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COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameCOLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 003

COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

COLD SPRING HARBOR LABORATORY has sponsored the creation of one or more 401k plans.

Company Name:COLD SPRING HARBOR LABORATORY
Employer identification number (EIN):112013303
NAIC Classification:541700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01KATHERINE G. RAFFERTY2024-08-06 JOHN TUKE2024-08-06
0032022-01-01KATHERINE G. RAFFERTY2023-10-12 JOHN TUKE2023-10-12
0032021-01-01KATHERINE G. RAFTERY2022-10-14 JOHN TUKE2022-10-14
0032020-01-01KATHERINE G. RAFTERY2021-10-11 JOHN TUKE2021-10-11
0032019-01-01KATHERINE G. RAFTERY2020-10-13 JOHN TUKE2020-10-13
0032018-01-01KATHERINE G. RAFTERY2019-09-21 JOHN TUKE2019-09-21
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01KATHERINE G. RAFTERY
0032013-01-01KATHERINE G. RAFTERY
0032012-01-01KATHERINE G. RAFTERY
0032011-01-01KATHERINE G. RAFTERY
0032010-01-01KATHERINE G. RAFTERY
0032009-01-01KATHERINE G. RAFTERY W. DILLAWAY AYRES, JR.2010-10-15
0032009-01-01KATHERINE G. RAFTERY

