401k Plan data: SMSC 401(K) SAVINGS PLAN plan

SMSC 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	SMSC 401(K) SAVINGS PLAN
Plan identification number	001

SMSC 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

STANDARD MICROSYSTEMS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: STANDARD MICROSYSTEMS CORPORATION

Employer identification number (EIN): 112234952

NAIC Classification: 334410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMSC 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 ERIC BJORNHOLT 2016-02-09
001 2014-01-01 ERIC BJORNHOLT
001 2013-01-01 ERIC BJORNHOLT
001 2012-01-01 ERIC BJORNHOLT ERIC BJORNHOLT 2013-04-11
001 2011-01-01 MICHAEL LABOSCO
001 2010-01-01 MICHAEL LABOSCO
001 2009-01-01 MICHAEL LABOSCO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	ERIC BJORNHOLT	2016-02-09
001	2014-01-01	ERIC BJORNHOLT
001	2013-01-01	ERIC BJORNHOLT
001	2012-01-01	ERIC BJORNHOLT		ERIC BJORNHOLT	2013-04-11
001	2011-01-01	MICHAEL LABOSCO
001	2010-01-01	MICHAEL LABOSCO
001	2009-01-01	MICHAEL LABOSCO

Plan Statistics for SMSC 401(K) SAVINGS PLAN

401k plan membership statisitcs for SMSC 401(K) SAVINGS PLAN

Measure Date Value
2014: SMSC 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 464
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 3
Number of participants with account balances 2014-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SMSC 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 835
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 459
Total of all active and inactive participants 2013-01-01 459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 5
Total participants 2013-01-01 464
Number of participants with account balances 2013-01-01 463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 10
2012: SMSC 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 774
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 393
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 439
Total of all active and inactive participants 2012-01-01 835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 835
Number of participants with account balances 2012-01-01 826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 24
2011: SMSC 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 772
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 543
Number of retired or separated participants receiving benefits 2011-01-01 3
Number of other retired or separated participants entitled to future benefits 2011-01-01 228
Total of all active and inactive participants 2011-01-01 774
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 774
Number of participants with account balances 2011-01-01 689
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 32
2010: SMSC 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 807
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 561
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 211
Total of all active and inactive participants 2010-01-01 772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 772
Number of participants with account balances 2010-01-01 682
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 36
2009: SMSC 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 841
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 622
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 185
Total of all active and inactive participants 2009-01-01 807
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 807
Number of participants with account balances 2009-01-01 694
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 22

Measure	Date	Value
2014: SMSC 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	464
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	3
Number of participants with account balances	2014-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SMSC 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	835
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	459
Total of all active and inactive participants	2013-01-01	459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	5
Total participants	2013-01-01	464
Number of participants with account balances	2013-01-01	463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	10
2012: SMSC 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	774
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	393
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	439
Total of all active and inactive participants	2012-01-01	835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	835
Number of participants with account balances	2012-01-01	826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	24
2011: SMSC 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	772
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	543
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	228
Total of all active and inactive participants	2011-01-01	774
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	774
Number of participants with account balances	2011-01-01	689
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	32
2010: SMSC 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	807
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	561
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	211
Total of all active and inactive participants	2010-01-01	772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	772
Number of participants with account balances	2010-01-01	682
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	36
2009: SMSC 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	841
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	622
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	185
Total of all active and inactive participants	2009-01-01	807
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	807
Number of participants with account balances	2009-01-01	694
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	22

