1102 AMALGAMATED WELFARE FUND 2011 form 5500 responses
2011-01-01	Type of plan entity	Multi-employer plan
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2010: LOCAL 1102 AMALGAMATED WELFARE FUND 2010 form 5500 responses
2010-01-01	Type of plan entity	Multi-employer plan
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2010-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: LOCAL 1102 AMALGAMATED WELFARE FUND 2009 form 5500 responses
2009-01-01	Type of plan entity	Multi-employer plan
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2009-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	LOCAL 1102 AMALGAMATED WELFARE FUND
Employer identification number (EIN):	111968437
NAIC Classification:	525100
NAIC Description:	Insurance and Employee Benefit Funds