Financial Data on COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2023 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-10-16$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-10-16$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-10-16$0
Total income from all sources (including contributions)2023-10-16$2,765,217
Total loss/gain on sale of assets2023-10-16$0
Total of all expenses incurred2023-10-16$47,721,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-10-16$47,721,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-10-16$0
Value of total assets at end of year2023-10-16$0
Value of total assets at beginning of year2023-10-16$44,955,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-10-16$0
Total interest from all sources2023-10-16$223,622
Total dividends received (eg from common stock, registered investment company shares)2023-10-16$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-10-16Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2023-10-16$0
Was this plan covered by a fidelity bond2023-10-16Yes
Value of fidelity bond cover2023-10-16$1,000,000
If this is an individual account plan, was there a blackout period2023-10-16No
Were there any nonexempt tranactions with any party-in-interest2023-10-16No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-10-16No
Value of net income/loss2023-10-16$-44,955,922
Value of net assets at end of year (total assets less liabilities)2023-10-16$0
Value of net assets at beginning of year (total assets less liabilities)2023-10-16$44,955,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-10-16No
Were any loans by the plan or fixed income obligations due to the plan in default2023-10-16No
Were any leases to which the plan was party in default or uncollectible2023-10-16No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-10-16$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-10-16$24,035,050
Value of interest in pooled separate accounts at end of year2023-10-16$0
Value of interest in pooled separate accounts at beginning of year2023-10-16$1,829,421
Interest earned on other investments2023-10-16$223,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-10-16$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-10-16$19,091,451
Expenses. Payments to insurance carriers foe the provision of benefits2023-10-16$44,928,915
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-10-16$2,541,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-10-16No
Was there a failure to transmit to the plan any participant contributions2023-10-16No
Has the plan failed to provide any benefit when due under the plan2023-10-16No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-10-16$2,792,224
Did the plan have assets held for investment2023-10-16No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-10-16No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-10-16Yes
Opinion of an independent qualified public accountant for this plan2023-10-16Unqualified
Accountancy firm name2023-10-16GRANT THORNTON LLP
Accountancy firm EIN2023-10-16366055558
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$2,765,217
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$47,721,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$47,721,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$0
Value of total assets at end of year2023-01-01$0
Value of total assets at beginning of year2023-01-01$44,955,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$0
Total interest from all sources2023-01-01$223,622
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2023-01-01$0
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$1,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$-44,955,922
Value of net assets at end of year (total assets less liabilities)2023-01-01$0
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$44,955,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$24,035,050
Value of interest in pooled separate accounts at end of year2023-01-01$0
Value of interest in pooled separate accounts at beginning of year2023-01-01$1,829,421
Interest earned on other investments2023-01-01$223,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$19,091,451
Expenses. Payments to insurance carriers foe the provision of benefits2023-01-01$44,928,915
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$2,541,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$2,792,224
Did the plan have assets held for investment2023-01-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01Yes
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01GRANT THORNTON LLP
Accountancy firm EIN2023-01-01366055558
2022 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,529,962
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,661,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,661,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$44,955,922
Value of total assets at beginning of year2022-12-31$53,147,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$0
Total interest from all sources2022-12-31$800,838
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,191,655
Value of net assets at end of year (total assets less liabilities)2022-12-31$44,955,922
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$53,147,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$24,035,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$32,003,258
Value of interest in pooled separate accounts at end of year2022-12-31$1,829,421
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,878,342
Interest earned on other investments2022-12-31$800,838
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$19,091,451
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$19,265,977
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$205,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,485,651
Net investment gain/loss from pooled separate accounts2022-12-31$154,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,456,088
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GRANT THORNTON LLP
Accountancy firm EIN2022-12-31366055558
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-5,529,962
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$2,661,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$2,661,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$0
Value of total assets at end of year2022-01-01$44,955,922
Value of total assets at beginning of year2022-01-01$53,147,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$0
Total interest from all sources2022-01-01$800,838
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$1,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-8,191,655
Value of net assets at end of year (total assets less liabilities)2022-01-01$44,955,922
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$53,147,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$24,035,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$32,003,258
Value of interest in pooled separate accounts at end of year2022-01-01$1,829,421
Value of interest in pooled separate accounts at beginning of year2022-01-01$1,878,342
Interest earned on other investments2022-01-01$800,838
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$19,091,451
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$19,265,977
Expenses. Payments to insurance carriers foe the provision of benefits2022-01-01$205,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-6,485,651
Net investment gain/loss from pooled separate accounts2022-01-01$154,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Assets. Invements in employer securities at end of year2022-01-01$0
Assets. Invements in employer securities at beginning of year2022-01-01$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$2,456,088
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01GRANT THORNTON LLP
Accountancy firm EIN2022-01-01366055558
2021 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,863,745
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,914,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,914,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$53,147,577
Value of total assets at beginning of year2021-12-31$50,198,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$683,694
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,948,939
Value of net assets at end of year (total assets less liabilities)2021-12-31$53,147,577
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$50,198,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$32,003,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$29,127,441
Value of interest in pooled separate accounts at end of year2021-12-31$1,878,342
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,620,785
Interest earned on other investments2021-12-31$683,694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$19,265,977
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$19,450,412
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$112,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,891,918
Net investment gain/loss from pooled separate accounts2021-12-31$288,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,802,426
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRANT THORNTON LLP
Accountancy firm EIN2021-12-31366055558
2020 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,692,622
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,164,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,164,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$50,198,638
Value of total assets at beginning of year2020-12-31$46,670,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$780,679
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,528,579
Value of net assets at end of year (total assets less liabilities)2020-12-31$50,198,638
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$46,670,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$29,127,441
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$24,876,384
Value of interest in pooled separate accounts at end of year2020-12-31$1,620,785
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,072,375
Interest earned on other investments2020-12-31$780,679
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$19,450,412
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$19,721,300
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$94,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,929,701
Net investment gain/loss from pooled separate accounts2020-12-31$-17,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,069,659
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON LLP
Accountancy firm EIN2020-12-31366055558
2019 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,156,601
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,288,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,288,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$46,670,059
Value of total assets at beginning of year2019-12-31$42,801,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$800,990
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,868,456
Value of net assets at end of year (total assets less liabilities)2019-12-31$46,670,059
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$42,801,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,876,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,417,239
Value of interest in pooled separate accounts at end of year2019-12-31$2,072,375
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,162,789
Interest earned on other investments2019-12-31$800,990
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$19,721,300
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$20,221,575
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$325,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,243,631
Net investment gain/loss from pooled separate accounts2019-12-31$111,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,962,426
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm EIN2019-12-31366055558
2018 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-638,629
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,467,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,467,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$42,801,603
Value of total assets at beginning of year2018-12-31$45,907,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$846,398
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,106,303
Value of net assets at end of year (total assets less liabilities)2018-12-31$42,801,603
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$45,907,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,417,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$23,578,598
Value of interest in pooled separate accounts at end of year2018-12-31$2,162,789
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,329,858