Financial Data on SMSC 401(K) SAVINGS PLAN

Measure	Date	Value
2014 : SMSC 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$-14,461
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$63,277,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$63,276,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$284,010
Value of total assets at beginning of year	2014-12-31	$63,575,500
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$445
Total interest from all sources	2014-12-31	$1,288
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$22,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$22,805
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$551,144
Administrative expenses (other) incurred	2014-12-31	$445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-63,291,490
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$284,010
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$63,575,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$243,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$52,979,310
Interest on participant loans	2014-12-31	$1,288
Value of interest in common/collective trusts at end of year	2014-12-31	$40,324
Value of interest in common/collective trusts at beginning of year	2014-12-31	$10,045,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-3,191
Net investment gain or loss from common/collective trusts	2014-12-31	$-35,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$63,276,584
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2014-12-31	350921680
2013 : SMSC 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$11,965,022
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$21,617,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$21,606,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$63,575,500
Value of total assets at beginning of year	2013-12-31	$73,228,468
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$11,027
Total interest from all sources	2013-12-31	$27,500
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,107,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,107,229
Administrative expenses professional fees incurred	2013-12-31	$8,000
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$551,144
Participant contributions at beginning of year	2013-12-31	$637,607
Administrative expenses (other) incurred	2013-12-31	$3,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-9,652,968
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$63,575,500
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$73,228,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$52,979,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$60,095,456
Interest earned on other investments	2013-12-31	$27,500
Value of interest in common/collective trusts at end of year	2013-12-31	$10,045,046
Value of interest in common/collective trusts at beginning of year	2013-12-31	$12,495,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,982,510
Net investment gain or loss from common/collective trusts	2013-12-31	$-152,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$21,606,963
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2013-12-31	350921680
2012 : SMSC 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-2,062,768
Total unrealized appreciation/depreciation of assets	2012-12-31	$-2,062,768
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$18,587,934
Total loss/gain on sale of assets	2012-12-31	$8,434,127
Total of all expenses incurred	2012-12-31	$20,910,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$20,882,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,339,640
Value of total assets at end of year	2012-12-31	$73,228,468
Value of total assets at beginning of year	2012-12-31	$75,551,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$28,160
Total interest from all sources	2012-12-31	$32,703
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,371,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,371,278
Administrative expenses professional fees incurred	2012-12-31	$12,800
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,132,705
Participant contributions at end of year	2012-12-31	$637,607
Participant contributions at beginning of year	2012-12-31	$926,717
Participant contributions at beginning of year	2012-12-31	$5,196
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$102,109
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$18,355
Administrative expenses (other) incurred	2012-12-31	$3,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-2,322,648
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$73,228,468
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$75,551,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$12,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$60,095,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$49,631,745
Interest on participant loans	2012-12-31	$32,703
Value of interest in common/collective trusts at end of year	2012-12-31	$12,495,405
Value of interest in common/collective trusts at beginning of year	2012-12-31	$10,002,382
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$64
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$64
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,116,263
Net investment gain or loss from common/collective trusts	2012-12-31	$356,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at beginning of year	2012-12-31	$14,802,494
Contributions received in cash from employer	2012-12-31	$1,104,826
Employer contributions (assets) at beginning of year	2012-12-31	$164,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$20,882,422
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$23,598,529
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$15,164,402
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2012-12-31	350921680
2011 : SMSC 401(K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-1,075,270
Total unrealized appreciation/depreciation of assets	2011-12-31	$-1,075,270
Total transfer of assets to this plan	2011-12-31	$680,920
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,583,050
Total loss/gain on sale of assets	2011-12-31	$-492,828
Total of all expenses incurred	2011-12-31	$4,736,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,713,384
Value of total corrective distributions	2011-12-31	$822
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$7,169,740
Value of total assets at end of year	2011-12-31	$75,551,116
Value of total assets at beginning of year	2011-12-31	$75,023,257
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$21,905
Total interest from all sources	2011-12-31	$38,110
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,128,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,128,550
Administrative expenses professional fees incurred	2011-12-31	$140
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$5,081,479
Participant contributions at end of year	2011-12-31	$926,717
Participant contributions at beginning of year	2011-12-31	$789,419
Participant contributions at end of year	2011-12-31	$5,196
Participant contributions at beginning of year	2011-12-31	$5,033
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$126,992
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$18,355
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$21,315
Administrative expenses (other) incurred	2011-12-31	$3,710
Total non interest bearing cash at beginning of year	2011-12-31	$31,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-153,061
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$75,551,116
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$75,023,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$18,055
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$49,631,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$48,655,107
Interest on participant loans	2011-12-31	$38,105
Value of interest in common/collective trusts at end of year	2011-12-31	$10,002,382
Value of interest in common/collective trusts at beginning of year	2011-12-31	$9,272,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$64
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$200
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$200
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,439,893
Net investment gain or loss from common/collective trusts	2011-12-31	$254,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$14,802,494
Assets. Invements in employer securities at beginning of year	2011-12-31	$16,092,445
Contributions received in cash from employer	2011-12-31	$1,961,269
Employer contributions (assets) at end of year	2011-12-31	$164,163
Employer contributions (assets) at beginning of year	2011-12-31	$155,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,713,384
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$3,324,732
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$3,817,560
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2011-12-31	350921680
2010 : SMSC 401(K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$4,178,555
Total unrealized appreciation/depreciation of assets	2010-12-31	$4,178,555
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$18,706,326
Total loss/gain on sale of assets	2010-12-31	$793,336
Total of all expenses incurred	2010-12-31	$4,113,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,086,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$7,229,614
Value of total assets at end of year	2010-12-31	$75,023,257
Value of total assets at beginning of year	2010-12-31	$60,430,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$27,410
Total interest from all sources	2010-12-31	$36,132
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$714,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$714,495
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,122,590
Participant contributions at end of year	2010-12-31	$789,419
Participant contributions at beginning of year	2010-12-31	$562,910
Participant contributions at end of year	2010-12-31	$5,033
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$111,045
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$21,315
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$15,078
Administrative expenses (other) incurred	2010-12-31	$7,910
Total non interest bearing cash at end of year	2010-12-31	$31,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$14,592,875
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$75,023,257
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$60,430,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$19,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$48,655,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$40,219,428
Interest on participant loans	2010-12-31	$36,132
Value of interest in common/collective trusts at end of year	2010-12-31	$9,272,442
Value of interest in common/collective trusts at beginning of year	2010-12-31	$7,191,422
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$200
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,643
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$5,356,547
Net investment gain or loss from common/collective trusts	2010-12-31	$397,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$16,092,445
Assets. Invements in employer securities at beginning of year	2010-12-31	$12,303,609
Contributions received in cash from employer	2010-12-31	$1,995,979
Employer contributions (assets) at end of year	2010-12-31	$155,553
Employer contributions (assets) at beginning of year	2010-12-31	$136,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,086,041
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$4,642,970
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$3,849,634
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2010-12-31	350921680
2009 : SMSC 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SMSC 401(K) SAVINGS PLAN

2014: SMSC 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SMSC 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SMSC 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SMSC 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SMSC 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SMSC 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	STANDARD MICROSYSTEMS CORPORATION
Employer identification number (EIN):	112234952
NAIC Classification:	334410