Interest earned on other investments2018-12-31$846,398
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$20,221,575
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$19,999,450
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$180,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,589,024
Net investment gain/loss from pooled separate accounts2018-12-31$103,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,287,189
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,067,246
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,421,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,421,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$45,907,906
Value of total assets at beginning of year2017-12-31$43,262,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$823,320
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,645,388
Value of net assets at end of year (total assets less liabilities)2017-12-31$45,907,906
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$43,262,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$23,578,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$20,743,695
Value of interest in pooled separate accounts at end of year2017-12-31$2,329,858
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,257,442
Interest earned on other investments2017-12-31$823,320
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$19,999,450
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$20,261,381
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$143,170
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,145,128
Net investment gain/loss from pooled separate accounts2017-12-31$98,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,278,688
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$51,443
Total income from all sources (including contributions)2016-12-31$2,358,731
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,963,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,963,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$43,262,518
Value of total assets at beginning of year2016-12-31$42,918,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$900,865
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$51,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$395,033
Value of net assets at end of year (total assets less liabilities)2016-12-31$43,262,518
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$42,867,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,743,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$20,530,474
Value of interest in pooled separate accounts at end of year2016-12-31$2,257,442
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,180,869
Interest earned on other investments2016-12-31$900,865
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$20,261,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$20,207,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,345,518
Net investment gain/loss from pooled separate accounts2016-12-31$112,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,963,698
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$51,443
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$51,443
Total income from all sources (including contributions)2015-12-31$1,081,654
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,906,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,906,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$42,918,928
Value of total assets at beginning of year2015-12-31$43,743,712
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$851,774
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$51,443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$51,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-824,784
Value of net assets at end of year (total assets less liabilities)2015-12-31$42,867,485
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$43,692,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$20,530,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$21,203,929
Value of interest in pooled separate accounts at end of year2015-12-31$2,180,869
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,905,000
Interest earned on other investments2015-12-31$851,774
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$20,207,585
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$20,634,783
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$287,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$70,817
Net investment gain/loss from pooled separate accounts2015-12-31$159,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,619,415
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$51,443
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$33,407
Total income from all sources (including contributions)2014-12-31$2,483,296
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,560,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,560,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$43,743,712
Value of total assets at beginning of year2014-12-31$42,802,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$893,425
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$51,443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$33,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$923,288
Value of net assets at end of year (total assets less liabilities)2014-12-31$43,692,269
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$42,768,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$21,203,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$20,263,592
Value of interest in pooled separate accounts at end of year2014-12-31$1,905,000
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,661,132
Interest earned on other investments2014-12-31$893,425
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$20,634,783
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$20,877,664
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$82,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,382,173
Net investment gain/loss from pooled separate accounts2014-12-31$207,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,477,283
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$33,407
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,892,121
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,352,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,352,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$42,802,388
Value of total assets at beginning of year2013-12-31$40,229,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$877,636
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$33,407
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,539,600
Value of net assets at end of year (total assets less liabilities)2013-12-31$42,768,981
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$40,229,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$20,263,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,682,862
Value of interest in pooled separate accounts at end of year2013-12-31$1,661,132
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,608,131
Interest earned on other investments2013-12-31$877,636
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$20,877,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$20,938,388
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,862,876
Net investment gain/loss from pooled separate accounts2013-12-31$151,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,352,521
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,265,680
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,564,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,564,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$602
Value of total assets at end of year2012-12-31$40,229,381
Value of total assets at beginning of year2012-12-31$39,528,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$847,395
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$1,728,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$701,277
Value of net assets at end of year (total assets less liabilities)2012-12-31$40,229,381
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$39,528,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,682,862
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$17,036,351
Value of interest in pooled separate accounts at end of year2012-12-31$1,608,131
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,482,405
Interest earned on other investments2012-12-31$847,395
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$20,938,388
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$21,009,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,269,143
Net investment gain/loss from pooled separate accounts2012-12-31$148,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$835,514
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,059,196
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$19,912,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$19,912,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$17,152
Value of total assets at end of year2011-12-31$39,528,104
Value of total assets at beginning of year2011-12-31$58,381,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other income not declared elsewhere2011-12-31$850,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-18,853,030
Value of net assets at end of year (total assets less liabilities)2011-12-31$39,528,104
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$58,381,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$17,036,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$34,037,880
Value of interest in pooled separate accounts at end of year2011-12-31$1,482,405
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,824,403
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$21,009,348
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$21,188,954
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$444,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,370
Net investment gain/loss from pooled separate accounts2011-12-31$197,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$17,152
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$329,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$19,467,526
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,452,652
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,429,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,429,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,422,603
Value of total assets at end of year2010-12-31$58,381,134
Value of total assets at beginning of year2010-12-31$51,357,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$6,575
Other income not declared elsewhere2010-12-31$795,603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,023,209
Value of net assets at end of year (total assets less liabilities)2010-12-31$58,381,134
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$51,357,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$34,037,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$29,056,545
Value of interest in pooled separate accounts at end of year2010-12-31$2,824,403
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,086,930
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$21,188,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$19,925,060
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$240,311
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,913,691
Net investment gain/loss from pooled separate accounts2010-12-31$320,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,416,028
Employer contributions (assets) at end of year2010-12-31$329,897
Employer contributions (assets) at beginning of year2010-12-31$289,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,189,132
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN

2023: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingYes
2023-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: COLD SPRING HARBOR LABORATORY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100460
Policy instance 1
Insurance contract or identification number100460
Number of Individuals Covered865
Insurance policy start date2023-01-01
Insurance policy end date2023-10-16
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100460
Policy instance 1
Insurance contract or identification number100460
Number of Individuals Covered906
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100460
Policy instance 1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100460
Policy instance 1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100460
Policy instance 1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100460
Policy instance 1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100460
Policy instance 1

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